SFC Licenceholders of OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司
- tomtom@ocbc.com
- Website
- www.ocbcsb.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ko Ming 陳高鳴 | RE | 1 | 08 August 2005 | |
| CHAN Ming Lai 陳明麗 | RE | 1 | 30 March 2022 | |
| CHAN Shun Ho 陳舜河 | RE | 1 | 01 April 2003 | 18 April 2005 |
| CHAN Shun Ho 陳舜河 | RE | 9 | 01 April 2003 | 27 January 2004 |
| CHAN Shun Ho 陳舜河 | RE | 6 | 01 April 2003 | 27 January 2004 |
| CHAN Shun Ho 陳舜河 | RE | 4 | 01 April 2003 | 27 January 2004 |
| CHAN Shun Ho 陳舜河 | RE | 7 | 01 April 2003 | 21 July 2003 |
| CHENG CHI SHING 鄭志成 | RE | 1 | 14 December 2017 | |
| CHENG King Wai 鄭經緯 | RE | 1 | 01 April 2003 | 18 July 2005 |
| CHENG King Wai 鄭經緯 | RE | 4 | 01 April 2003 | 27 January 2004 |
| CHENG King Wai 鄭經緯 | RE | 6 | 01 April 2003 | 27 January 2004 |
| CHENG King Wai 鄭經緯 | RE | 9 | 01 April 2003 | 27 January 2004 |
| CHENG King Wai 鄭經緯 | RE | 7 | 01 April 2003 | 21 July 2003 |
| CHIU Chi Man 招志文 | RO | 1 | 17 August 2017 | 09 January 2018 |
| CHUNG Man Him, James 鍾文謙 | RE | 1 | 24 January 2008 | 11 July 2016 |
| FUNG Kin Ming 馮建明 | RO | 1 | 18 January 2006 | 01 January 2017 |
| FUNG Wing Ping 馮詠平 | RE | 1 | 01 April 2003 | 24 June 2018 |
| FUNG Wing Ping 馮詠平 | RE | 9 | 01 April 2003 | 17 February 2004 |
| FUNG Wing Ping 馮詠平 | RE | 6 | 01 April 2003 | 17 February 2004 |
| FUNG Wing Ping 馮詠平 | RE | 4 | 01 April 2003 | 17 February 2004 |
| FUNG Wing Ping 馮詠平 | RE | 7 | 01 April 2003 | 21 July 2003 |
| HO Chi Wai, Louis 何志偉 | RO | 1 | 01 April 2003 | 01 July 2008 |
| HO Chi Wai, Louis 何志偉 | RO | 9 | 01 April 2003 | 08 November 2003 |
| HO Chi Wai, Louis 何志偉 | RO | 6 | 01 April 2003 | 08 November 2003 |
| HO Chi Wai, Louis 何志偉 | RO | 4 | 01 April 2003 | 08 November 2003 |
| HO Chi Wai, Louis 何志偉 | RO | 7 | 01 April 2003 | 21 July 2003 |
| HO Chun Ming 何俊明 | RE | 4 | 01 April 2003 | 28 January 2004 |
| HO Chun Ming 何俊明 | RE | 9 | 01 April 2003 | 28 January 2004 |
| HO Chun Ming 何俊明 | RE | 6 | 01 April 2003 | 28 January 2004 |
| HO Chun Ming 何俊明 | RE | 7 | 01 April 2003 | 21 July 2003 |
| HO Chun Ming 何俊明 | RE | 1 | 01 April 2003 | |
| HUI Yun Chak 許潤澤 | RE | 1 | 13 April 2021 | 18 March 2022 |
| LAI Wing Chung, Andy 黎穎聰 | RE | 1 | 07 November 2005 | 21 July 2006 |
| LAM Sze Man 林思敏 | RE | 1 | 10 March 2022 | 29 May 2022 |
| LAU Chi Sang 劉智生 | RE | 1 | 01 April 2003 | 04 March 2006 |
| LAU Chi Sang 劉智生 | RE | 9 | 01 April 2003 | 20 July 2004 |
| LAU Chi Sang 劉智生 | RE | 6 | 01 April 2003 | 20 July 2004 |
| LAU Chi Sang 劉智生 | RE | 4 | 01 April 2003 | 20 July 2004 |
| LAU Chi Sang 劉智生 | RE | 7 | 01 April 2003 | 21 July 2003 |
| LEE Man Shing 李萬勝 | RE | 1 | 01 April 2003 | 18 August 2013 |
| LEE Man Shing 李萬勝 | RE | 6 | 01 April 2003 | 10 January 2004 |
| LEE Man Shing 李萬勝 | RE | 9 | 01 April 2003 | 10 January 2004 |
| LEE Man Shing 李萬勝 | RE | 4 | 01 April 2003 | 10 January 2004 |
| LEE Man Shing 李萬勝 | RE | 7 | 01 April 2003 | 21 July 2003 |
| LEE Wai Yee 李惠而 | RE | 1 | 20 September 2019 | |
