Current licenceholders of AAC352 Merrill Lynch Far East Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
BATRA Nitin RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-04-12
YANG Yueqi 杨玥琦 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-04-01
XIANG Yanzhou 向彥舟 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-03-30
CHUI Raybourne Wai Bong 徐偉邦 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-03-30
JANG Jinah RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-03-30
HAAS Harold, Gregory RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-24
CHU Pei Yu Julian 朱沛裕 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-02-17
HU Yi 胡逸 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-16
ZUO Huiying 左慧颖 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-02-16
ZHU Xinyi 朱心怡 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2021-02-08
LU David RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-02-08
CHEUNG Hok Yan Jennifer 張學欣 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-02-02
HUANG Sihan 黃思瀚 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-01-18
YUNG Steven 翁立行 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2021-01-18
PROFFITT Lee James RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-01-04
MACEY Maxwell Nathan RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-01-04
SUNDARESAN Balasubramanian RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-09
SONI Neeraj Narendra RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-11-17
MILLER Elizabeth Kathleen RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-11-09
COBEN Craig Bradley RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-10-27
CHEN Hung 陳虹 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-27
BASLER Matthew Howard RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-10-23
BAHUGUNA Himanshu RE 2 (Dealing in Futures Contracts) 2020-10-22
ZHANG Qin 張琴 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-09-29
BAHUGUNA Himanshu RE 1 (Dealing in Securities) 2020-09-22
CHEN Feiyang 陳飛揚 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-21
FENG Xuan 冯玄 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-31
TIAN Jingyu 田婧宇 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-21
CHEN Keni 陈柯霓 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-21
ZHENG Xiaotian 鄭嘯天 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-08-21
GUO Tong 郭桐 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-17
HE Yitian 何依恬 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-11
ZHAO Meng 赵萌 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-11
XIA Luying 夏璐瑩 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-04
ZHOU Zilin 周子麟 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-04
GUO Zikang 郭梓康 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-08-04
ZHANG Yan 张演 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-08-03
ZENG Zhuo 曾琢 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-08-03
FANG Chen 方宸 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-29
YANG Shuying 杨书莹 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-29
CHU Yiwei 褚怡玮 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-07-29
ZHAO Chenchen 趙晨晨 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-07-29
CHAN Kan Yin 陳耿彥 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-07-29
CHEN Yiqiao 陈奕桥 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-07-29
OH Sun Kyung RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-21
GE Ziqi 葛子琪 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-07-14
AU Cherie Tsui Yee 區翠兒 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-10
KIM Yong Chan 金容賛 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-10
PURI Narinder RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-07-08
JOO Jihyun Katherine 朱祉泫 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-08
CHU Peter Pa-en RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-08
SAIGAL Gaurav RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-06
MERAJ Syed Adnan RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-06-29
JOO Jihyun Katherine 朱祉泫 RE 6 (Advising on Corporate Finance) 2020-06-29
SAWHNEY Akshay RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-06-26
CHEN Hsiang-Ju 陳湘如 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-06-22
HOCK Wai Hou 何維豪 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-15
TAN Dominic Zhi Ping 陳志平 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-06-09
XU Yunzhi 許蘊之 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-06-03
ZUO Mingzhi 左明治 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-06-03
FUCHS Alexander RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-06-02
CHUNG Chi Kit RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-05-25
HU Jiguang 胡霽光 RE 4 (Advising on Securities) 2020-05-25
XU Mengmeng 徐萌萌 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-05-25
HU Jiguang 胡霽光 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-05-18
CHUNG Chi Kit RE 6 (Advising on Corporate Finance) 2020-05-18
TANG Aaron Jian Ye 湯建燁 RE 2 (Dealing in Futures Contracts) 2020-05-04
BANA Aashvi RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-05-04
CHENG Yan Ting 鄭恩婷 RE 2 (Dealing in Futures Contracts) 2020-05-04
REN Cheng 任琤 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-05-04
NG Yeuk Hon 吳約翰 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-04-28
CHANG Wen- I Phoebe RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-04-23
CHENG Yan Ting 鄭恩婷 RE 1 (Dealing in Securities) 2020-04-14
ROBERSON Keri Anna RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-04-14
TANG Aaron Jian Ye 湯建燁 RE 1 (Dealing in Securities) 2020-04-14
CHEN Ziyao 陈子尧 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-04-14
ZHAO Yuanyuan 趙媛媛 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-04-01
QIU Xu 邱旭 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-04-01
HU Xiao 胡晓 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-03-17
CHEUNG Ka Po 張家寶 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-03-16
MA Hsuan Chi 馬宣琪 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-03-02
GUENTHARDT Peter Konrad RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-02-18
WANG Xuelu 王雪璐 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-02-18
STEINEMANN Patrick Paul RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-02-14
LIEN Vincent Wai Sun 連維新 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-02-04
MC LELLAN Daniel Robert RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-01-14
LIU Ji 劉霽 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-12-30
LIU Ji 劉霽 RE 6 (Advising on Corporate Finance) 2019-12-20
FESCHET Xavier, Boris RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-12-19
LEE Ji Su 李知修 RE 2 (Dealing in Futures Contracts) 2019-11-25
DAVOUST Arnaud Yves Roger RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-11-18
CHEN Meng 陳萌 RE 2 (Dealing in Futures Contracts) 2019-11-05
LI Xiang Betty RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-11-04
SHAHAM Ido RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-11-01
LEE Ji Su 李知修 RE 1 (Dealing in Securities) 2019-10-25
LANDAIS Francois Michel Florent RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-10-15
WONG Timothy Tin Wai 黃天維 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-10-08
LEE Angela Mei Lan 李美蘭 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-10-08
CHOI Jin Woo RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-10-03
WONG Tsz Hin Chris 王梓軒 RE 2 (Dealing in Futures Contracts) 2019-10-02
ALBUQUERQUE Dinesh Jeremy RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-27
CHEN Meng 陳萌 RE 1 (Dealing in Securities) 2019-09-20
NGUYEN The-Xuan-Dieu RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-09-17
DONG An Qi RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-11
SHI Qi 施琪 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-09-11
WONG Tsz Hin Chris 王梓軒 RE 1 (Dealing in Securities) 2019-09-09
WALKER Andrew Robert RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-09-06
JING Shu 荊舒 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-09-03
HE Wenyi 和文怡 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-03
WANG Gonghua 王功华 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-09-02
SON Benjamin Yong RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-08-26
FU Xin 付鑫 RO 1 (Dealing in Securities) 2019-08-21
WEI Yuanqi 魏园琪 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-21
CHEN Na 陈娜 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-19
WANG Aiyi 王艾仪 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-08-13
HONG Tianze 洪天泽 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-13
LIAO Gehan 廖舸涵 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-08-13
SHAO Lei 邵磊 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-09
ZHAO Chenfan 趙晨帆 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-08
CABANNES Robin Claude Louis RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-08-06
WONG Timothy Mun Tim RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-01
LUK Kai Man Victor 陸啟文 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-01
CHO Wen Jie, Jack 曹文傑 RE 1 (Dealing in Securities) 2019-07-29
GOURMELEN Arnaud RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-07-25
MOHIDEEN Khaleelur Rahman RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-07-23
CHO Wen Jie, Jack 曹文傑 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-16
CHEUNG Ho Loon Alan 張浩麟 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-07-09
NG Lai Ying 吳麗瑩 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-07-08
LI Xiyin 李夕吟 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-07-04
MAK Tin Chak 麥天澤 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-02
WAN Lap Kei 尹立基 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-06-24
LEE Young Suk Julianne 李英淑 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-06-17
ZENG Hongxuan 曾鴻軒 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-06-17
CHOO Sung Min RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-06-17
LIN Haohua 林皓華 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-06-10
ZENG Hongxuan 曾鴻軒 RE 6 (Advising on Corporate Finance) 2019-05-29
SKURR Paul Thomas RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-05-21
TSUI Ka Lun 徐家麟 RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-05-20
TAM Nelson Kai Him 譚棨謙 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-05-17
LEUNG Kin, Kenneth 梁堅 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-05-14
CAO Yuanyuan 曹媛媛 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-05-06
IGARI KAYO RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-05-02
NG Chor Sum Sam 吳楚琛 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-30
TAM Nelson Kai Him 譚棨謙 RE 6 (Advising on Corporate Finance) 2019-04-29
HENELY Lee Paul RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-04-17
HARASHIMA Kenji RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-04-15
YAMAGUCHI Ryunosuke RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-04-15
HUANG Guanyu 黄冠宇 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-15
KUAN Sai In 關世妍 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-01
LEE Daeun RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-04-01
ZHENG Shihao 鄭世豪 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-03-26
WONG Kar Fai Alan 黃嘉輝 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-03-15
LEUNG Sze Wan 梁思韻 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-03-12
PARK Abraham Young RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-02-25
XU Nuo 許諾 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2019-02-25
LEE Yeon Jae RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-02-11
DORVAL Julien Thierry Henri RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-07
LI Jessica Y 李穎 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-01-02
YAN Wing Tak 甄穎德 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-12-17
IMAZU Nanako RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-12-07
MONNET Arthur Benoit RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-12-07
WANG Qing 王青 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-11-19
HIGHFIELD Tucker Montana RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-11-16
LAM Fong Chun 林方進 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-11-02
ZHAO Yuhao 趙宇豪 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-10-22
NG Li Huei 黃立蕙 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-10-22
XU Yining 徐易宁 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-10-04
LUN Nga See 倫雅詩 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-09-18
PAIDIPATHI Apurva RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-09-10
RATHI Sourabh RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-07
PENG Shuo 彭碩 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-09-04
MANO Stefan RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-08-24
XI Ye 奚曄 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-08-23
CHAN Woon Yew, William 曾煥耀 RE 2 (Dealing in Futures Contracts) 2018-08-17
REN Siyuan 任思遠 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-08-06
JIA Shuzhen 贾书臻 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-06
YU Xingyi 虞醒怡 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-06
BROADFIELD David John RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-31
LI Biying 李碧莹 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-07-25
CHAN Woon Yew, William 曾煥耀 RE 1 (Dealing in Securities) 2018-07-24
WEI Jie 魏洁 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-07-18
WU Xueni 吳雪妮 RE 2 (Dealing in Futures Contracts) 2018-07-13
ZHANG Shan RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-07-11
CHAI Yingshan 柴櫻珊 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-07-09
WU Xueni 吳雪妮 RE 1 (Dealing in Securities) 2018-07-03
ZHAO Qing 赵晴 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-03
HONG Keith Chun-yiu 康振耀 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-06-28
XU Nan 徐楠 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-28
TO Fung 杜峰 RO 4 (Advising on Securities) 2018-06-19
ARORA Anvita RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-06-08
KANG Ran 康然 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-06-06
ZHAO Yang RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-06-05
CHEUNG Lok Yan 張洛銦 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-04-10
WANG Haobo 王昊博 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-04-10
TSE Benedict 謝家晉 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-04-09
SCHWILLE Mark Andrew RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-03-23
LIU Yin 劉寅 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-03-13
SU Chi 蘇馳 RO 6 (Advising on Corporate Finance) 2018-03-01
TAM Yui Hong, Conan 譚悅康 RO 6 (Advising on Corporate Finance) 2018-02-02
WONG Chung Chit 王縱哲 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-01-15
GAO Meng 高甍 RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-12-19
NAGATA Shunosuke RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-12-12
TSUI Siu Fung, Shelton 徐兆峰 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-12-06
STRINGER Lydia Teagan Elizabeth RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-12-04
WAN Qing 万青 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-12-01
NI Chao 倪超 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-11-24
CHAU Wai Yan 周慧欣 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-11-14
HSUEH Yan-Wen 薛焱文 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-11-10
HANLEY Cathal Timothy RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-10-13
SEOW Chi Yip RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-10-12
CABAL Bill Kristoffer RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-10-12
KHADERIA Nirmal Kumar RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-10-12
ZHOU Xiaoming 周曉明 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-10-11
KLAVINS Roberts RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-09-19
DHOOT Anuradha RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-09-06
LIANG QianQian RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2017-09-01
BANSAL Navneet Kumar RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-17
LI Hanting 李涵汀 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-08-08
ZENG Zhongqing 曾忠清 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-08-08
DAVID Gregory, Ralph RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-08-04
ZHENG Zhi 鄭植 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-08-01
LEONG Chi Fong 梁梓峰 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-07-18
TAO Xiaoying 陶晓影 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-07-18
CHEE Wei Feng, Alan RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-07-18
ZHANG Qirui 張啟銳 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-07-18
SUN Siwei 孫思偉 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-07-18
TANG Ho Fung 鄧浩楓 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-07-12
HUEY Te-An 惠德安 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-07-11
XIE Gu 謝谷 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-07-11
CHEN Chen 陳晨 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-07-11
WANG Ziyao 王子瑤 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-07-11
PASCOE Simon James RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-05-25
BRAGINSKIY Dmitriy RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-05-25
PURI Tarun RE 1 (Dealing in Securities) 2017-03-29
TANG Tsun Kit George 鄧俊傑 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-03-28
PURI Tarun RE 2 (Dealing in Futures Contracts) 2017-02-01
HONDA Kazuma RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-01-20
KULKARNI Amit Chandramohan RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-01-10
LEE Chung-Han 李忠翰 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-01-03
GOEL Maneesh RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-12-01
DONDE Mandar Suresh RO 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2016-11-22
MOLANDER Eric William RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-11-07
PUNO Clemente Anthonio IV Castro RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2016-10-20
BEUREL Damien Jacky RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-10-04
HAHM Sun Oh RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-10-03
GALLAGHER Casey Haran RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-10-03
JANG Suh Won RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-08-29
LI Jing 李晶 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-08-08
CHOUDHARY Keshav Pawankumar RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-08-08
GUO Yue 郭悅 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-08-08
SUN Haoting 孫昊廷 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2016-08-08
VERMA Divya Prem Kumar RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-08-08
TENG Xuan 滕晅 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-08-08
WANG Xin 王欣 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-08-08
NORDBERG Brian Victor Edward RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-08-01
KUDO Yoko RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-07-13
ADACHI Chiho RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-07-13
YAO Yao 姚瑤 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-07-12
LOVE Christopher James RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-07-07
BOUSQUET Emmanuel, Franz, Roger RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-06-14
LEUNG Ambrose Yin Pok RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-06-07
