SFC Licences of LEE Wau Chi, Joseph 李會智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 01 June 2017 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 01 June 2017 | |
| OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司 | RO | 2 | 08 January 2007 | 01 January 2017 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 1 | 01 April 2003 | 01 January 2017 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 9 | 01 April 2003 | 08 November 2003 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 4 | 01 April 2003 | 08 November 2003 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 6 | 01 April 2003 | 08 November 2003 |
| OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 7 | 01 April 2003 | 21 July 2003 |