Current licenceholders of AAC298 BOCI Securities Limited 中銀國際證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| JIE Jiangyi 揭江怡 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 21 October 2020 |
| CHAN Yik Chun 陳翊竣 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 October 2020 |
| GONG Xiaoyuan 巩笑缘 | RE | [1] (Dealing in Securities) | 09 October 2020 |
| NIE Shuyue | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 October 2020 |
| SUN Kam Ming 辛鑑明 | RE | [1] (Dealing in Securities) | 06 October 2020 |
| ZHANG Jinqin 張金芹 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2020 |
| LIU CHAN 劉嬋 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 September 2020 |
| KWONG Ka Leung 鄺嘉樑 | RE | [4] (Advising on Securities) | 28 September 2020 |
| FAN Kam Ho 范錦濠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 September 2020 |
| WANG Yanni 王燕妮 | RE | [1] (Dealing in Securities) | 23 September 2020 |
| CHAN Yue 陳裕 | RE | [4] (Advising on Securities) | 11 September 2020 |
| KWONG Ka Leung 鄺嘉樑 | RE | [1] (Dealing in Securities) | 09 September 2020 |
| XU Zhao 許昭 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 01 September 2020 |
| CHAN Lok Sang 陳樂生 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 20 July 2020 |
| GAO Mengyuan 高梦圆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 July 2020 |
| LIU Di 劉迪 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 July 2020 |
| WONG Chung Kin 黃忠健 | RE | [4] (Advising on Securities) | 07 July 2020 |
| CHEUNG Shing Yat 張聲一 | RE | [4] (Advising on Securities) | 06 July 2020 |
| WONG Mung Yu, Daniel 王夢羽 | RE | [4] (Advising on Securities) | 06 July 2020 |
| CHAU Wai Kin 鄒偉健 | RE | [4] (Advising on Securities) | 06 July 2020 |
| TAN Taizhi 譚泰之 | RE | [4] (Advising on Securities) | 06 July 2020 |
| CHOW Sheung Kar 周尚嘉 | RE | [4] (Advising on Securities) | 06 July 2020 |
| WONG Aileen 王鳴欣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 June 2020 |
| YUE Chiu Fan Amy 余超芬 | RE | [1] (Dealing in Securities) | 04 June 2020 |
| WANG Siyan 王絲嫣 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 21 May 2020 |
| LEE Chun Hung 李振鴻 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 12 May 2020 |
| CORRIGAN Marcus Lee | RE | [1] (Dealing in Securities) | 24 April 2020 |
| CHEUNG Yik Han 張亦嫻 | RE | [1] (Dealing in Securities) | 13 March 2020 |
| WANG Xiaofan 王曉帆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 March 2020 |
| CHONG Ka Lam Mike 莊家林 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 March 2020 |
| LIU Kit Yi, Elkey 廖潔儀 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 March 2020 |
| YU Kin Cheung 余建璋 | RE | [1] (Dealing in Securities) | 03 March 2020 |
| YIM Vicki Wing Kiu 嚴穎翹 | RE | [1] (Dealing in Securities) | 26 February 2020 |
| YEUNG Kit Yu 楊潔茹 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 February 2020 |
| HUNG Yung Yung 洪蓉蓉 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 February 2020 |
| SHAM Marco Bak Ou 岑百翺 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 20 February 2020 |
| CHAN Hiu Lan 陳曉蘭 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 February 2020 |
| WONG Mung Yu, Daniel 王夢羽 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 17 February 2020 |
| HE Qian 何倩 | RE | [1] (Dealing in Securities) | 03 February 2020 |
| LI Siu Fai 李紹輝 | RE | [2] (Dealing in Futures Contracts) | 10 January 2020 |
| LI Chun Wing Marvin 李俊頴 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 January 2020 |
| YIP Wing Sze, Anita 葉詠詩 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 23 December 2019 |
| CHEUNG How Leung 張效良 | RE | [1] (Dealing in Securities) | 23 December 2019 |
| PANG Siu Fai Jeffery 彭兆暉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 December 2019 |
| CHUNG Kong Lung 鍾港龍 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 17 December 2019 |
| TSE Yik Yu 謝易儒 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 02 December 2019 |
| WANG Wei | RE | [1] (Dealing in Securities) | 29 November 2019 |
| CHUNG Wai Chun 鍾煒晋 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 November 2019 |
| CHEN Wen 陳雯 | RE | [4] (Advising on Securities) | 04 November 2019 |
| JIM Wing Han 詹詠嫺 | RE | [1] (Dealing in Securities) | 04 November 2019 |
| CHEN Wen 陳雯 | RE | [1] (Dealing in Securities) | 22 October 2019 |
| YEUNG Kei Chi 楊基智 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 October 2019 |
| LAM Ching Hong 林政康 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 October 2019 |
| HO Ting Kai 何庭基 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 October 2019 |
| HUANG Jinyi 黄晋怡 | RE | [1] (Dealing in Securities) | 11 October 2019 |
| ZHANG Yuwei 张雨薇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 September 2019 |
| TSANG Jason Siu Hang 曾肇恒 | RE | [4] (Advising on Securities) | 16 September 2019 |
