SFC Licences of CHAN Ming Fai 陳明輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 4 | 01 April 2003 | 11 September 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 01 April 2003 | 11 September 2003 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 | RO | 9 | 01 April 2003 | 11 September 2003 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 | RO | 6 | 01 April 2003 | 11 September 2003 |
| SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司 | RO | 4 | 01 April 2003 | 11 September 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 9 | 01 April 2003 | 11 September 2003 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 6 | 01 April 2003 | 11 September 2003 |
| KGI Securities (Korea) International Limited | RO | 4 | 01 April 2003 | 30 June 2003 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 9 | 01 April 2003 | 30 June 2003 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 1 | 01 April 2003 | 30 June 2003 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 4 | 01 April 2003 | 30 June 2003 |
| KGI Securities (Korea) International Limited | RO | 9 | 01 April 2003 | 30 June 2003 |
| KGI Securities (Korea) International Limited | RO | 6 | 01 April 2003 | 30 June 2003 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 | RO | 6 | 01 April 2003 | 30 June 2003 |
| KGI Securities (Korea) International Limited | RO | 1 | 01 April 2003 | 30 June 2003 |