Current licenceholders of AAC352 Merrill Lynch Far East Limited

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
FUCHS Alexander RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 June 2020
CHEUNG Tsun Hei, Keith 張俊禧 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 May 2020
HU Jiguang 胡霽光 RE [4] (Advising on Securities) 25 May 2020
CHUNG Chi Kit RE [1] (Dealing in Securities), [4] (Advising on Securities) 25 May 2020
XU Mengmeng 徐萌萌 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 May 2020
HU Jiguang 胡霽光 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 18 May 2020
CHUNG Chi Kit RE [6] (Advising on Corporate Finance) 18 May 2020
CHENG Yan Ting 鄭恩婷 RE [2] (Dealing in Futures Contracts) 04 May 2020
REN Cheng 任琤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 May 2020
TANG Aaron Jian Ye 湯建燁 RE [2] (Dealing in Futures Contracts) 04 May 2020
BANA Aashvi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 May 2020
NG Yeuk Hon 吳約翰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 April 2020
CHANG Wen- I Phoebe RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2020
CHENG Yan Ting 鄭恩婷 RE [1] (Dealing in Securities) 14 April 2020
TANG Aaron Jian Ye 湯建燁 RE [1] (Dealing in Securities) 14 April 2020
CHEN Ziyao 陈子尧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 April 2020
ROBERSON Keri Anna RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 April 2020
QIU Xu 邱旭 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 April 2020
ZHAO Yuanyuan 趙媛媛 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 April 2020
HU Xiao 胡晓 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 March 2020
CHEUNG Ka Po 張家寶 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 March 2020
MA Hsuan Chi 馬宣琪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 March 2020
WANG Xuelu 王雪璐 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 February 2020
GUENTHARDT Peter Konrad RO [6] (Advising on Corporate Finance) 18 February 2020
STEINEMANN Patrick Paul RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 February 2020
LIEN Vincent Wai Sun 連維新 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 February 2020
MC LELLAN Daniel Robert RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 January 2020
LAWRENCE Samuel Dong Yue 羅棟宇 RE [2] (Dealing in Futures Contracts) 09 January 2020
LIU Ji 劉霽 RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 December 2019
LIU Ji 劉霽 RE [6] (Advising on Corporate Finance) 20 December 2019
FESCHET Xavier, Boris RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 December 2019
CHOW Pak Tim 周柏添 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 December 2019
LEE Ji Su 李知修 RE [2] (Dealing in Futures Contracts) 25 November 2019
DAVOUST Arnaud Yves Roger RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 November 2019
CHEN Meng 陳萌 RE [2] (Dealing in Futures Contracts) 05 November 2019
LI Xiang Betty RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 November 2019
SHAHAM Ido RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 November 2019
LEE Ji Su 李知修 RE [1] (Dealing in Securities) 25 October 2019
LANDAIS Francois Michel Florent RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 October 2019
LEE Angela Mei Lan 李美蘭 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 October 2019
WONG Timothy Tin Wai 黃天維 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 October 2019
QIAN Zhuangzhuang 钱壮壮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2019
CHOI Jin Woo RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 October 2019
WONG Tsz Hin Chris 王梓軒 RE [2] (Dealing in Futures Contracts) 02 October 2019
ALBUQUERQUE Dinesh Jeremy RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 September 2019
CHEN Meng 陳萌 RE [1] (Dealing in Securities) 20 September 2019
NGUYEN The-Xan-Dieu RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 September 2019
DONG An Qi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 September 2019
SHI Qi 施琪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 September 2019
WONG Tsz Hin Chris 王梓軒 RE [1] (Dealing in Securities) 09 September 2019
WALKER Andrew Robert RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 September 2019
HE Wenyi 和文怡 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 September 2019
WANG Gonghua 王功华 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 September 2019
CHANG Monica L 常樂 RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 August 2019
SON Benjamin Yong RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2019
FU Xin 付鑫 RO [1] (Dealing in Securities) 21 August 2019
WEI Yuanqi 魏园琪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 August 2019
CHU Peter Pa-en RE [2] (Dealing in Futures Contracts) 20 August 2019
CHEN Na 陈娜 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 August 2019
HONG Tianze 洪天泽 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 August 2019
