SFC Licences of NGAI Yan Hoo 倪恩浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 13 August 2021 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 February 2017 | 02 October 2017 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 31 December 2013 | 06 January 2017 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 01 April 2003 | 18 December 2013 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 7 | 01 April 2003 | 09 November 2012 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 6 | 01 April 2003 | 11 March 2005 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 01 April 2003 | 11 March 2005 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 01 April 2003 | 11 March 2005 |