| WONG Suk Wah 黃淑華 | RE | [2] (Dealing in Futures Contracts) | 13 September 2019 |
| LEE Godwin 李俊言 | RE | [2] (Dealing in Futures Contracts) | 13 September 2019 |
| LEE Shing Kong Daniel 李成剛 | RE | [2] (Dealing in Futures Contracts) | 13 September 2019 |
| LI Siu Fai 李紹輝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 September 2019 |
| YAO Heting 姚赫婷 | RE | [1] (Dealing in Securities) | 05 September 2019 |
| TSOI Wing Mei 蔡穎䉠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 04 September 2019 |
| BUT Chi Kwan 畢志坤 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 August 2019 |
| LAW Tik Hong 羅迪康 | RE | [2] (Dealing in Futures Contracts) | 20 August 2019 |
| HUANG Jinyi 黄晋怡 | RE | [4] (Advising on Securities) | 20 August 2019 |
| WANG Xuejiao 王雪姣 | RE | [2] (Dealing in Futures Contracts) | 16 August 2019 |
| CHAN Chiu Yuet 陳昭月 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 29 July 2019 |
| FU Kun 傅堃 | RE | [1] (Dealing in Securities) | 17 July 2019 |
| CHEUNG Lai Mui, Eva 張麗梅 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 June 2019 |
| LAW Tik Hong 羅迪康 | RE | [1] (Dealing in Securities) | 24 June 2019 |
| TSANG Jason Siu Hang 曾肇恒 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 June 2019 |
| DU Jingjing 都晶晶 | RE | [1] (Dealing in Securities) | 20 June 2019 |
| WANG Xuejiao 王雪姣 | RE | [1] (Dealing in Securities) | 18 June 2019 |
| LAU Chun Hang 劉俊恆 | RE | [2] (Dealing in Futures Contracts) | 27 May 2019 |
| CHENG Mei Ting 鄭美婷 | RE | [2] (Dealing in Futures Contracts) | 29 April 2019 |
| OR Ka Shing Alex 柯嘉誠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 29 March 2019 |
| CHUANG Shih-yen 莊詩彥 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 27 March 2019 |
| LO Wai Yee 盧慧宜 | RE | [1] (Dealing in Securities) | 05 March 2019 |
| WANG Mingzan 王铭赞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 March 2019 |
| LAM Ka Ho 林嘉豪 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 15 February 2019 |
| MOK Ka Wai 莫嘉慧 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 18 January 2019 |
| LAU Raymond 劉銚之 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 31 December 2018 |
| KUNG Chun Hung, Ronnie 龔臻虹 | RO | [5] (Advising on Futures Contracts) | 14 December 2018 |
| WONG Suet Ying 黃雪瑩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 December 2018 |
| CHENG Mei Ting 鄭美婷 | RE | [1] (Dealing in Securities) | 09 November 2018 |
| CHAN Yan Yu 陳欣裕 | RE | [1] (Dealing in Securities) | 29 October 2018 |
| LAU Chun Hang 劉俊恆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 October 2018 |
| CHAN Ying Kit | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 October 2018 |
| WONG Sio Pang 黃兆鵬 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 25 October 2018 |
| JIANG Bowen 姜博文 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 15 October 2018 |
| XU Youwu 許佑梧 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 12 October 2018 |
| LAM Choi Ha 林彩霞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 September 2018 |
| CHEUNG Kam Fai 張錦輝 | RE | [4] (Advising on Securities) | 06 September 2018 |
| TANG Chi Wai 鄧志偉 | RE | [4] (Advising on Securities) | 06 September 2018 |
| CHIU Kam Fai 趙錦輝 | RE | [4] (Advising on Securities) | 06 September 2018 |
| YUEN Kwok Hung 袁國雄 | RE | [4] (Advising on Securities) | 06 September 2018 |
| LO Wai Yip 勞偉業 | RE | [4] (Advising on Securities) | 06 September 2018 |
| KWOK Chi Hung 郭熾雄 | RE | [4] (Advising on Securities) | 06 September 2018 |
| LAM Kin Lung 林健龍 | RE | [4] (Advising on Securities) | 06 September 2018 |
| TSOI Chi Shing 蔡志誠 | RE | [4] (Advising on Securities) | 06 September 2018 |
| LAW Sze Yee 羅思懿 | RE | [4] (Advising on Securities) | 06 September 2018 |
| KAM Ming Kong, Hubert 甘明光 | RE | [4] (Advising on Securities) | 06 September 2018 |
| WANG Lu 王璐 | RE | [4] (Advising on Securities) | 06 September 2018 |
| LI Yuanshan 李遠山 | RE | [1] (Dealing in Securities) | 06 September 2018 |
| MA Chi Keung 馬志強 | RE | [2] (Dealing in Futures Contracts) | 21 August 2018 |
| CHEUNG Chun Ho 張振豪 | RE | [4] (Advising on Securities) | 27 July 2018 |
| CHEUNG Cho Chi 章楚枝 | RE | [4] (Advising on Securities) | 27 July 2018 |
| LUI Chi Ho 呂智浩 | RE | [4] (Advising on Securities) | 27 July 2018 |
| AU Ka Cheong Michael 區家昌 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 27 July 2018 |
| LEE Godwin 李俊言 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 July 2018 |
| WONG Suk Wah 黃淑華 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 July 2018 |
| WU Ho Shing 胡浩成 | RE | [1] (Dealing in Securities) | 03 July 2018 |
| LEE Shing Kong Daniel 李成剛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 June 2018 |
| CHAN Hin Man | RE | [1] (Dealing in Securities) | 20 June 2018 |
| CHAN Chun Hang 陳俊亨 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 June 2018 |
