SFC Licences of NOCK Michael Norman

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Aardvark Fund Management Limited RO 9 24 September 2009 19 July 2021
Doric Capital Corporation 多利資本有限公司 RE 9 23 January 2009 17 September 2009
Doric Capital Corporation 多利資本有限公司 RE 5 23 January 2009 17 September 2009
Doric Capital Corporation 多利資本有限公司 RE 4 23 January 2009 17 September 2009
Doric Capital Corporation 多利資本有限公司 RO 5 14 November 2003 23 January 2009
Doric Capital Corporation 多利資本有限公司 RO 9 01 April 2003 23 January 2009
Doric Capital Corporation 多利資本有限公司 RO 4 01 April 2003 23 January 2009
Allard Partners Limited 全亞達投資有限公司 RO 9 01 April 2003 08 June 2007
Allard Partners Limited 全亞達投資有限公司 RO 6 01 April 2003 08 June 2007
Allard Partners Limited 全亞達投資有限公司 RO 4 01 April 2003 08 June 2007
Doric Capital Corporation 多利資本有限公司 RO 6 01 April 2003 10 November 2003