SFC Licences of NOCK Michael Norman
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Aardvark Fund Management Limited | RO | 9 | 24 September 2009 | 19 July 2021 |
Doric Capital Corporation 多利資本有限公司 | RE | 9 | 23 January 2009 | 17 September 2009 |
Doric Capital Corporation 多利資本有限公司 | RE | 5 | 23 January 2009 | 17 September 2009 |
Doric Capital Corporation 多利資本有限公司 | RE | 4 | 23 January 2009 | 17 September 2009 |
Doric Capital Corporation 多利資本有限公司 | RO | 5 | 14 November 2003 | 23 January 2009 |
Doric Capital Corporation 多利資本有限公司 | RO | 9 | 01 April 2003 | 23 January 2009 |
Doric Capital Corporation 多利資本有限公司 | RO | 4 | 01 April 2003 | 23 January 2009 |
Allard Partners Limited 全亞達投資有限公司 | RO | 9 | 01 April 2003 | 08 June 2007 |
Allard Partners Limited 全亞達投資有限公司 | RO | 6 | 01 April 2003 | 08 June 2007 |
Allard Partners Limited 全亞達投資有限公司 | RO | 4 | 01 April 2003 | 08 June 2007 |
Doric Capital Corporation 多利資本有限公司 | RO | 6 | 01 April 2003 | 10 November 2003 |