SFC licenceholder AAC289 WOO Ping, Peter 胡平
Licences
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Brighten Global Limited 博騰環球有限公司 | RO | 9 (Asset Management) | 2019-12-06 | |
| Ever-Long Futures Limited 長雄期貨有限公司 | RO | 2 (Dealing in Futures Contracts) | 2017-06-29 | 2019-07-10 |
| Ever-Long Securities Company Limited 長雄證券有限公司 | RO | 1 (Dealing in Securities) | 2016-09-15 | 2019-02-19 |
| Ever-Long Capital Management Limited 長雄資本管理有限公司 | RO | 9 (Asset Management) | 2016-09-15 | 2019-02-19 |
| Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 1 (Dealing in Securities) | 2015-03-02 | 2016-09-15 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RO | 5 (Advising on Futures Contracts) | 2014-05-09 | 2014-10-21 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 (Dealing in Futures Contracts) | 2014-04-30 | 2014-10-21 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-04-30 | 2014-10-21 |
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 5 (Advising on Futures Contracts) | 2014-04-30 | 2014-05-09 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 5 (Advising on Futures Contracts), 9 (Asset Management), 4 (Advising on Securities) | 2011-06-16 | 2014-04-01 |
| Funderstone Securities Limited | RO | 4 (Advising on Securities) | 2011-06-14 | 2014-04-01 |
| Funderstone Futures Limited | RO | 5 (Advising on Futures Contracts), 9 (Asset Management) | 2011-06-14 | 2014-04-01 |
| Funderstone Asset Management (HK) Limited | RO | 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2011-06-14 | 2013-09-26 |
| Funderstone Futures Limited | RO | 2 (Dealing in Futures Contracts) | 2011-05-17 | 2014-04-01 |
| Funderstone Securities Limited | RO | 9 (Asset Management), 1 (Dealing in Securities) | 2011-05-17 | 2014-04-01 |
| Funderstone Asset Management (HK) Limited | RO | 9 (Asset Management) | 2011-05-17 | 2014-04-01 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RO | 9 (Asset Management), 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2010-10-12 | 2011-04-19 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RE | 1 (Dealing in Securities), 9 (Asset Management), 2 (Dealing in Futures Contracts) | 2007-07-09 | 2010-10-12 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RO | 9 (Asset Management) | 2006-01-04 | 2007-07-09 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2005-07-08 | 2007-07-09 |
| Funderstone Securities Limited | RE | 6 (Advising on Corporate Finance), 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) | 2005-02-23 | 2005-07-08 |
| Funderstone Futures Limited | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 9 (Asset Management) | 2005-02-23 | 2005-07-08 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RE | 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2005-02-23 | 2005-07-08 |
| ImPac Asset Management (HK) Limited 欣佩投資管理(香港)有限公司 | RO | 9 (Asset Management), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2004-09-17 | 2005-07-08 |
| Funderstone Securities Limited | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) | 2003-04-01 | 2005-02-23 |
| Funderstone Futures Limited | RO | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 9 (Asset Management) | 2003-04-01 | 2005-02-23 |
| Lippo Investments Management Limited 力寶投資管理有限公司 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities), 9 (Asset Management) | 2003-04-01 | 2005-02-23 |