SFC Licences of YAU Wing Biu, Gilbert 邱榮標
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 4 | 22 March 2021 | |
Infinity Asset Management Limited 天恒資產管理有限公司 | RE | 9 | 08 March 2021 | |
JW Capital Limited | RE | 9 | 25 February 2019 | 27 February 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 November 2011 | 08 August 2013 |
Merrill Lynch Far East Limited | RE | 2 | 20 September 2010 | 08 August 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 08 August 2013 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 20 September 2010 |
Merrill Lynch Far East Limited | RE | 1 | 01 April 2003 | 22 April 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Far East Limited | RE | 4 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 7 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 25 January 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Far East Limited | RE | 6 | 01 April 2003 | 25 January 2005 |
Merrill Lynch Far East Limited | RE | 9 | 01 April 2003 | 25 January 2005 |