SFC Licences of SHUM Kin Wai, Frankie 岑建偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Great Bay Securities Limited 大灣區深港證券有限公司 | RO | 9 | 12 March 2007 | 28 November 2017 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RO | 4 | 12 March 2007 | 28 November 2017 |
| Great Bay Securities Limited 大灣區深港證券有限公司 | RO | 1 | 12 March 2007 | 28 November 2017 |
| United Securities Limited 團結證券有限公司 | RO | 9 | 12 March 2007 | 26 January 2017 |
| United Securities Limited 團結證券有限公司 | RO | 4 | 12 March 2007 | 26 January 2017 |
| United Securities Limited 團結證券有限公司 | RO | 1 | 12 March 2007 | 26 January 2017 |
| Get Nice Asset Management Limited 結好資產管理有限公司 | RO | 9 | 16 December 2005 | |
| Get Nice Asset Management Limited 結好資產管理有限公司 | RO | 4 | 16 December 2005 | |
| Get Nice Securities Limited 結好證券有限公司 | RO | 1 | 01 April 2003 | |
| Get Nice Securities Limited 結好證券有限公司 | RO | 4 | 01 April 2003 | |
| Get Nice Securities Limited 結好證券有限公司 | RO | 6 | 01 April 2003 | |
| Get Nice Securities Limited 結好證券有限公司 | RO | 9 | 01 April 2003 |