SFC Licences of LO Yip Cheong, Lawrence 盧業昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 3 08 June 2011 20 October 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 2 17 January 2011 20 October 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 17 January 2011 20 October 2013
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 November 2008 30 October 2010
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2003 30 October 2010
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2003 30 October 2010
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 1 01 April 2003 01 November 2008
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 5 01 April 2003 16 July 2004
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 9 01 April 2003 16 July 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 9 01 April 2003 16 July 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 6 01 April 2003 16 July 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 4 01 April 2003 16 July 2004
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RO 7 01 April 2003 02 September 2003