WANG Aiyi 王艾仪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 August 2019
PAN Jianhui 潘健慧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 August 2019
LIAO Gehan 廖舸涵 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 August 2019
SHAO Lei 邵磊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 August 2019
ZHAO Chenfan 趙晨帆 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 August 2019
CABANNES Robin Claude Louis RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 August 2019
LUK Kai Man Victor 陸啟文 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 August 2019
CHO Wen Jie, Jack 曹文傑 RE [1] (Dealing in Securities) 29 July 2019
CHANG Monica L 常樂 RE [6] (Advising on Corporate Finance) 29 July 2019
GOURMELEN Arnaud RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 July 2019
MOHIDEEN Khaleelur Rahman RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 July 2019
GOMA Joseph Auger RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 July 2019
CHO Wen Jie, Jack 曹文傑 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 July 2019
CHEUNG Ho Loon Alan 張浩麟 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 July 2019
YIN Chenggong 尹成功 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 July 2019
NG Lai Ying 吳麗瑩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 July 2019
LI Xiyin 李夕吟 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 July 2019
MAK Tin Chak 麥天澤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 July 2019
WAN Lap Kei 尹立基 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 June 2019
LEE Young Suk Julianne 李英淑 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 June 2019
ZENG Hongxuan 曾鴻軒 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 June 2019
CHOO Sung Min RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 June 2019
LIN Haohua 林皓華 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 June 2019
ZENG Hongxuan 曾鴻軒 RE [6] (Advising on Corporate Finance) 29 May 2019
SKURR Paul Thomas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 May 2019
TSUI Ka Lun 徐家麟 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 May 2019
TAM Nelson Kai Him 譚棨謙 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 May 2019
LEUNG Kin, Kenneth 梁堅 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 May 2019
CAO Yuanyuan 曹媛媛 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 May 2019
IGARI KAYO RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 May 2019
NG Chor Sum Sam 吳楚琛 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 April 2019
TAM Nelson Kai Him 譚棨謙 RE [6] (Advising on Corporate Finance) 29 April 2019
LIU Hui 劉滙 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2019
KO Yui Chit, Janice 高睿哲 RO [1] (Dealing in Securities) 18 April 2019
KAN Yu Hang 簡宇恆 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 April 2019
HUANG Guanyu 黄冠宇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 April 2019
YAMAGUCHI Ryunosuke RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 April 2019
KUAN Sai In 關世妍 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 April 2019
LEE Daeun RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 April 2019
ZHENG Shihao 鄭世豪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 March 2019
LEUNG Sze Wan 梁思韻 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 March 2019
PARK Abraham Young RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 February 2019
XU Nuo 許諾 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 February 2019
LEE Yeon Jae RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 February 2019
DORVAL Julien Thierry Henri RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 January 2019
LI Jessica Y 李穎 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 January 2019
YAN Wing Tak 甄穎德 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 December 2018
IMAZU Nanako RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 December 2018
MONNET Arthur Benoit RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 December 2018
HUNG Peng-Sheng 洪鵬盛 RE [2] (Dealing in Futures Contracts) 03 December 2018
WANG Qing 王青 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 November 2018
HIGHFIELD Tucker Montana RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 November 2018
JOU Geoffrey 周名涵 RE [2] (Dealing in Futures Contracts) 05 November 2018
LAM Fong Chun 林方進 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2018
MAK Lok Yin 麥樂賢 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 October 2018
NG Li Huei 黃立蕙 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 October 2018
ZHAO Yuhao 趙宇豪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 October 2018
XU Yining 徐易宁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 October 2018
LI Qiao RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 October 2018
LUN Nga See 倫雅詩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 September 2018
PAIDIPATHI Apurva RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 September 2018
RATHI Sourabh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 September 2018
PENG Shuo 彭碩 RE [2] (Dealing in Futures Contracts) 04 September 2018
MAXWELL Olivia Louise RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 September 2018
KHANDELWAL Ankit RE [2] (Dealing in Futures Contracts) 27 August 2018
MANO Stefan RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 August 2018
XI Ye 奚曄 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 August 2018
CHUNG Mark Kwok Fei RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 August 2018
SAIGAL Gaurav RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 August 2018
SHAO Weixiong 邵唯雄 RE [2] (Dealing in Futures Contracts) 20 August 2018
TEO Wee Meng, Calvin 張偉明 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 August 2018
LIU Xiaoying 劉曉穎 RE [2] (Dealing in Futures Contracts) 16 August 2018
LIU Xiaoying 劉曉穎 RE [1] (Dealing in Securities) 10 August 2018
MEI Mengxue 梅梦雪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2018
GARG Shivani RE [2] (Dealing in Futures Contracts) 06 August 2018
HAN Xu 韩旭 RE [2] (Dealing in Futures Contracts) 06 August 2018
REN Siyuan 任思遠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2018
YU Xingyi 虞醒怡 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2018
JIA Shuzhen 贾书臻 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2018
XING Fan 邢凡 RE [2] (Dealing in Futures Contracts) 01 August 2018
BROADFIELD David John RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 31 July 2018
LI Biying 李碧莹 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 July 2018
CHAN Woon Yew, William 曾煥耀 RE [1] (Dealing in Securities) 24 July 2018
WEI Jie 魏洁 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 July 2018
WU Xueni 吳雪妮 RE [2] (Dealing in Futures Contracts) 13 July 2018
ZHANG Shan RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2018
CHAI Yingshan 柴櫻珊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 July 2018
WU Xueni 吳雪妮 RE [1] (Dealing in Securities) 03 July 2018
ZHAO Qing 赵晴 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 July 2018
HONG Keith Chun-yiu 康振耀 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 June 2018
HUANG Jiaqi 黄家齐 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 June 2018
XU Nan 徐楠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 June 2018
MAN Pik Sum 文碧心 RE [2] (Dealing in Futures Contracts) 26 June 2018
TO Fung 杜峰 RO [4] (Advising on Securities) 19 June 2018
ARORA Anvita RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 June 2018
KANG Ran 康然 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 June 2018
ZHAO Yang RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 June 2018
LI Di 李迪 RE [2] (Dealing in Futures Contracts) 05 June 2018
KANEKO Tomoyo RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 June 2018
WU Long Kin 胡朗堅 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 May 2018
WANG Daning 王達寧 RE [2] (Dealing in Futures Contracts) 02 May 2018
CHEUNG Lok Yan 張洛銦 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 April 2018
NI Kang 倪康 RE [2] (Dealing in Futures Contracts) 10 April 2018
WANG Haobo 王昊博 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 April 2018
TSE Benedict 謝家晉 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 April 2018
NG Yeong Li RE [2] (Dealing in Futures Contracts) 09 April 2018
LI Mengdi RE [4] (Advising on Securities) 27 March 2018
SCHWILLE Mark Andrew RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 March 2018
LIU Yin 劉寅 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 March 2018
LI Mengdi RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 12 March 2018
SU Chi 蘇馳 RO [6] (Advising on Corporate Finance) 01 March 2018
TAM Yui Hong, Conan 譚悅康 RO [6] (Advising on Corporate Finance) 02 February 2018
YOO Keon Ho 柳建昊 RE [2] (Dealing in Futures Contracts) 29 January 2018
WONG Chung Chit 王縱哲 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 January 2018
TSOI Lon Ho 蔡朗豪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 January 2018
GAO Meng 高甍 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 December 2017
FUNG Oi Yee 馮藹兒 RE [2] (Dealing in Futures Contracts) 18 December 2017
TSUI Siu Fung, Shelton 徐兆峰 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 December 2017
STRINGER Lydia Teagan Elizabeth RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 December 2017
NI Chao 倪超 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 November 2017
CHAU Wai Yan 周慧欣 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 November 2017
HSUEH Yan-Wen 薛焱文 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 November 2017
UBEROI Sandeep Singh RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 October 2017
HANLEY Cathal Timothy RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 October 2017
KHADERIA Nirmal Kumar RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 12 October 2017
