SFC Licences of SEE Hoi Yi, Alvin 施海夷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kam Fai Securities Company Limited 金輝証券有限公司 | RE | 1 | 19 July 2012 | 08 September 2015 |
| Virtu ITG Hong Kong Limited | RE | 7 | 04 July 2006 | 03 July 2009 |
| Virtu ITG Hong Kong Limited | RE | 1 | 04 July 2006 | 03 July 2009 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 07 November 2003 | 26 June 2006 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 April 2003 | 31 October 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 01 April 2003 | 31 October 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 6 | 01 April 2003 | 31 October 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 9 | 01 April 2003 | 31 October 2003 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 7 | 01 April 2003 | 02 September 2003 |