SFC Licenceholders of HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司

Addresses
HSBC Main Building, 1 Queen's Road Central, Hong Kong
香港中環皇后大道中1號香港上海匯豐銀行總行大廈
8 On Kwan Street, Shek Mun, Shatin, New Territories, Hong Kong
Email
[email protected]
Website

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
WANG Yi 王翊 RE 1 05 August 2022
STEEN Jeremy David RO 1 26 July 2022
MOON Ho Jung RE 1 26 July 2022
HUANG Anqi 黄安琪 RE 1 25 July 2022
KADHIM Oliver RO 1 15 June 2022
HO On Yi 賀安儀 RE 1 09 June 2022
PARRY Michael James 彭懿葭 RE 1 02 June 2022
WANG Audrey Zhiji 王致霽 RE 1 31 May 2022
TSO Wai Sing 蔡偉成 RE 1 30 May 2022
THOMPSON Nicholas James Creer RE 1 20 May 2022
MAZUMDAR Anusmit RE 1 20 May 2022
LAM Pung 林芃 RE 1 18 May 2022
DENG Ruiting 鄧瑞婷 RE 1 03 May 2022
GRIEVE Andrew James RE 1 27 April 2022
KWOK Ngan Ting, Isabella 郭雁婷 RE 1 26 April 2022
SUN Yi 孫毅 RE 1 04 April 2022
SUN Kaiwen 孫凱文 RE 1 31 March 2022
WONG Wai Kong, Edman 王偉剛 RE 1 21 March 2022
WANG Tianjiao 王天嬌 RE 1 18 January 2022
LINDSAY George Singleton RE 1 17 December 2021
LEUNG Chun Yin 梁津然 RE 1 01 December 2021
TSUI Chun Ting 徐駿廷 RE 1 26 November 2021
SO Yu Wa 蘇裕華 RE 1 24 November 2021
YIP Kwok Hung 葉國雄 RE 1 24 November 2021
LI Chun Wai 李俊蔚 RE 1 18 November 2021
BUTT Daniel John RE 1 17 November 2021
CHEONG Hoi Kit, Nicholas 文凱杰 RE 1 17 November 2021
CHUANG James RE 1 09 November 2021
LEE Angela Mei Lan 李美蘭 RE 1 05 November 2021
HABERZETTL Martin Seung Yann 陳尚仁 RE 1 01 November 2021
YEUNG Chin Fai 楊展煇 RE 1 22 October 2021
LIAU May Ling, Jacqueline 廖美齡 RO 1 19 October 2021
HAZARIKA Anupom RE 1 11 October 2021
SYLVESTER-EVANS James RE 1 07 October 2021
CHONG Dart Yan 莊達欣 RO 1 04 October 2021
MARTIN Alexandre Joseph Gaston RE 1 29 September 2021
CHENG Juyuan 程居遠 RE 1 23 September 2021
BOUTTOU Abdelkader RE 1 23 September 2021
JIANG Yifan 姜一凡 RE 1 10 September 2021
REDMOND Karl Brandon RE 1 06 September 2021
CHANG Wei 常蔚 RE 1 27 August 2021
CHAN Kai Cheung 陳啟祥 RE 1 18 August 2021
GOH Ju Wei Joshua 吳裕偉 RE 1 16 August 2021
LAU Joyce Kar Yan 樓家欣 RE 1 12 August 2021
LO Kwai Leung 盧貴良 RE 1 02 August 2021
YAGI Kayo 八木佳代 RE 1 16 July 2021
CHAN Kim Sing 陳劍星 RE 1 11 June 2021
LOVE Tyler Charles 愛富謙 RE 1 18 May 2021
FANG Zhou 方舟 RE 1 17 March 2021
DASSANI Anuj RE 1 21 January 2021
JACOBSEN Russell James RE 1 19 October 2020
WEN Xin 温馨 RE 1 08 October 2020
WONG Cheuk Kin 黃綽堅 RE 1 08 October 2020
KAJIYAMA Yohei RE 1 25 September 2020
ZHANG Guoxin 張国新 RE 1 17 September 2020