ZHOU Xiaoming 周曉明 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 October 2017
KLAVINS Roberts RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 September 2017
MURAI Ken Ofriel RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 September 2017
DHOOT Anuradha RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 06 September 2017
LIANG QianQian RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 September 2017
FUNG Hoi Leuk Harry 馮凱略 RE [2] (Dealing in Futures Contracts) 28 August 2017
BANSAL Navneet Kumar RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 August 2017
LI Hanting 李涵汀 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2017
ZENG Zhongqing 曾忠清 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 August 2017
LEUNG Ho Yin 梁浩賢 RE [2] (Dealing in Futures Contracts) 08 August 2017
DAVID Gregory, Ralph RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 August 2017
LEE Pei-Chiao 李培僑 RE [2] (Dealing in Futures Contracts) 01 August 2017
COPE Dillon Levander RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 August 2017
ZHENG Zhi 鄭植 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 August 2017
SUN Siwei 孫思偉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 July 2017
CHEE Wei Feng, Alan RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 July 2017
TAO Xiaoying 陶晓影 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 July 2017
LEONG Chi Fong 梁梓峰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 July 2017
ZHANG Qirui 張啟銳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 July 2017
HIRST David A RE [2] (Dealing in Futures Contracts) 12 July 2017
TANG Ho Fung 鄧浩楓 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 July 2017
HUEY Te-An 惠德安 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
XIE Gu 謝谷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
CHEN Chen 陳晨 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
WANG Ziyao 王子瑤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
LI Shuo-Ju 李碩儒 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 July 2017
TUNG Chau Han 董秋嫻 RE [2] (Dealing in Futures Contracts) 20 June 2017
GAMMONS Christopher Mc Garr RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 June 2017
BRAGINSKIY Dmitriy RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 May 2017
PASCOE Simon James RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 May 2017
PURI Tarun RE [1] (Dealing in Securities) 29 March 2017
TANG Tsun Kit George 鄧俊傑 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 March 2017
PURI Tarun RE [2] (Dealing in Futures Contracts) 01 February 2017
KIM Yong Chan 金容賛 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 January 2017
HONDA Kazuma RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 January 2017
KULKARNI Amit Chandramohan RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 January 2017
SANTHA Daniel RE [2] (Dealing in Futures Contracts) 01 December 2016
GOEL Maneesh RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 December 2016
DONDE Mandar Suresh RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 November 2016
MOLANDER Eric William RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 November 2016
PUNO Clemente Anthonio IV Castro RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 October 2016
XU Runjiao 徐潤皎 RE [2] (Dealing in Futures Contracts) 17 October 2016
LOVE Kevin T RE [2] (Dealing in Futures Contracts) 11 October 2016
BEUREL Damien Jacky RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 October 2016
GALLAGHER Casey Haran RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 October 2016
HAHM Sun Oh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 October 2016
JANG Suh Won RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 August 2016
YU Clive RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 August 2016
WANG Rui 王蕊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
GUO Yue 郭悅 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
WANG Xin 王欣 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
TENG Xuan 滕晅 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
SUN Haoting 孫昊廷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
HU Yue 胡越 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
VERMA Divya Prem Kumar RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
CHOUDHARY Keshav Pawankumar RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 August 2016
LI Jing 李晶 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2016
TAN Paul Peck Teng 陳柏廷 RE [2] (Dealing in Futures Contracts) 04 August 2016
NORDBERG Brian Victor Edward RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 August 2016
KUDO Yoko RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 July 2016
ADACHI Chiho RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 July 2016
YAO Yao 姚瑤 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 July 2016