| BRADLEY Martin | RE | [4] (Advising on Securities) | 24 May 2018 |
| LO Chun Pong 盧俊邦 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 24 May 2018 |
| ZUO Linyu 左林玉 | RE | [4] (Advising on Securities) | 24 May 2018 |
| CHAN Wai Yin, Jammy 陳偉賢 | RE | [2] (Dealing in Futures Contracts) | 17 May 2018 |
| BAI Qingyuan 白清元 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 May 2018 |
| CHOW Sheung Kar 周尚嘉 | RE | [1] (Dealing in Securities) | 10 May 2018 |
| TAN Taizhi 譚泰之 | RE | [2] (Dealing in Futures Contracts) | 07 May 2018 |
| PAN Hao 潘昊 | RE | [1] (Dealing in Securities) | 02 May 2018 |
| TAN Taizhi 譚泰之 | RE | [1] (Dealing in Securities) | 25 April 2018 |
| NG Wing Tong 伍詠瑭 | RE | [1] (Dealing in Securities) | 21 March 2018 |
| LEE Sin Tung 李倩童 | RE | [1] (Dealing in Securities) | 16 March 2018 |
| HO Ho Yin 何浩然 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 February 2018 |
| ZHANG Hui 張揮 | RE | [1] (Dealing in Securities) | 31 January 2018 |
| LIU Fangfei 劉芳菲 | RE | [1] (Dealing in Securities) | 25 January 2018 |
| HUANG Yujun 黄宇君 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 January 2018 |
| DENG Jiatian 鄧嘉天 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 January 2018 |
| LAI Suet Hing, Josephine 黎雪卿 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 December 2017 |
| WANG Weizhi 王偉志 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 05 December 2017 |
| LIU Zhihan 劉芷含 | RE | [1] (Dealing in Securities) | 25 October 2017 |
| CHEUNG Lap Kuen, Preston 張立權 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 25 October 2017 |
| CHOI Yee Lam, Kenny 蔡宜霖 | RE | [1] (Dealing in Securities) | 19 October 2017 |
| CHAU Wai Kin 鄒偉健 | RE | [1] (Dealing in Securities) | 16 October 2017 |
| SUN Wen 孫文 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 06 October 2017 |
| DI Yi 狄一 | RE | [1] (Dealing in Securities) | 14 September 2017 |
| HO Oi Yee, Margaret 何藹儀 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 12 September 2017 |
| LAM Chun Hang 林俊亨 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 September 2017 |
| XIE Zihe 解子賀 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2017 |
| LEUNG Chun Hung 梁振鴻 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 August 2017 |
| FUNG Wing Sum 馮穎心 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 August 2017 |
| YU Fei 于飛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 July 2017 |
| FAN Kin Ming 范鍵明 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 July 2017 |
| CHAN Yee Man 陳綺文 | RE | [2] (Dealing in Futures Contracts) | 03 July 2017 |
| PANG On Ki 彭安琪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 June 2017 |
| WAI Fong Ting, Sanita 韋芳婷 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 May 2017 |
| MAK Yuen Ping 麥婉萍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 27 April 2017 |
| WONG Wing Sang 王穎生 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 18 April 2017 |
| HO Lok Kan 何樂勤 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 18 April 2017 |
| WU Qiong 吳琼 | RO | [4] (Advising on Securities) | 27 March 2017 |
| LAU E Lei 劉一蕾 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 March 2017 |
| CHAN Hui 曾輝 | RE | [4] (Advising on Securities) | 02 March 2017 |
| CHING Wing Sze 程詠詩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 February 2017 |
| LI Chun Wai 李俊蔚 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 05 December 2016 |
| KUNG Chun Hung, Ronnie 龔臻虹 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 08 November 2016 |
| CHAN Wai Yin, Jammy 陳偉賢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 November 2016 |
| SHUM Ngai Ho 沈毅豪 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 04 November 2016 |
| ZHANG Mingli 張明莉 | RE | [4] (Advising on Securities) | 02 November 2016 |
| CUI Jieli 崔洁俐 | RE | [4] (Advising on Securities) | 02 November 2016 |
| LU Yang 陸揚 | RE | [4] (Advising on Securities) | 19 October 2016 |
| HU Yiqiang 胡毅強 | RE | [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) | 21 September 2016 |
| MA Chi Keung 馬志強 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 31 August 2016 |
| HU Yiqiang 胡毅強 | RE | [4] (Advising on Securities) | 02 August 2016 |
| TANG Fong Chai, Francis 鄧方濟 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 May 2016 |
| CHOI Kin Chiu 蔡建超 | RE | [4] (Advising on Securities) | 19 April 2016 |
| ZHAO Mei 趙梅 | RE | [1] (Dealing in Securities) | 06 April 2016 |
| WONG Wing Kan 黃永勤 | RE | [2] (Dealing in Futures Contracts) | 14 March 2016 |
| CHEUNG Pui Fun 張佩芬 | RE | [2] (Dealing in Futures Contracts) | 14 March 2016 |
| CHAN Suk Han 陳淑嫻 | RE | [2] (Dealing in Futures Contracts) | 14 March 2016 |
| CHUA Alvin Cheng-Hock | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 January 2016 |
