SFC Licences of HO Kwok Chung 何國仲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 31 July 2023 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 27 October 2008 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 02 July 2008 | 04 October 2008 |
| UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 07 May 2008 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 07 May 2008 |
| UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |