SFC Licences of OZORIO Joseph Marian Laurence

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司	RE	2	17 April 2014	09 January 2017
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	17 April 2014	09 January 2017
Funderstone Securities Limited	RE	1	20 March 2012	31 December 2013
Funderstone Futures Limited	RE	2	20 March 2012	31 December 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	01 April 2003	01 July 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	01 April 2003	01 July 2009
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	5	01 April 2003	19 January 2004
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	9	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	9	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	6	01 April 2003	19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	7	01 April 2003	07 July 2003