SFC Licences of CHAN Chi Kwong 陳志光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RO | 1 | 25 September 2019 | 22 August 2021 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 | RE | 1 | 11 September 2019 | 25 September 2019 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 15 May 2015 | 30 August 2019 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2003 | 30 August 2019 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 6 | 01 April 2003 | 02 August 2003 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 01 April 2003 | 02 August 2003 |