SFC Licences of WONG Chi Kan 黃志勤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wealthy Securities Limited 永裕證劵有限公司 | RO | 9 | 14 July 2022 | |
Wealthy Securities Limited 永裕證劵有限公司 | RO | 4 | 12 May 2020 | |
Wealthy Securities Limited 永裕證劵有限公司 | RO | 1 | 12 May 2020 | |
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 | RO | 9 | 18 June 2019 | 06 December 2019 |
China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 | RO | 4 | 18 June 2019 | 06 December 2019 |
China-Hong Kong Link Securities Company Limited 中港通證券有限公司 | RO | 1 | 03 October 2016 | 10 March 2020 |
Pinestone Securities Limited 鼎石證券有限公司 | RO | 1 | 13 September 2012 | 30 September 2016 |
Luen Fat Securities Company Limited 聯發證券有限公司 | RE | 1 | 31 January 2005 | 05 September 2012 |
First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 30 September 2003 | 18 October 2004 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 26 August 2003 | 26 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 1 | 01 April 2003 | 26 August 2003 |
CSC Securities (HK) Limited 群益證券(香港)有限公司 | RO | 7 | 01 April 2003 | 26 August 2003 |