| TO Joy Lam, Johnny 杜在林 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 January 2016 |
| CHENG Ka Bing 鄭嘉冰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 December 2015 |
| YEUNG Crystal Yuk Ching 楊毓晴 | RE | [1] (Dealing in Securities) | 05 November 2015 |
| CHU Man Yee, Fiona 朱敏儀 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 October 2015 |
| CHAN Oi Yan 陳愛恩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 October 2015 |
| LI Lingchao 李凌超 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 October 2015 |
| ZUO Linyu 左林玉 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 25 September 2015 |
| LING Sau Fung 凌秀峰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 September 2015 |
| CHAN Lif Sing 陳烈勝 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 September 2015 |
| CHANG Kam Ngai 張金藝 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 08 September 2015 |
| HU Xiaoyan 胡小燕 | RE | [1] (Dealing in Securities) | 04 September 2015 |
| CHAN Suk Han 陳淑嫻 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 September 2015 |
| LIM Swee Tin Lisa 林瑞珍 | RO | [1] (Dealing in Securities) | 20 August 2015 |
| WONG Siu Lun 黃兆麟 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 17 July 2015 |
| CHAN Man 陳敏 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 13 July 2015 |
| CHAN Chun Yu 陳雋裕 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 July 2015 |
| KWONG Chun Kit 鄺俊傑 | RE | [2] (Dealing in Futures Contracts) | 03 July 2015 |
| PANG Kwok Kwan 彭國鈞 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 23 June 2015 |
| PAK Ngan 白韌 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 June 2015 |
| WONG Sze Yuen, Ivan 王士元 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 12 June 2015 |
| CHEUNG Cho Chi 章楚枝 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 June 2015 |
| LEE Pak Shing 李百成 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 01 June 2015 |
| CHAN Yee Man 陳綺文 | RE | [1] (Dealing in Securities) | 26 May 2015 |
| CHAN Tsz Kwan, Vivian 陳芷筠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 18 May 2015 |
| KWONG Chun Kit 鄺俊傑 | RE | [1] (Dealing in Securities) | 04 May 2015 |
| NG Ka Yee Johnson 吳家兒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 March 2015 |
| YONG Kin Chim | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 January 2015 |
| CHEUNG Chun Ho 張振豪 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 05 January 2015 |
| LUI Chi Ho 呂智浩 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 15 December 2014 |
| LAM Si U 林斯渝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 December 2014 |
| CHEUNG Pui Fun 張佩芬 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 November 2014 |
| SO Chun Yiu, Johnny 蘇駿堯 | RE | [1] (Dealing in Securities) | 10 November 2014 |
| WONG Wing Kan 黃永勤 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 October 2014 |
| YIU Hon Wang Henry 姚翰泓 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 September 2014 |
| SHAO Yang 邵揚 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 05 September 2014 |
| FUNG Wilson Kee-hang 馮紀恆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 August 2014 |
| CHAN Lai Yan 陳勵恩 | RE | [2] (Dealing in Futures Contracts) | 04 August 2014 |
| YEUNG Kit Sum, Beata 楊潔心 | RE | [4] (Advising on Securities) | 30 July 2014 |
| PANG Wai Lam, Leona 彭慧林 | RE | [4] (Advising on Securities) | 30 July 2014 |
| LIU Ping 劉平 | RE | [1] (Dealing in Securities) | 28 July 2014 |
| TSANG Man Chun 曾文俊 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 25 July 2014 |
| HSU Ton Min, Michael 徐東明 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 18 July 2014 |
| LIU Yuen Shan 廖婉珊 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 July 2014 |
| NG Oi Kit, Kelly 吳愛潔 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 July 2014 |
| SO Ka Yin 蘇家燕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 July 2014 |
| LEE On Nei 李安妮 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 25 March 2014 |
| TSUI Fung Man, Vicky 徐鳳文 | RE | [2] (Dealing in Futures Contracts) | 17 March 2014 |
| LO Chi Yin 羅智言 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 February 2014 |
| CHU Hung 朱紅 | RE | [4] (Advising on Securities) | 21 February 2014 |
| TSUI Fung Man, Vicky 徐鳳文 | RE | [4] (Advising on Securities) | 21 February 2014 |
| YUEN Sun Keung 袁新強 | RE | [4] (Advising on Securities) | 21 February 2014 |
| LIU Xiaoshan 劉曉杉 | RE | [4] (Advising on Securities) | 21 February 2014 |
| CHIU Kam Fai 趙錦輝 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 12 February 2014 |
| YUEN Ka Lun, Albert 袁嘉麟 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 10 February 2014 |
| YUEN Kwok Hung 袁國雄 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 January 2014 |
| LAM Kin Lung 林健龍 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 January 2014 |
