SFC Licences of LAU Shek Wing 劉錫榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Supreme China Securities Limited 智華證券有限公司 | RE | 1 | 24 April 2017 | 29 April 2021 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 13 August 2013 | 20 April 2017 |
| Richland Capital Management Limited 富信資產管理有限公司 | RE | 4 | 16 July 2010 | 30 July 2012 |
| AD Capital Management (Hong Kong) Limited 豐盛資產管理(香港)有限公司 | RE | 4 | 31 August 2006 | 11 December 2009 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 06 March 2006 | 31 July 2006 |
| HSBC Securities (Asia) Limited | RE | 1 | 11 September 2003 | 09 December 2004 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 01 April 2003 | 09 December 2004 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 9 | 01 April 2003 | 03 September 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 6 | 01 April 2003 | 03 September 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 4 | 01 April 2003 | 03 September 2003 |