SFC Licences of YEN Tai Wai, David 閻大偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	1	20 May 2008	01 November 2009
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	10 March 2008	01 November 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	10 March 2008	28 July 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	10 March 2008	20 May 2008
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	12 June 2007	07 January 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	4	12 June 2007	07 January 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	12 June 2007	07 January 2008
South China Commodities Limited 南華期貨有限公司	RE	2	28 November 2005	01 June 2007
South China Research Limited 南華資料研究有限公司	RE	4	17 November 2005	01 June 2007
South China Securities Limited 南華證券投資有限公司	RE	1	17 November 2005	01 June 2007
AP Asset Management (HK) Limited	RE	9	11 August 2005	01 November 2005
AP Asset Management (HK) Limited	RE	4	11 August 2005	01 November 2005
AP Asset Management (HK) Limited	RE	1	09 June 2005	01 November 2005
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	27 April 2005	20 May 2005
ABCI Securities Company Limited 農銀國際證券有限公司	RE	6	01 April 2003	01 February 2005
ABCI Securities Company Limited 農銀國際證券有限公司	RE	1	01 April 2003	01 February 2005
ABCI Securities Company Limited 農銀國際證券有限公司	RE	9	01 April 2003	29 October 2003
ABCI Securities Company Limited 農銀國際證券有限公司	RE	4	01 April 2003	29 October 2003
ABCI Securities Company Limited 農銀國際證券有限公司	RE	7	01 April 2003	29 October 2003