JI Wenjing 吉文菁 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-06-01
KWONG Alan Chi Hang RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-05-16
LIM Nicola RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-05-03
CUMBY Jonathan James RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-04-25
TSANG Nicky Cheung Ho RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-04-19
CHEN Runhui 陳潤揮 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2016-03-21
SU Chi 蘇馳 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2016-02-25
KIM Kyung Duk RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-02-05
SHAH Mihir Bharat RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-01-20
YUAN Yichen 袁怡晨 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2016-01-04
WILLIAMS Benjamin Robert RO 1 (Dealing in Securities) 2015-12-16
CHENG Kin Lung, David 鄭建龍 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-11-30
SEATON Graham Trevor RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-11-16
ZHAO Min 趙敏 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-11-02
SINGLA Manoj RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-10-30
MAHESWARI Arbind RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-10-27
LIU Mengchen 劉夢晨 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-10-05
COHEN Benjamin Joseph RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-10-02
HELBIG Christian Bennett RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-09-29
BOTHRA Gunjan RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-09-11
SIAH Geok Wah 謝育華 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-09-09
PEFANIS Anastasios Tassos RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-09-01
LEE Joseph B RO 1 (Dealing in Securities) 2015-08-25
YUAN Dan 袁旦 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-08-17
BEATTIE Russell William RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-08-13
MENG Jun 孟鈞 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-08-06
WANG Wenqi RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-08-03
PEPPING Joseph RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-08-03
SAITO Takayuki RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-07-29
LAU Tsz Ching Julia RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-07-27
BAO Xitong 包希曈 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-07-27
MENG Haoting 孟浩庭 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-07-24
CHEN Yumei 陳毓梅 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-07-22
WEEGENAAR Justinus Simon RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-07-20
TONG Xin 佟欣 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-07-16
HO Pui Fung, Dominic 何沛峰 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-07-14
KEFFORD Daniel Luke RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-07-10
CHAN Ruo Jun, Angela 陳若君 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-07-09
PRATT Michael Charles Harding Kayas RO 1 (Dealing in Securities) 2015-07-09
TO Fung 杜峰 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2015-06-29
KUGAN Aaron Mark RE 1 (Dealing in Securities) 2015-02-16
TAM Yui Hong, Conan 譚悅康 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2015-02-04
AI Xihong 艾錫宏 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-02-02
CHOI Pui Yue, Jessica 蔡佩儒 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-01-12
CHEN Xi 陳曦 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-12-08
NIHALANI Manoj Ghansham RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-11-27
LO Wai Ming Patrick 盧偉明 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2014-11-19
LEWIN Matthew Craig RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-11-10
POON Yiu Ming David 潘燿明 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-11-10
GUPPY Ramin Brian RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-10-29
IWAMI Eugene Satoshi RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-10-09
MEHROTRA Vipul RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-09-16
MATHUR Rajat RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-09-15
CHEE Kok Siong 徐國祥 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2014-08-22
CHAN Yet Wun Joyce 陳日韻 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2014-08-18
KERRAND Gregory Laurent Christian RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-08-08
LIN Regan Nan-hong 林南宏 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-08-06
YONEOKA Hideaki RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-08-05
CHOW Wing Yiu 周永曜 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2014-07-28
LEI Jiawei 雷嘉巍 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-07-28
LAU Wai Ying 劉煒盈 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-07-24
WATANABE Shino RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-07-07
KAMIZURU-BOWMAN Geoffrey Thomas RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-06-03
