SFC licenceholder AAC289 WOO Ping, Peter 胡平

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Brighten Global Limited 博騰環球有限公司 RO 9 (Asset Management) 2019-12-06
Ever-Long Futures Limited 長雄期貨有限公司 RO 2 (Dealing in Futures Contracts) 2017-06-29 2019-07-10
Ever-Long Securities Company Limited 長雄證券有限公司 RO 1 (Dealing in Securities) 2016-09-15 2019-02-19
Ever-Long Capital Management Limited 長雄資本管理有限公司 RO 9 (Asset Management) 2016-09-15 2019-02-19
Ever-Long Securities Company Limited 長雄證券有限公司 RE 1 (Dealing in Securities) 2015-03-02 2016-09-15
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RO 5 (Advising on Futures Contracts) 2014-05-09 2014-10-21
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 2 (Dealing in Futures Contracts) 2014-04-30 2014-10-21
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-04-30 2014-10-21
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 RE 5 (Advising on Futures Contracts) 2014-04-30 2014-05-09
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 RO 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) 2011-06-16 2014-04-01
Funderstone Securities Limited RO 4 (Advising on Securities) 2011-06-14 2014-04-01
Funderstone Futures Limited RO 5 (Advising on Futures Contracts), 9 (Asset Management) 2011-06-14 2014-04-01
Funderstone Asset Management (HK) Limited RO 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2011-06-14 2013-09-26
Funderstone Futures Limited RO 2 (Dealing in Futures Contracts) 2011-05-17 2014-04-01
Funderstone Securities Limited RO 9 (Asset Management), 1 (Dealing in Securities) 2011-05-17 2014-04-01
Funderstone Asset Management (HK) Limited RO 9 (Asset Management) 2011-05-17 2014-04-01
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RO 9 (Asset Management), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2010-10-12 2011-04-19
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RE 1 (Dealing in Securities), 9 (Asset Management), 2 (Dealing in Futures Contracts) 2007-07-09 2010-10-12
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RO 9 (Asset Management) 2006-01-04 2007-07-09
Astrum Capital Management Limited 阿仕特朗資本管理有限公司 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2005-07-08 2007-07-09
Funderstone Securities Limited RE 6 (Advising on Corporate Finance), 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2005-02-23 2005-07-08
Funderstone Futures Limited RE 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 9 (Asset Management) 2005-02-23 2005-07-08
Lippo Investments Management Limited 力寶投資管理有限公司 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2005-02-23 2005-07-08
ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 RO 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2004-09-17 2005-07-08
Funderstone Securities Limited RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2003-04-01 2005-02-23
Funderstone Futures Limited RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 9 (Asset Management) 2003-04-01 2005-02-23
Lippo Investments Management Limited 力寶投資管理有限公司 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities), 9 (Asset Management) 2003-04-01 2005-02-23