| CHEUNG Kam Fai 張錦輝 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 20 January 2014 |
| LO Wai Yip 勞偉業 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 January 2014 |
| LEE Wai Hung, Isaac 李偉鴻 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 January 2014 |
| LO Johnston 勞樹棠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 January 2014 |
| CHEUNG Kwok On 張國安 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| LAM Shun Kei, Calvin 林舜基 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| LEUNG Siu Lun 梁兆倫 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| LEE Ho Yeung 李顥陽 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| LAM Man Hong, Micheal 林萬康 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| SO Chak San 蘇澤生 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| LO Chung Fan, Derek 盧仲勛 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| HUI Siu Chung, Williamclay 許兆忠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| KAR Chung Yin, Benjamin 賈仲然 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| CHAN Hei Ming 陳希明 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 January 2014 |
| LIU Nam Yuk, Oliver 廖南育 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 January 2014 |
| HUNG Ho Lun 洪顥倫 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 January 2014 |
| TSE Fai Cho, Justin 謝揮礎 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 January 2014 |
| PAU Ho Yin, Alexander 鮑灝賢 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 January 2014 |
| LEUNG Man Hon, Matthew 梁文翰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 January 2014 |
| CHAN Wilson Wai Hang 陳瑋恆 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 January 2014 |
| KWOK Chi Hung 郭熾雄 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 January 2014 |
| CHAN Nelson 陳乃成 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 January 2014 |
| FONG Tok Cheung 方鐸璋 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 January 2014 |
| SHUM Wah Nin 岑華年 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 January 2014 |
| SHEK Man Man 石敏敏 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 January 2014 |
| LEE Kin Man 李建民 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 November 2013 |
| WU Qing 吳慶 | RE | [4] (Advising on Securities) | 15 October 2013 |
| CHU Hung 朱紅 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 September 2013 |
| CHAN Tak Shing 陳德成 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 03 September 2013 |
| MAN Lai Ni 閔麗妮 | RE | [2] (Dealing in Futures Contracts) | 02 September 2013 |
| WU Yan Ching 胡欣正 | RE | [4] (Advising on Securities) | 26 August 2013 |
| CHAN Kwun Hang 陳冠恆 | RE | [4] (Advising on Securities) | 26 August 2013 |
| CHAN Lai Yan 陳勵恩 | RE | [1] (Dealing in Securities) | 19 August 2013 |
| QIAN Feng 錢鋒 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 18 July 2013 |
| LAW Chiu Hing 羅肖卿 | RE | [2] (Dealing in Futures Contracts) | 16 July 2013 |
| SO Cho Ho 蘇祖浩 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 15 July 2013 |
| LAW Chiu Hing 羅肖卿 | RE | [1] (Dealing in Securities) | 13 June 2013 |
| CHIANG Kee Hong 蔣紀康 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 May 2013 |
| YU Lai Shan 余麗珊 | RE | [2] (Dealing in Futures Contracts) | 22 April 2013 |
| LEE Siu Hang 李肇恆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 April 2013 |
| CHAN Pak Ho 陳柏豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 April 2013 |
| CHAN Kwun Hang 陳冠恆 | RE | [1] (Dealing in Securities) | 15 April 2013 |
| WU Yan Ching 胡欣正 | RE | [1] (Dealing in Securities) | 10 April 2013 |
| YU Sze Wing, Zoe 余思穎 | RE | [2] (Dealing in Futures Contracts) | 14 March 2013 |
| YU Lai Shan 余麗珊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 December 2012 |
| LAW Pak Hong 羅柏康 | RO | [1] (Dealing in Securities) | 31 October 2012 |
| YEUNG Kit Sum, Beata 楊潔心 | RE | [1] (Dealing in Securities) | 08 October 2012 |
| CHONG Fook Loi, Joseph 莊福來 | RE | [2] (Dealing in Futures Contracts) | 27 September 2012 |
| HU Yiqiang 胡毅強 | RE | [1] (Dealing in Securities) | 05 September 2012 |
| CHONG Fook Loi, Joseph 莊福來 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 August 2012 |
| LI Ying, Melody 李英 | RE | [2] (Dealing in Futures Contracts) | 10 August 2012 |
| TAM Kwok Fai 譚國輝 | RE | [2] (Dealing in Futures Contracts) | 25 June 2012 |
| WOO Koon Fai 胡冠輝 | RE | [2] (Dealing in Futures Contracts) | 28 May 2012 |
| WONG Xia Xin 汪夏新 | RE | [2] (Dealing in Futures Contracts) | 17 May 2012 |
| WOO Koon Fai 胡冠輝 | RE | [1] (Dealing in Securities) | 19 April 2012 |
| LIU Xianxi, Jody | RE | [4] (Advising on Securities) | 17 April 2012 |
| WANG Miao 王苗 | RE | [4] (Advising on Securities) | 10 April 2012 |
| WONG Xia Xin 汪夏新 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 March 2012 |
