Licences of SFC licenceholder AAC408 YU Yin Chung, Peter 余硯頌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cepa Alliance Securities Limited 世博證券有限公司
RO 4 14 December 2017
Cepa Alliance Securities Limited 世博證券有限公司
RO 1 25 November 2004
Cepa Alliance Securities Limited 世博證券有限公司
RE 1 02 August 2004 25 November 2004
Interchina Securities Limited 國中證券有限公司
RE 1 01 April 2003 31 July 2004
Interchina Securities Limited 國中證券有限公司
RE 4, 6, 9 01 April 2003 16 October 2003