LOVE Christopher James RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 July 2016
BOUSQUET Emmanuel, Franz, Roger RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 June 2016
LEUNG Ambrose Yin Pok RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 June 2016
JI Wenjing 吉文菁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 June 2016
KWONG Alan Chi Hang RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 May 2016
LI Yufei 李宇飛 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 May 2016
CUMBY Jonathan James RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 April 2016
TSANG Nicky Cheung Ho RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 April 2016
CHEN Runhui 陳潤揮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 March 2016
SU Chi 蘇馳 RO [1] (Dealing in Securities), [4] (Advising on Securities) 25 February 2016
SHAH Mihir Bharat RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 January 2016
MANSE Alexander Patrick RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 January 2016
LAU Ka Wing 劉加穎 RE [2] (Dealing in Futures Contracts) 18 January 2016
YUAN Yichen 袁怡晨 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 January 2016
WILLIAMS Benjamin Robert RO [1] (Dealing in Securities) 16 December 2015
CHENG Kin Lung, David 鄭建龍 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 November 2015
SEATON Graham Trevor RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 November 2015
ZHAO Min 趙敏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2015
SINGLA Manoj RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 October 2015
MAHESWARI Arbind RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 October 2015
TAN Yan Pheng RE [2] (Dealing in Futures Contracts) 19 October 2015
LIU Mengchen 劉夢晨 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 October 2015
COHEN Benjamin Joseph RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 October 2015
HELBIG Christian Bennett RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 September 2015
SIAH Geok Wah 謝育華 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2015
SO Shun Yi, Louisa 蘇順儀 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 September 2015
HERGESHEIMER Niklaus Charles RE [2] (Dealing in Futures Contracts) 01 September 2015
PEFANIS Anastasios Tassos RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 September 2015
ZHU Junsheng RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 September 2015
LEE Joseph B RO [1] (Dealing in Securities) 25 August 2015
YUAN Dan 袁旦 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 August 2015
BEATTIE Russell William RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 August 2015
MENG Jun 孟鈞 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2015
WANG Wenqi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2015
PEPPING Joseph RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2015
SAITO Takayuki RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 July 2015
LAU Tsz Ching Julia RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 July 2015
BAO Xitong 包希曈 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 July 2015
MENG Haoting 孟浩庭 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 July 2015
CHEN Yumei 陳毓梅 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 July 2015
WEEGENAAR Justinus Simon RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 July 2015
TONG Xin 佟欣 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 July 2015
KIM Jung Yeon RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 July 2015
HO Pui Fung, Dominic 何沛峰 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 July 2015
KEFFORD Daniel Luke RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 July 2015
PRATT Michael Charles Harding Kayas RO [1] (Dealing in Securities) 09 July 2015
CHAN Ruo Jun, Angela 陳若君 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 July 2015
YU Ning 余宁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 July 2015
TO Fung 杜峰 RO [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 29 June 2015
SINGH Rohit Kumar RE [2] (Dealing in Futures Contracts) 04 May 2015
KUGAN Aaron Mark RE [1] (Dealing in Securities) 16 February 2015
TAM Yui Hong, Conan 譚悅康 RO [1] (Dealing in Securities), [4] (Advising on Securities) 04 February 2015
AI Xihong 艾錫宏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 February 2015
CHOI Pui Yue, Jessica 蔡佩儒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 January 2015
MA Yu 馬玉 RE [2] (Dealing in Futures Contracts) 02 January 2015
CHEN Xi 陳曦 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 December 2014
NIHALANI Manoj Ghansham RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 November 2014
LO Wai Ming Patrick 盧偉明 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 November 2014
LEWIN Matthew Craig RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 November 2014
CHAN Chun Yiu David 陳俊耀 RE [2] (Dealing in Futures Contracts) 29 October 2014