| LEE Wau Chi, Joseph 李會智 | RO | 1 | 01 April 2003 | 01 January 2017 |
| LEE Wau Chi, Joseph 李會智 | RO | 9 | 01 April 2003 | 08 November 2003 |
| LEE Wau Chi, Joseph 李會智 | RO | 4 | 01 April 2003 | 08 November 2003 |
| LEE Wau Chi, Joseph 李會智 | RO | 6 | 01 April 2003 | 08 November 2003 |
| LEE Wau Chi, Joseph 李會智 | RO | 7 | 01 April 2003 | 21 July 2003 |
| LEE Yuk Yee 李玉儀 | RE | 1 | 16 September 2004 | 11 December 2022 |
| LEUNG Hung Kin 梁鴻健 | RE | 1 | 21 September 2017 | 31 August 2019 |
| LIU Wai Hung 廖偉鴻 | RE | 1 | 27 January 2015 | 12 June 2017 |
| MA Kit Yu Priscilla 馬潔瑜 | RE | 1 | 07 April 2022 | |
| NG Hung Tai 吳鴻泰 | RE | 1 | 13 December 2019 | 23 October 2020 |
| NG Wai Lun, Alan 吳煒麟 | RE | 6 | 01 April 2003 | 05 January 2004 |
| NG Wai Lun, Alan 吳煒麟 | RE | 4 | 01 April 2003 | 05 January 2004 |
| NG Wai Lun, Alan 吳煒麟 | RE | 9 | 01 April 2003 | 05 January 2004 |
| NG Wai Lun, Alan 吳煒麟 | RE | 7 | 01 April 2003 | 21 July 2003 |
| NG Wai Lun, Alan 吳煒麟 | RE | 1 | 01 April 2003 | |
| NG Wai Ming, Michael 吳偉明 | RE | 1 | 04 August 2005 | 28 September 2005 |
| PANG Chun Fai 彭振輝 | RE | 9 | 01 April 2003 | 20 July 2004 |
| PANG Chun Fai 彭振輝 | RE | 4 | 01 April 2003 | 20 July 2004 |
| PANG Chun Fai 彭振輝 | RE | 6 | 01 April 2003 | 20 July 2004 |
| PANG Chun Fai 彭振輝 | RE | 7 | 01 April 2003 | 21 July 2003 |
| PANG Chun Fai 彭振輝 | RE | 1 | 01 April 2003 | |
| PANG Tsz Sin 彭自先 | RE | 1 | 31 May 2022 | |
| TAM Hon Wai 譚漢威 | RE | 1 | 07 June 2006 | 25 May 2013 |
| TAM King Hei 譚敬熹 | RE | 1 | 09 September 2016 | 23 August 2017 |
| TOM Chi Keung 譚志強 | RO | 9 | 01 April 2003 | 08 November 2003 |
| TOM Chi Keung 譚志強 | RO | 6 | 01 April 2003 | 08 November 2003 |
| TOM Chi Keung 譚志強 | RO | 4 | 01 April 2003 | 08 November 2003 |
| TOM Chi Keung 譚志強 | RO | 7 | 01 April 2003 | 21 July 2003 |
| TOM Chi Keung 譚志強 | RO | 1 | 01 April 2003 | |
| TSANG Tsz Yau 曾子佑 | RO | 1 | 05 October 2005 | |
| WEI Suk Po 衛淑寶 | RE | 1 | 20 September 2005 | 03 October 2005 |
| WONG Chi Hing, Raymond 黃智興 | RO | 1 | 09 July 2018 | |
| WONG Chi Hing, Raymond 黃智興 | RE | 1 | 15 May 2018 | 09 July 2018 |
| WONG Chi Hung 黃志洪 | RE | 1 | 21 June 2018 | 01 April 2021 |
| WONG Chun Wing 王俊頴 | RE | 1 | 03 November 2014 | 10 December 2017 |
| WONG Ki Cheung 王祈祥 | RE | 1 | 19 April 2006 | 02 February 2022 |
| WONG Kin Wai 黃建偉 | RE | 4 | 01 April 2003 | 16 January 2004 |
| WONG Kin Wai 黃建偉 | RE | 6 | 01 April 2003 | 16 January 2004 |
| WONG Kin Wai 黃建偉 | RE | 9 | 01 April 2003 | 16 January 2004 |
| WONG Kin Wai 黃建偉 | RE | 7 | 01 April 2003 | 21 July 2003 |
| WONG Kin Wai 黃建偉 | RE | 1 | 01 April 2003 | |
| WONG Lai Suen 黃麗璇 | RE | 1 | 03 May 2007 | 01 June 2013 |
| WONG Man Ying 黃敏瑩 | RE | 1 | 21 June 2022 | 03 November 2022 |
| WONG Pui Yee, Polly 黃佩儀 | RE | 1 | 16 October 2006 | 25 June 2007 |
| WONG Tak Shing 黄德成 | RE | 1 | 20 May 2021 | 08 March 2022 |
| YING Cheung Wong 邢長旺 | RE | 1 | 01 March 2005 | 12 September 2005 |
| YIP Chun Man 葉俊文 | RE | 1 | 02 September 2013 | 01 October 2014 |
| YUEN Soo Ping 袁素萍 | RE | 1 | 16 September 2004 | 21 February 2018 |