XU Hengjie 徐恒杰 RE 1 15 September 2020
MELERO Fabien RO 1 02 September 2020
MILLOT Matthieu RE 1 28 August 2020
SO Wai Yip 蘇偉業 RE 1 12 August 2020
MROSEK Martin Andreas RO 1 30 March 2020
TANG Francisca Yik Hey 鄧亦希 RE 1 14 November 2019
KWON Ji Won 權知元 RE 1 07 November 2019
CHENG Jonathan Tze-yeung 鄭子洋 RE 1 05 November 2019
LEUNG Kwok Wai, Dominic 梁國威 RE 1 11 October 2019
NUNO DA SILVA FREYRE-SANDERS Simon Dominic RE 1 06 August 2019
MENNESSON Thomas RE 1 10 June 2019
HEM Phila 陳小琪 RE 1 07 November 2018
CASEY Richard Stephan RE 1 16 October 2018
NG Tsun Ming 吳峻銘 RE 1 19 September 2018
CHANDLER Michael Lee RO 1 03 September 2018
CHIU Krystal Yu Pui 趙汝珮 RE 1 27 August 2018
CHENG Sharon 鄭熙蘊 RE 1 07 December 2017
CHAN Siu Chung 陳紹宗 RO 1 17 November 2017
CHAN Siu Chung 陳紹宗 RO 7 17 November 2017
WONG Kwok Keung 王國强 RE 1 03 October 2017
TAM Ho Yi 譚浩沂 RE 1 26 September 2017
JIANG Kanfeng 蔣侃峰 RE 1 07 August 2017
CHEUNG Kenneth Kai-hoi 張嘉浩 RE 1 08 March 2017
KWONG Wai Man 江惠民 RE 1 20 February 2017
CHANG Cheun Chun, Michael 鄭翔浚 RE 1 31 August 2016
ALLAUZEN Renaud Charles Joseph RO 1 24 August 2016
LEE Ting Fung 李庭豐 RE 1 08 August 2016
CULTURA Crisostomo Medardo Felicisimo 顧鎮廷 RE 1 17 February 2016
CHAN Chi Yuen 陳治源 RE 1 07 August 2015
UNGSHANG Bertrand Carpio 呂偉英 RE 1 24 July 2015
KUAN Carol 關加路 RE 1 10 November 2014
HO Man Tim, Martin 何文添 RE 1 27 October 2014
CHAN Roy Kwun Yat 陳君逸 RE 1 25 September 2014
CHAU Chun Yiu 周振堯 RE 1 23 September 2014
MAQSOOD Omer RE 1 08 July 2014
TSUI Fook Hong, Stephen 徐福康 RE 1 25 March 2014
TONG Derek Wai Hon 唐偉瀚 RE 1 27 February 2014
SINHA Abhinav RE 1 24 February 2014
CHAN Yan Yan, Kanas 陳恩因 RE 1 10 December 2013
WONG Tsz Wai 黃子威 RE 1 20 August 2012
DECHAVANNE Cedric Louis Philippe E RE 1 20 August 2012
LAW Tsz Lun 羅梓麟 RE 1 12 January 2012
LAU Ka Fei 劉嘉輝 RE 1 26 September 2011
LI Pui Yan, Justine 李佩茵 RE 1 18 July 2011
KUMAR Suneet RE 1 07 June 2011
LEUNG Kwok Wing 梁國榮 RE 7 22 March 2011
CHAN Hon Wah 陳漢華 RE 7 22 March 2011
PABLO Gerardo Gonzalez 巴布羅 RO 1 11 November 2010
PALMETTO Erik Thomas RE 1 03 November 2010
LAM Chi Siu, Milton 林子紹 RE 1 02 June 2010
KIM Tae Youl 金兌律 RE 1 02 June 2010
CHAN Hon Wah 陳漢華 RE 1 18 April 2008
SEMIN Herve Pierre Alexandre RE 1 11 March 2008
NG Chi Fai 吳志輝 RE 1 15 August 2007
SHEK Ming Hon, Simon 石明翰 RE 1 10 July 2007
LEUNG Kwok Wing 梁國榮 RE 1 01 April 2003
SONG Yiming 宋一明 RE 1 15 October 2021 05 August 2022
KADHIM Oliver RE 1 18 August 2021 15 June 2022
LIM You Jie 林猷杰 RE 1 11 June 2021 03 June 2022