GUPPY Ramin Brian RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 October 2014
IWAMI Eugene Satoshi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 October 2014
MEHROTRA Vipul RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 September 2014
MATHUR Rajat RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 September 2014
LAWRENCE Samuel Dong Yue 羅棟宇 RE [1] (Dealing in Securities) 25 August 2014
CHEE Kok Siong 徐國祥 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 August 2014
XU Wenyan 徐文燕 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 August 2014
DING Nanfei 丁南飛 RE [2] (Dealing in Futures Contracts) 18 August 2014
CHAN Yet Wun Joyce 陳日韻 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 August 2014
LIN Regan Nan-hong 林南宏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 August 2014
YONEOKA Hideaki RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 August 2014
LEE Nicholas Kong Tze 李光祖 RE [2] (Dealing in Futures Contracts) 01 August 2014
DONOVAN Patrick Thomas Joseph RE [2] (Dealing in Futures Contracts) 01 August 2014
CHOW Wing Yiu 周永曜 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 July 2014
LEI Jiawei 雷嘉巍 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 July 2014
LIU Dan 劉丹 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 July 2014
CHANG Yehna RE [2] (Dealing in Futures Contracts) 28 July 2014
TZUR Yael RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 July 2014
LAU Wai Ying 劉煒盈 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 July 2014
WATANABE Shino RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 July 2014
LITTKE Vincent Steven RE [2] (Dealing in Futures Contracts) 23 June 2014
KAMIZURU-BOWMAN Geoffrey Thomas RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 June 2014
PRATT Michael Charles Harding Kayas RE [2] (Dealing in Futures Contracts) 28 May 2014
LO Yin 盧彥 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 May 2014
CHEN Yuan 陳媛 RE [2] (Dealing in Futures Contracts) 02 May 2014
WANG Wei 王偉 RE [2] (Dealing in Futures Contracts) 28 April 2014
LIU Jie 劉杰 RE [2] (Dealing in Futures Contracts) 28 April 2014
FU Xin 付鑫 RE [2] (Dealing in Futures Contracts) 22 April 2014
LILLEY Jonathan Gareth RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 April 2014
LEE Chi Ho 李志豪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 April 2014
LIU Shijing 劉時菁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 31 March 2014
YEUNG King Fai 楊景輝 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 March 2014
SO Yu Wa 蘇裕華 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 February 2014
SERJEANT Daniel Luke RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 February 2014
YIP Ting Cheung, Joseph 葉庭彰 RE [2] (Dealing in Futures Contracts) 27 January 2014
SAWHNEY Akshay RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 December 2013
BARSHA Thomas RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 November 2013
SINGH Amanita RE [1] (Dealing in Securities) 07 November 2013
LAW Pak Kin Patrick 羅柏堅 RE [2] (Dealing in Futures Contracts) 01 November 2013
CONNOR Gavin David RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 September 2013
YIN Yifeng 殷逸峰 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 September 2013
TAM Ka Yun 譚家潤 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 September 2013
LUO Ping 羅萍 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 September 2013
LEE Martin Kin Mann 李健文 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 August 2013
THIRIET Olivier Louis Lucien RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 August 2013
HWANG Sean Sokha RE [2] (Dealing in Futures Contracts) 01 August 2013
HUANG Wenyi 黃文怡 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 July 2013
YU Mengliang 于濛亮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 July 2013
NAH Yu Siang Kenneth 藍宇翔 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 July 2013
GAUTAM Akashdeep RE [2] (Dealing in Futures Contracts) 29 July 2013
HUNT William Mitchell RE [2] (Dealing in Futures Contracts) 15 July 2013
WOO Michael T 吳忠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 July 2013
MERAJ Syed Adnan RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 June 2013
WEI Qilin 魏麒麟 RE [2] (Dealing in Futures Contracts) 31 May 2013
YANG Justin James 楊緒鏗 RE [2] (Dealing in Futures Contracts) 15 April 2013
TAI Siu Chung 戴兆聰 RE [2] (Dealing in Futures Contracts) 18 February 2013
JAWAL Anshul RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 January 2013
YEUNG Kei Yuen 楊紀元 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 October 2012
KIM Kangwhee RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 September 2012
SENGUPTA Joydeep RO [2] (Dealing in Futures Contracts) 31 August 2012
HA Sangwook 河尚旭 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 August 2012
ZHOU Cong 周淙 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 July 2012
