SFC Licences of LAW Man Sang 羅文生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asset Management Limited 凱基資產管理有限公司 RO 9 26 February 2019
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 03 October 2017
KGI Asset Management Limited 凱基資產管理有限公司 RE 9 25 June 2015 26 February 2019
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 06 March 2013 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 5 06 March 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RO 2 03 September 2009
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 17 June 2005 02 October 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RO 1 17 June 2005 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 21 February 2005 03 September 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 21 February 2005 17 June 2005
SDHG International Securities Limited 山高國際證券有限公司 RO 1 01 April 2003 21 January 2005
SDHG International Securities Limited 山高國際證券有限公司 RO 4 01 April 2003 19 November 2004
SDHG International Securities Limited 山高國際證券有限公司 RO 6 01 April 2003 19 November 2004
SDHG International Securities Limited 山高國際證券有限公司 RO 9 01 April 2003 19 November 2004