SFC Licences of CHING Tai Kong, Gregory 程大剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Bokhary Securities Limited 包大衞証券投資有限公司 | RE | 1 | 07 July 2016 | 10 September 2021 |
SoFi Securities (Hong Kong) Limited | RO | 1 | 22 December 2011 | 04 July 2013 |
Waton Securities International Limited 華通證券國際有限公司 | RO | 1 | 07 November 2007 | 04 March 2008 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 1 | 01 April 2003 | 01 July 2007 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 6 | 01 April 2003 | 24 October 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 4 | 01 April 2003 | 24 October 2003 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 9 | 01 April 2003 | 24 October 2003 |