| NG Oliver Tse Kuen 伍子權 | RO | [2] (Dealing in Futures Contracts) | 22 March 2012 |
| CHI Chen 池晨 | RE | [4] (Advising on Securities) | 21 March 2012 |
| PAK Ngan 白韌 | RE | [2] (Dealing in Futures Contracts) | 13 March 2012 |
| LAU Che Wah 劉志華 | RE | [2] (Dealing in Futures Contracts) | 17 January 2012 |
| YUNG Kam Sing 翁錦成 | RE | [2] (Dealing in Futures Contracts) | 13 December 2011 |
| WANG Jun 王軍 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 December 2011 |
| CUI Jieli 崔洁俐 | RE | [1] (Dealing in Securities) | 27 September 2011 |
| RUAN Zhongjing 阮忠靜 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 September 2011 |
| PUN Kin Yi 潘健怡 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 24 August 2011 |
| LAU Cho Ming, Lawrence 劉祖銘 | RE | [4] (Advising on Securities) | 15 August 2011 |
| TAM Kwok Fai 譚國輝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 August 2011 |
| YU Sze Wing, Zoe 余思穎 | RE | [1] (Dealing in Securities) | 22 July 2011 |
| YIM To Kin, Kenneth 嚴道建 | RE | [2] (Dealing in Futures Contracts) | 18 July 2011 |
| WONG Kwan, Joanna 王筠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 08 July 2011 |
| MAN Pui Kuen 文佩娟 | RE | [2] (Dealing in Futures Contracts) | 06 July 2011 |
| LEE Chiu Man 李昭汶 | RE | [2] (Dealing in Futures Contracts) | 06 July 2011 |
| TSE Si Wai 謝斯瑋 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 June 2011 |
| OWYANG Loong Man, Alvin 歐陽龍文 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 17 June 2011 |
| LUI Kit Chun, Michelle 呂潔真 | RE | [2] (Dealing in Futures Contracts) | 30 May 2011 |
| YIM To Kin, Kenneth 嚴道建 | RE | [1] (Dealing in Securities) | 08 April 2011 |
| LIU Xianxi, Jody | RE | [1] (Dealing in Securities) | 28 March 2011 |
| LI Ka Wing, Coby 李嘉穎 | RE | [2] (Dealing in Futures Contracts) | 24 February 2011 |
| HUANG Chi Kiu 黃志僑 | RE | [2] (Dealing in Futures Contracts) | 05 January 2011 |
| TO Ming Fan 杜明訓 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 December 2010 |
| CHAN Yu Hin 陳宇軒 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 06 December 2010 |
| MAN Pui Kuen 文佩娟 | RE | [1] (Dealing in Securities) | 29 November 2010 |
| LI Feng 李鋒 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 29 November 2010 |
| POON Chi Yeung 潘志揚 | RE | [4] (Advising on Securities) | 18 November 2010 |
| LAW Pak Keung, Aston 羅柏強 | RE | [2] (Dealing in Futures Contracts) | 15 November 2010 |
| HUANG Chi Kiu 黃志僑 | RE | [1] (Dealing in Securities) | 15 November 2010 |
| CHU Fong Ting 朱芳婷 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 October 2010 |
| LO Kwong Sang, Richard 羅廣生 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 October 2010 |
| LIU Mei Yu, Dorothy 廖美瑜 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 11 October 2010 |
| LAU Kwok Kwon 劉國鈞 | RE | [2] (Dealing in Futures Contracts) | 08 October 2010 |
| LEUNG Ho Ching 梁浩政 | RE | [2] (Dealing in Futures Contracts) | 31 August 2010 |
| LIU Wan Hoi 廖雲海 | RE | [2] (Dealing in Futures Contracts) | 31 August 2010 |
| PANG Wai Lam, Leona 彭慧林 | RE | [1] (Dealing in Securities) | 19 August 2010 |
| LEUNG Ka Ho 梁家豪 | RE | [1] (Dealing in Securities) | 02 August 2010 |
| ALTENBURGER Mario | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 22 July 2010 |
| CHANG Shiwei 常時偉 | RE | [1] (Dealing in Securities) | 15 July 2010 |
| ZHU Yanni 朱燕妮 | RE | [1] (Dealing in Securities) | 07 July 2010 |
| CHAN May Kuen 陳美娟 | RE | [1] (Dealing in Securities) | 23 June 2010 |
| LAU Kwok Kwon 劉國鈞 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 June 2010 |
| LAU Cho Ming, Lawrence 劉祖銘 | RE | [1] (Dealing in Securities) | 20 April 2010 |
| KWOK Ka Yin, Maggie 郭嘉妍 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 April 2010 |
| CHOW Siu Fai 周兆輝 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 07 April 2010 |
| LEE Bing Kuen, Eric 李秉權 | RE | [2] (Dealing in Futures Contracts) | 19 March 2010 |
| TAM Ping Cheung 譚秉章 | RE | [2] (Dealing in Futures Contracts) | 19 March 2010 |
| LUI Kit Chun, Michelle 呂潔真 | RE | [1] (Dealing in Securities) | 26 February 2010 |
| LAM Wai Yee Cammy 林慧儀 | RE | [4] (Advising on Securities) | 12 February 2010 |
| HUI Yau Wing 許有榮 | RE | [2] (Dealing in Futures Contracts) | 10 February 2010 |
| WANG Miao 王苗 | RE | [1] (Dealing in Securities) | 08 February 2010 |
| LAM Wai Yee Cammy 林慧儀 | RE | [1] (Dealing in Securities) | 18 January 2010 |
| MA Jun 馬駿 | RE | [2] (Dealing in Futures Contracts) | 14 January 2010 |
| FONG Chun Kit, Alexander 方振傑 | RE | [1] (Dealing in Securities) | 15 December 2009 |
| MAK Po Man 麥寶敏 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 December 2009 |
| YE Hanying 叶含英 | RE | [1] (Dealing in Securities) | 07 December 2009 |
| TSE Wing Yee, Erica 謝詠宜 | RE | [2] (Dealing in Futures Contracts) | 30 September 2009 |