WONG Yi Ling, Elaine 王懿菱 RE 1 09 August 2018 03 June 2022
OLERON Christophe Alexandre Pierrick RO 1 15 October 2021 13 April 2022
KIM Jason Lee RE 1 14 November 2019 02 April 2022
CHIU Carmen Gar Min 趙嘉雯 RE 1 23 September 2019 26 March 2022
YAO Kun 姚昆 RE 1 13 September 2018 01 February 2022
GRAFTON James Christopher RO 1 22 December 2020 31 January 2022
ZHOU Tianhao 周天皞 RE 1 04 September 2017 06 November 2021
PARK Hyung Jin 朴亨鎮 RE 1 03 November 2016 02 November 2021
SHISHKOV Svetoslav Dimitrov RE 1 28 October 2020 30 October 2021
YANG Ziqi 楊子琪 RE 1 05 October 2020 21 October 2021
LIAU May Ling, Jacqueline 廖美齡 RE 1 22 February 2021 19 October 2021
OLERON Christophe Alexandre Pierrick RE 1 07 September 2020 15 October 2021
PANG Siu Lun 彭兆麟 RE 1 24 August 2012 16 September 2021
ANG Tai Yue, Eric 洪大裕 RE 1 26 April 2012 07 July 2021
YE Calvin RE 1 29 January 2014 03 July 2021
CHOO John Matthew 朱浩然 RE 1 18 February 2019 23 June 2021
WU Yihe 吳軼鶴 RE 1 12 November 2007 19 June 2021
LEUNG Shing Wing, Andy 梁承穎 RE 1 07 February 2017 18 June 2021
MOTWANI Romil Ramesh RE 1 19 September 2018 27 May 2021
HO Lon Hang, Ivan 何朗衡 RE 1 19 May 2016 21 May 2021
CHEN Jennifer 陳亞婷 RE 1 20 March 2017 06 May 2021
HU Xinyu 胡欣雨 RE 1 30 September 2019 28 April 2021
HE Juneng 何聚能 RE 1 24 September 2015 28 April 2021
GALLAGHER Richard William Leslie RE 1 15 December 2010 14 April 2021
LAU Chi Kwan, Regina 劉芷君 RE 1 10 October 2018 04 April 2021
SHAM Shiu Cheong 岑紹昌 RE 1 25 August 2017 01 April 2021
YEUNG Hoi Ching, Joyce 楊凱晴 RE 1 24 October 2018 30 March 2021
WANG Siqi 汪思齊 RE 1 10 October 2018 26 March 2021
GRAFTON James Christopher RE 1 13 September 2018 22 December 2020
LAM Francois Henri 林志雄 RE 1 08 July 2016 12 November 2020
JACOBSEN Russell James RO 1 14 September 2018 19 October 2020
MELERO Fabien RE 1 06 February 2020 02 September 2020
SINGH Anuj Kumar RE 1 03 May 2018 21 August 2020
ZAIMI Hossein 薛浩成 RO 1 27 December 2017 27 July 2020
ZAIMI Hossein 薛浩成 RO 7 27 December 2017 27 July 2020
JIANG Anduo 姜安多 RE 1 16 October 2019 10 July 2020
DE GARIDEL-THORON Thomas Henri S. M. RO 1 30 September 2016 30 June 2020
OLERON Christophe Alexandre Pierrick RO 1 19 July 2019 23 June 2020
MROSEK Martin Andreas RE 1 17 March 2008 30 March 2020
KAJIYAMA Yohei RE 1 26 August 2019 29 November 2019
GREEN Jonathan Robert RO 1 28 January 2016 21 November 2019
NG Ka Yin 吳家燕 RE 1 13 September 2018 20 November 2019
PATEL Rakesh RO 7 04 March 2011 31 July 2019