ZHANG David Jinho 張展豪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 July 2012
LIN Qiaowei 林喬惟 RE [2] (Dealing in Futures Contracts) 30 July 2012
WANG Yiran 王怡然 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 June 2012
TOH Colin Cheng Chung 卓慶崇 RE [2] (Dealing in Futures Contracts) 13 June 2012
WOO Ying, Elaine 胡瀅 RE [2] (Dealing in Futures Contracts) 11 June 2012
DUNHAM Christopher Mark RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 June 2012
MAHOUE Frederic, Jean, Olivier RO [2] (Dealing in Futures Contracts) 24 October 2011
READ Ben Edward RE [1] (Dealing in Securities) 23 September 2011
MHATRE Vinata Shailesh RE [1] (Dealing in Securities) 15 September 2011
READ Ben Edward RE [2] (Dealing in Futures Contracts) 19 August 2011
MHATRE Vinata Shailesh RE [2] (Dealing in Futures Contracts) 17 August 2011
CHANG Feng 常鋒 RE [2] (Dealing in Futures Contracts) 10 August 2011
LENG Mathieu Davouth RE [2] (Dealing in Futures Contracts) 05 August 2011
SZE Wai Pang, Rick 施維鵬 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 August 2011
WANG Mengting 王夢婷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 August 2011
HE Luning 何魯宁 RE [2] (Dealing in Futures Contracts) 18 July 2011
KODER Matthew Michael RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 June 2011
LEE Joseph B RE [2] (Dealing in Futures Contracts) 27 April 2011
SHAH Roheet RE [2] (Dealing in Futures Contracts) 26 April 2011
SCHWARTZ Zachary Irwin RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 April 2011
CHIU Kwan Hon, Ronnie 招君瀚 RE [2] (Dealing in Futures Contracts) 09 February 2011
CHEN Liang 陳亮 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 December 2010
SU Chin 蘇進 RO [2] (Dealing in Futures Contracts) 29 October 2010
COOPER Sarah Louise RE [2] (Dealing in Futures Contracts) 05 October 2010
STAMENOVIC Ivan RE [2] (Dealing in Futures Contracts) 07 September 2010
LAM Wing Yee, Florence 林穎怡 RE [2] (Dealing in Futures Contracts) 06 September 2010
WILLIAMS Benjamin Robert RE [2] (Dealing in Futures Contracts) 06 September 2010
KIM Josephine Jisoo RE [2] (Dealing in Futures Contracts) 06 September 2010
VAN MEERENDONK Martin John RE [2] (Dealing in Futures Contracts) 06 September 2010
LAI Kwok Yin, Kevin Godfrey 黎國賢 RE [2] (Dealing in Futures Contracts) 02 September 2010
PSARIANOS Tony RE [2] (Dealing in Futures Contracts) 02 September 2010
COOPER Sarah Louise RE [1] (Dealing in Securities) 01 September 2010
KO Yui Chit, Janice 高睿哲 RE [2] (Dealing in Futures Contracts) 26 August 2010
MUI Gary Guen-Yun RE [2] (Dealing in Futures Contracts) 26 August 2010
MEHTA Hashween Antonio RE [2] (Dealing in Futures Contracts) 26 August 2010
SHAN Kaipin 單凱頻 RE [2] (Dealing in Futures Contracts) 26 August 2010
HSIEH Chao Kuang 謝朝光 RE [2] (Dealing in Futures Contracts) 26 August 2010
PAN Weijian 潘偉劍 RE [2] (Dealing in Futures Contracts) 26 August 2010
NG Ying Yuk, Loretta 吳瀅玉 RE [2] (Dealing in Futures Contracts) 24 August 2010
FONG Ka Ho 方家浩 RE [2] (Dealing in Futures Contracts) 20 August 2010
WOO Chong Kin, Frankie 胡創健 RE [2] (Dealing in Futures Contracts) 20 August 2010
WANG Alex An 王翊安 RE [2] (Dealing in Futures Contracts) 20 August 2010
DELICHERE Julien Jacques RE [2] (Dealing in Futures Contracts) 20 August 2010
CHANNA Vishal RE [2] (Dealing in Futures Contracts) 20 August 2010
TAY Ying Shen RE [2] (Dealing in Futures Contracts) 20 August 2010
FUNG Siu Lam 馮兆霖 RE [2] (Dealing in Futures Contracts) 20 August 2010
SHIN Yoon Kyung RE [2] (Dealing in Futures Contracts) 20 August 2010
PURI Narinder RE [2] (Dealing in Futures Contracts) 20 August 2010
KIM Josephine Jisoo RE [1] (Dealing in Securities) 12 July 2010
LAI Kwok Yin, Kevin Godfrey 黎國賢 RE [1] (Dealing in Securities) 02 July 2010
PAN Weijian 潘偉劍 RE [1] (Dealing in Securities) 25 June 2010
VAN MEERENDONK Martin John RE [1] (Dealing in Securities) 01 April 2010
MUKHERJI Ranobir RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 February 2010
PURI Narinder RE [1] (Dealing in Securities) 17 August 2009
JAWAL Anshul RE [1] (Dealing in Securities) 17 August 2009
WANG Yiyi 王懿懿 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 July 2009
NG Ying Yuk, Loretta 吳瀅玉 RE [1] (Dealing in Securities) 06 July 2009
CHANNA Vishal RE [1] (Dealing in Securities) 02 January 2009
LIN John Jun 林俊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 August 2008
PSARIANOS Tony RE [1] (Dealing in Securities) 26 April 2007
WOO Chong Kin, Frankie 胡創健 RE [1] (Dealing in Securities) 02 March 2007
LAM Wing Yee, Florence 林穎怡 RE [1] (Dealing in Securities) 15 November 2006
MEHTA Hashween Antonio RE [1] (Dealing in Securities) 02 November 2006
HASSAN Shamus RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 April 2006
FONG Ka Ho 方家浩 RE [1] (Dealing in Securities) 27 March 2006
TSANG Kai Yin 曾啟賢 RE [1] (Dealing in Securities) 03 October 2005
MUI Gary Guen-Yun RE [1] (Dealing in Securities) 19 May 2005