| YUNG Kam Sing 翁錦成 | RE | [1] (Dealing in Securities) | 15 September 2009 |
| LAW Kei Fung 羅奇峰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 August 2009 |
| MAK Sin Yue, Michael 麥善宇 | RE | [1] (Dealing in Securities) | 06 August 2009 |
| FUNG Wing To 馮詠濤 | RE | [1] (Dealing in Securities) | 22 July 2009 |
| TSE Wing Yee, Erica 謝詠宜 | RE | [4] (Advising on Securities) | 14 July 2009 |
| WONG Ming Lai 王銘麗 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 02 July 2009 |
| LEE Chiu Man 李昭汶 | RE | [1] (Dealing in Securities) | 02 July 2009 |
| LEUNG Hoi Yee 梁海儀 | RE | [2] (Dealing in Futures Contracts) | 07 May 2009 |
| KONG May Ling 江美玲 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 01 April 2009 |
| SUEN Ching Yan 孫靖恩 | RE | [2] (Dealing in Futures Contracts) | 24 March 2009 |
| ZENG Jiamin 曾嘉敏 | RE | [2] (Dealing in Futures Contracts) | 16 March 2009 |
| LIU Wan Hoi 廖雲海 | RE | [1] (Dealing in Securities) | 06 February 2009 |
| MUI Pui Yi, Ruby 梅佩儀 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 January 2009 |
| GAO Ying 高影 | RE | [2] (Dealing in Futures Contracts) | 23 December 2008 |
| LI Ka Wing, Coby 李嘉穎 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 12 November 2008 |
| LEUNG Ho Ching 梁浩政 | RE | [1] (Dealing in Securities) | 12 November 2008 |
| CHENG Suet Mei 鄭雪媚 | RE | [1] (Dealing in Securities) | 16 October 2008 |
| WU Qing 吳慶 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 September 2008 |
| GAO Ying 高影 | RE | [1] (Dealing in Securities) | 02 September 2008 |
| LEE Bing Kuen, Eric 李秉權 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 August 2008 |
| FAN Yuen Wing 范婉穎 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 18 June 2008 |
| CHAN Yue 陳裕 | RE | [1] (Dealing in Securities) | 12 June 2008 |
| LAM Wing Lok 林永樂 | RE | [1] (Dealing in Securities) | 29 May 2008 |
| GUO Mingzhu 郭明珠 | RE | [1] (Dealing in Securities) | 26 May 2008 |
| YAO Tang Fat 邱騰發 | RE | [2] (Dealing in Futures Contracts) | 15 May 2008 |
| LEUNG Hoi Yee 梁海儀 | RE | [1] (Dealing in Securities) | 25 April 2008 |
| ZENG Jiamin 曾嘉敏 | RE | [1] (Dealing in Securities) | 02 April 2008 |
| SUEN Ching Yan 孫靖恩 | RE | [1] (Dealing in Securities) | 25 March 2008 |
| CHUNG Suet Fong 鍾雪芳 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 03 March 2008 |
| LEE Wai Fun, Bonnie 李蕙芬 | RE | [1] (Dealing in Securities) | 27 February 2008 |
| ZHANG Mingli 張明莉 | RE | [1] (Dealing in Securities) | 05 February 2008 |
| AU Chiang Wai 區蔣偉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 January 2008 |
| LAW Pak Keung, Aston 羅柏強 | RE | [1] (Dealing in Securities) | 15 January 2008 |
| HUI Yau Wing 許有榮 | RE | [1] (Dealing in Securities) | 15 January 2008 |
| TAM Ping Cheung 譚秉章 | RE | [1] (Dealing in Securities) | 15 January 2008 |
| LAU Kit Ying 劉潔瑩 | RE | [1] (Dealing in Securities) | 10 January 2008 |
| LAU Kei 劉琪 | RE | [1] (Dealing in Securities) | 31 December 2007 |
| YAO Tang Fat 邱騰發 | RE | [1] (Dealing in Securities) | 21 December 2007 |
| MA Jun 馬駿 | RE | [1] (Dealing in Securities) | 20 December 2007 |
| HUI Yau Wing 許有榮 | RE | [4] (Advising on Securities) | 04 December 2007 |
| IP Chi Hang 葉志恒 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 04 December 2007 |
| CHI Chen 池晨 | RE | [1] (Dealing in Securities) | 08 November 2007 |
| CHAN Chi Man 陳智敏 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 23 October 2007 |
| WONG Ka Ying, Annie 黃嘉瑩 | RE | [1] (Dealing in Securities) | 10 October 2007 |
| LAU Che Wah 劉志華 | RE | [1] (Dealing in Securities) | 05 October 2007 |
| YEUNG Man Tai 楊民泰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 25 September 2007 |
| TSAO Hoi Chuen 曹海銓 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 August 2007 |
| LAU Siu Fai 劉兆輝 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 29 August 2007 |
| CHIU Chun Yin 趙俊賢 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 29 August 2007 |
| YAN Chao 嚴超 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2007 |
| WU Jiang 吳疆 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2007 |
| LAW Pui Tai 羅培蒂 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 08 August 2007 |
| LU Yang 陸揚 | RE | [1] (Dealing in Securities) | 09 July 2007 |
| NG Mei Fong 吳美芳 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 04 July 2007 |
| LIU Xiaoshan 劉曉杉 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 June 2007 |
| FUNG Mei Po 馮美寶 | RE | [2] (Dealing in Futures Contracts) | 15 May 2007 |
| FUNG Mei Po 馮美寶 | RE | [1] (Dealing in Securities) | 02 April 2007 |
| LEE Po Ching 李寶貞 | RE | [1] (Dealing in Securities) | 01 March 2007 |
| NGAI Hung, Cynthia 魏紅 | RE | [2] (Dealing in Futures Contracts) | 12 February 2007 |
| WONG Chung Kin 黃忠健 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 January 2007 |