PATEL Rakesh RO 1 16 May 2006 31 July 2019
OLERON Christophe Alexandre Pierrick RE 1 08 September 2016 19 July 2019
SHUM Chung Lai, Tommy 沈仲禮 RE 1 10 July 2007 15 July 2019
BHURTAH Joynay RE 1 18 August 2015 26 March 2019
CHEUNG Yat Wah 張日華 RE 1 24 August 2011 14 February 2019
MILLOT Matthieu RE 1 08 September 2015 21 December 2018
MARTIN Alexandre Joseph Gaston RE 1 19 November 2008 21 December 2018
LEUNG Wai Man 梁偉民 RE 1 24 March 2005 11 December 2018
KOHLI Rohan RE 1 06 October 2015 15 November 2018
JACOBSEN Russell James RE 1 07 May 2012 14 September 2018
CHANDLER Michael Lee RE 1 23 July 2018 03 September 2018
SMITH Adam Alexander RE 1 21 September 2016 28 May 2018
LECOQ Charles Makoto RE 1 26 September 2016 16 April 2018
HAMMEDI Anass RE 1 31 August 2012 11 April 2018
MAYNARD Andrew Charles RO 7 01 February 2016 28 March 2018
MAYNARD Andrew Charles RO 1 01 February 2016 28 March 2018
WHITE Christopher James RO 1 04 February 2016 25 September 2017
HAN Zhe 韓哲 RE 1 11 September 2015 20 September 2017
SWARBRICK Andrew Jeremy RE 1 14 December 2009 26 August 2017
TEI Mei Lun Miranda 戴美倫 RE 1 03 October 2014 25 April 2017
LU Jianan 陸佳男 RE 1 10 September 2013 27 March 2017
DE GARIDEL-THORON Thomas Henri S. M. RE 1 26 September 2014 30 September 2016
CHAN Yin Ming 陳彥鳴 RE 1 28 January 2015 22 September 2016
TSANG Hing Lun 曾慶倫 RE 1 23 September 2014 22 September 2016
WALLACE Mark Stephen RE 1 29 September 2014 20 September 2016
ALLAUZEN Renaud Charles Joseph RE 1 05 December 2008 24 August 2016
LAU Cheuk Yin, Jacqueline 劉卓妍 RE 1 04 February 2016 30 June 2016
WAN Cheuk Yin 尹卓賢 RE 1 10 October 2008 01 June 2016
PEDRONO Benoit Vincent Gerard RE 1 20 July 2010 06 April 2016
WHITE Christopher James RE 1 27 March 2015 04 February 2016
MAYNARD Andrew Charles RE 1 13 October 2015 01 February 2016
MAYNARD Andrew Charles RE 7 13 October 2015 01 February 2016
GREEN Jonathan Robert RE 1 28 August 2015 28 January 2016
CHAN Cham Pong, Cedric 陳湛邦 RE 7 22 March 2011 19 September 2015
CHAN Cham Pong, Cedric 陳湛邦 RE 1 10 June 2010 19 September 2015
TAM Ping Chung 譚平忠 RE 7 21 March 2011 15 July 2015
TAM Ping Chung 譚平忠 RE 1 21 February 2011 15 July 2015
MENNESSON Thomas RE 1 06 August 2012 08 June 2015
WIEMER Charles Daniel RE 1 08 October 2014 10 April 2015
CHAN Ruo Jun, Angela 陳若君 RE 1 22 August 2011 03 April 2015
HO Chia-Long 何佳龍 RE 1 16 May 2008 06 January 2015
CHAN Kee Chee, Keith 陳其志 RE 1 28 September 2009 04 June 2014
ZHOU Sheng 周晟 RE 1 22 August 2007 26 April 2014
