SFC Licences of HO Chi Wai, Louis 何志偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RO 1 01 April 2003 01 July 2008
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RO 9 01 April 2003 08 November 2003
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RO 6 01 April 2003 08 November 2003
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RO 4 01 April 2003 08 November 2003
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 RO 7 01 April 2003 21 July 2003