| CHOI Kin Chiu 蔡建超 | RE | [1] (Dealing in Securities) | 16 January 2007 |
| TANG Chi Wai 鄧志偉 | RE | [2] (Dealing in Futures Contracts) | 13 December 2006 |
| LEUNG San Fat 梁申發 | RE | [1] (Dealing in Securities) | 06 October 2006 |
| WANG Yunhua 王蘊華 | RE | [1] (Dealing in Securities) | 28 September 2006 |
| HSU Pei Hwa, Angela 徐沛樺 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 July 2006 |
| CHUI Chung Ling, Anna 崔仲玲 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 July 2006 |
| LI Tong 李彤 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 17 July 2006 |
| LAU Wai King 劉煒敬 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 June 2006 |
| YUEN Sun Keung 袁新強 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 21 June 2006 |
| NGAI Hung, Cynthia 魏紅 | RE | [1] (Dealing in Securities) | 22 May 2006 |
| TSUI Fung Man, Vicky 徐鳳文 | RE | [1] (Dealing in Securities) | 18 May 2006 |
| LI Shi Man 李仕文 | RE | [2] (Dealing in Futures Contracts) | 03 May 2006 |
| BRADLEY Martin | RE | [1] (Dealing in Securities) | 26 April 2006 |
| WANG Lu 王璐 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 January 2006 |
| MAK Shiu Ki 麥兆岐 | RO | [2] (Dealing in Futures Contracts) | 28 November 2005 |
| WONG Wai Ping 黃惠萍 | RE | [2] (Dealing in Futures Contracts) | 11 November 2005 |
| LAM Sai Fung, Eddie 林世鋒 | RE | [2] (Dealing in Futures Contracts) | 24 October 2005 |
| WU Yim Fei, Olivia 胡艷飛 | RE | [2] (Dealing in Futures Contracts) | 14 October 2005 |
| LAM Yip Hing 林業興 | RE | [2] (Dealing in Futures Contracts) | 14 October 2005 |
| NG Yiu Kwan 吳耀堃 | RE | [2] (Dealing in Futures Contracts) | 14 October 2005 |
| LAU Chung Wai, Johnny 劉仲偉 | RE | [2] (Dealing in Futures Contracts) | 14 October 2005 |
| CHAN Ka Ho, Andrew 陳家豪 | RE | [2] (Dealing in Futures Contracts) | 14 October 2005 |
| CHU Ping Kei 朱平基 | RE | [2] (Dealing in Futures Contracts) | 14 October 2005 |
| NG Heung Yeung 黃向陽 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| HO Kwok Kee 何國基 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| WONG Kam Yin 王錦燕 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| TSOI Chi Shing 蔡志誠 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| CHEUNG Shing Yat 張聲一 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| LI Mak 李默 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| LAW Sze Yee 羅思懿 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| KAM Ming Kong, Hubert 甘明光 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| NGAN Hei Chung 顏希松 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| CHAN Wing Yee 陳穎沂 | RE | [2] (Dealing in Futures Contracts) | 13 October 2005 |
| WONG Wai Ping 黃惠萍 | RE | [1] (Dealing in Securities) | 03 August 2005 |
| LI Shi Man 李仕文 | RE | [1] (Dealing in Securities) | 29 July 2005 |
| KAM Ming Kong, Hubert 甘明光 | RE | [1] (Dealing in Securities) | 08 April 2005 |
| NG Oliver Tse Kuen 伍子權 | RO | [4] (Advising on Securities) | 29 October 2004 |
| TSOI Chi Shing 蔡志誠 | RE | [1] (Dealing in Securities) | 02 August 2004 |
| CHEUNG Shing Yat 張聲一 | RE | [1] (Dealing in Securities) | 20 July 2004 |
| CHEUK Chi Wai 卓芷慧 | RE | [1] (Dealing in Securities) | 30 April 2004 |
| CHAN Wing Yee 陳穎沂 | RE | [1] (Dealing in Securities) | 02 April 2004 |
| LAW Sze Yee 羅思懿 | RE | [1] (Dealing in Securities) | 03 March 2004 |
| MAK Shiu Ki 麥兆岐 | RO | [4] (Advising on Securities) | 01 March 2004 |
| NG Oliver Tse Kuen 伍子權 | RO | [1] (Dealing in Securities) | 12 January 2004 |
| LAM Sai Fung, Eddie 林世鋒 | RE | [1] (Dealing in Securities) | 07 January 2004 |
| TSE Wing Yee, Erica 謝詠宜 | RE | [1] (Dealing in Securities) | 07 May 2003 |
| MAK Shiu Ki 麥兆岐 | RO | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Kit Ching 陳潔貞 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| WU Yim Fei, Olivia 胡艷飛 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAM Yip Hing 林業興 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| NG Heung Yeung 黃向陽 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| NG Yiu Kwan 吳耀堃 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| HO Kwok Kee 何國基 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| WONG Kam Yin 王錦燕 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Wai Ling 陳慧玲 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Hiu Yu 陳曉瑜 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LAU Chung Wai, Johnny 劉仲偉 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHAN Ka Ho, Andrew 陳家豪 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LI Mak 李默 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| WAI Wing Yee 衛詠儀 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| NGAN Hei Chung 顏希松 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHU Ping Kei 朱平基 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| LI Ying, Melody 李英 | RE | [1] (Dealing in Securities) | 01 April 2003 |