SFC Licences of KO Siu Man 高兆文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Celestial Commodities Limited 時富商品有限公司	RE	2	27 July 2009
Celestial Securities Limited 時富證券有限公司	RE	1	27 July 2009
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司	RE	2	02 July 2009	04 July 2009
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司	RE	1	02 July 2009	04 July 2009
SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司	RE	2	14 October 2008	24 June 2009
SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司	RE	1	07 December 2007	24 June 2009
SBI China Capital Securities Limited 軟庫中華金融證券有限公司	RE	1	29 November 2007	24 June 2009
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司	RE	1	05 March 2004	17 November 2007
OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司	RE	1	01 April 2003	02 March 2004
OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司	RE	6	01 April 2003	02 March 2004
OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司	RE	9	01 April 2003	02 March 2004
OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司	RE	4	01 April 2003	02 March 2004
OCBC Securities (Hong Kong) Limited 華僑證券(香港)有限公司	RE	7	01 April 2003	02 March 2004