SFC Licences of CHEUNG Pang To 張鵬圖

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 4 13 September 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 2 13 September 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 1 13 September 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 9 13 September 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 9 13 June 2014 18 June 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 4 13 June 2014 18 June 2017
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RO 1 13 June 2014 18 June 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 9 29 July 2004 18 June 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 29 July 2004 18 June 2017
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 29 July 2004 18 June 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 3 31 October 2003 18 June 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 2 01 April 2003 18 June 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 5 01 April 2003 18 June 2017
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RO 9 01 April 2003 18 June 2017
China Everbright Assets Management Limited 中國光大資產管理有限公司 RO 9 13 November 2009 31 March 2011
China Everbright Assets Management Limited 中國光大資產管理有限公司 RO 4 13 November 2009 31 March 2011
Everbright Capital Management Limited 光大資本管理有限公司 RO 9 24 September 2007 28 September 2010
Everbright Capital Management Limited 光大資本管理有限公司 RO 4 24 September 2007 28 September 2010
China Everbright Assets Management Limited 中國光大資產管理有限公司 RO 9 10 October 2003 15 June 2007
SeaBright Asset Management Limited 光大海基資產管理有限公司 RO 9 10 October 2003 18 March 2005
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 01 April 2003 03 August 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 April 2003 29 July 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 April 2003 29 July 2004
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 01 April 2003 29 July 2004
China Everbright Forex Limited 中國光大外匯有限公司 RO 3 01 April 2003 19 March 2004
SeaBright Asset Management Limited 光大海基資產管理有限公司 RE 9 10 October 2003 22 October 2003
China Everbright Assets Management Limited 中國光大資產管理有限公司 RE 9 10 October 2003 22 October 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 7 01 April 2003 02 September 2003