SFC Licences of WOO Mo Lai, Eleanor 胡慕麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 16 June 2005 | 30 April 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 16 June 2005 | 30 April 2015 |
| RBC Futures Services (Asia) Limited | RE | 5 | 16 June 2005 | 30 September 2005 |
| RBC Futures Services (Asia) Limited | RE | 2 | 16 June 2005 | 30 September 2005 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 30 April 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 30 April 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 27 July 2004 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 27 July 2004 |