PRATT Michael Charles Harding Kayas RE 2 (Dealing in Futures Contracts) 2014-05-28
LO Yin 盧彥 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2014-05-27
FU Xin 付鑫 RE 2 (Dealing in Futures Contracts) 2014-04-22
LILLEY Jonathan Gareth RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-04-14
LEE Chi Ho 李志豪 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-04-07
LIU Shijing 劉時菁 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2014-03-31
YEUNG King Fai 楊景輝 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-03-17
SO Yu Wa 蘇裕華 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-02-28
SERJEANT Daniel Luke RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-02-17
BARSHA Thomas RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-11-11
CONNOR Gavin David RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-09-16
YIN Yifeng 殷逸峰 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2013-09-10
TAM Ka Yun 譚家潤 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2013-09-02
LUO Ping 羅萍 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2013-09-02
LEE Martin Kin Mann 李健文 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2013-08-22
THIRIET Olivier Louis Lucien RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-08-15
NAH Yu Siang Kenneth 藍宇翔 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2013-07-29
HUANG Wenyi 黃文怡 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-07-29
WOO Michael T 吳忠 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2013-07-02
JAWAL Anshul RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-01-21
REN Margaret Keying 任克英 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2013-01-14
YEUNG Kei Yuen 楊紀元 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2012-10-09
KIM Kangwhee RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-09-03
HA Sangwook 河尚旭 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-08-13
ZHANG David Jinho 張展豪 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2012-07-30
ZHOU Cong 周淙 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2012-07-30
WANG Yiran 王怡然 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2012-06-18
DUNHAM Christopher Mark RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2012-06-04
READ Ben Edward RE 1 (Dealing in Securities) 2011-09-23
MHATRE Vinata Shailesh RE 1 (Dealing in Securities) 2011-09-15
READ Ben Edward RE 2 (Dealing in Futures Contracts) 2011-08-19
MHATRE Vinata Shailesh RE 2 (Dealing in Futures Contracts) 2011-08-17
SZE Wai Pang, Rick 施維鵬 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2011-08-04
WANG Mengting 王夢婷 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2011-08-01
KODER Matthew Michael RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2011-06-20
LEE Joseph B RE 2 (Dealing in Futures Contracts) 2011-04-27
SCHWARTZ Zachary Irwin RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2011-04-19
CHEN Liang 陳亮 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2010-12-20
COOPER Sarah Louise RE 2 (Dealing in Futures Contracts) 2010-10-05
LAM Wing Yee, Florence 林穎怡 RE 2 (Dealing in Futures Contracts) 2010-09-06
WILLIAMS Benjamin Robert RE 2 (Dealing in Futures Contracts) 2010-09-06
KIM Josephine Jisoo RE 2 (Dealing in Futures Contracts) 2010-09-06
VAN MEERENDONK Martin John RE 2 (Dealing in Futures Contracts) 2010-09-06
LAI Kwok Yin, Kevin Godfrey 黎國賢 RE 2 (Dealing in Futures Contracts) 2010-09-02
COOPER Sarah Louise RE 1 (Dealing in Securities) 2010-09-01
MEHTA Hashween Antonio RE 2 (Dealing in Futures Contracts) 2010-08-26
PAN Weijian 潘偉劍 RE 2 (Dealing in Futures Contracts) 2010-08-26
NG Ying Yuk, Loretta 吳瀅玉 RE 2 (Dealing in Futures Contracts) 2010-08-24
CHANNA Vishal RE 2 (Dealing in Futures Contracts) 2010-08-20
WOO Chong Kin, Frankie 胡創健 RE 2 (Dealing in Futures Contracts) 2010-08-20
FONG Ka Ho 方家浩 RE 2 (Dealing in Futures Contracts) 2010-08-20
KIM Josephine Jisoo RE 1 (Dealing in Securities) 2010-07-12
LAI Kwok Yin, Kevin Godfrey 黎國賢 RE 1 (Dealing in Securities) 2010-07-02
PAN Weijian 潘偉劍 RE 1 (Dealing in Securities) 2010-06-25
VAN MEERENDONK Martin John RE 1 (Dealing in Securities) 2010-04-01
MUKHERJI Ranobir RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2010-02-17
JAWAL Anshul RE 1 (Dealing in Securities) 2009-08-17
WANG Yiyi 王懿懿 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2009-07-13
NG Ying Yuk, Loretta 吳瀅玉 RE 1 (Dealing in Securities) 2009-07-06
CHANNA Vishal RE 1 (Dealing in Securities) 2009-01-02
LIN John Jun 林俊 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2008-08-19
WOO Chong Kin, Frankie 胡創健 RE 1 (Dealing in Securities) 2007-03-02
LAM Wing Yee, Florence 林穎怡 RE 1 (Dealing in Securities) 2006-11-15
MEHTA Hashween Antonio RE 1 (Dealing in Securities) 2006-11-02
HASSAN Shamus RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2006-04-04
FONG Ka Ho 方家浩 RE 1 (Dealing in Securities) 2006-03-27
TSANG Kai Yin 曾啟賢 RE 1 (Dealing in Securities) 2005-10-03