SFC Licences of HO Chi Wai, Louis 何志偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 1 | 01 April 2003 | 01 July 2008 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 9 | 01 April 2003 | 08 November 2003 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 6 | 01 April 2003 | 08 November 2003 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 4 | 01 April 2003 | 08 November 2003 |
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司 | RO | 7 | 01 April 2003 | 21 July 2003 |