SFC Licences of LAU Wing Choi 劉榮財
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 1 | 17 September 2012 | |
Goldbridge Securities Limited 金橋證券有限公司 | RE | 1 | 19 January 2009 | 30 June 2012 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 23 September 2004 | 16 August 2008 |
Manble Securities Limited 亨寶證券有限公司 | RE | 1 | 28 July 2004 | 22 September 2004 |