CHIA Pock Yuen, Eddie 謝博渊 RE 1 06 January 2012 28 March 2014
BHARWANI Puja Ramesh 巴灣尼 RE 1 26 July 2011 27 March 2014
LEE Angela Mei Lan 李美蘭 RE 1 25 May 2007 05 March 2014
HA Hiu Lam, Ron 夏曉嵐 RE 1 09 June 2011 15 November 2013
WAN Lap Kei 尹立基 RE 1 10 July 2013 01 October 2013
LAI Oscar Siu Kit 黎少傑 RE 1 21 February 2013 01 October 2013
MOK Matthew Martin Chi-kit 莫子傑 RE 1 27 July 2012 01 October 2013
EMERSON Kathleen Ann RE 1 21 September 2009 31 May 2013
LEE Andrew Yeng 李英揚 RE 1 17 August 2010 17 July 2012
CLARKE Andrew Kenneth RE 1 30 June 2010 05 June 2012
LAM Hoi Kin, Jacky 林凱健 RE 1 31 December 2010 21 September 2011
LI Pui Yan 李珮欣 RE 1 05 October 2010 31 May 2011
LEUNG Chor Ming 梁礎銘 RE 7 22 March 2011 29 March 2011
LEUNG Chor Ming 梁礎銘 RE 1 12 October 2009 29 March 2011
BIRLENBACH Michael Dieter RE 1 15 August 2007 25 March 2011
HUNG Lok Ming, Gary 熊洛銘 RE 1 18 January 2008 25 January 2011
PABLO Gerardo Gonzalez 巴布羅 RE 1 05 August 2010 11 November 2010
SPENSLEY Oliver Giles RE 1 30 April 2009 05 July 2010
CAI Yu 蔡玉 RE 1 10 March 2010 08 April 2010
YIONG Hoi San 楊海山 RE 1 05 September 2007 16 October 2009
LAI Gordon Yat Hung 黎一鴻 RE 1 19 March 2008 03 June 2009
SILLAM Jonathan Charles Marc RE 1 29 January 2007 03 June 2009
WONG Siu Leung 黃紹良 RE 1 24 May 2006 28 March 2009
DUNHAM Christopher Mark RO 1 08 May 2007 18 February 2009
LAU Che Wah 劉志華 RE 1 27 September 2005 29 September 2007
LUI Yu Mo, Moses 雷裕武 RE 1 24 May 2006 09 June 2007
DUNHAM Christopher Mark RE 1 18 August 2006 08 May 2007
WONG Man Kuen, Gary 黃文權 RE 1 04 August 2005 21 April 2007
HENG Ching Kuen, Franklin 幸正權 RO 1 01 April 2003 14 April 2006
CHUNG Kam Wah, Alden 鍾金華 RE 1 01 April 2003 28 January 2004
AU YEUNG Tat H 歐陽達顯 RO 1 01 April 2003 15 January 2004
HENG Ching Kuen, Franklin 幸正權 RO 4 01 April 2003 08 January 2004
HENG Ching Kuen, Franklin 幸正權 RO 6 01 April 2003 08 January 2004
HENG Ching Kuen, Franklin 幸正權 RO 9 01 April 2003 08 January 2004
CHUNG Kam Wah, Alden 鍾金華 RE 4 01 April 2003 15 December 2003
CHUNG Kam Wah, Alden 鍾金華 RE 6 01 April 2003 15 December 2003
CHUNG Kam Wah, Alden 鍾金華 RE 9 01 April 2003 15 December 2003
AU YEUNG Tat H 歐陽達顯 RO 4 01 April 2003 05 September 2003
AU YEUNG Tat H 歐陽達顯 RO 6 01 April 2003 05 September 2003
AU YEUNG Tat H 歐陽達顯 RO 9 01 April 2003 05 September 2003
LEUNG Kwok Wing 梁國榮 RE 4 01 April 2003 03 September 2003
LEUNG Kwok Wing 梁國榮 RE 6 01 April 2003 03 September 2003
LEUNG Kwok Wing 梁國榮 RE 9 01 April 2003 03 September 2003