SFC Licences of YU Yin Chung, Peter 余硯頌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 4 | 31 August 2023 | 31 December 2023 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 31 August 2023 | 31 December 2023 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RO | 4 | 14 December 2017 | 31 August 2023 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RO | 1 | 25 November 2004 | 31 August 2023 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 02 August 2004 | 25 November 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 31 July 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 16 October 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 16 October 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 16 October 2003 |