SFC Licences of PFEIL Enzio Graf von
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AK Partners HK Limited | RO | 9 | 11 March 2024 | |
| AK Partners HK Limited | RO | 4 | 11 March 2024 | |
| AK Partners HK Limited | RE | 9 | 18 May 2023 | 11 March 2024 |
| AK Partners HK Limited | RE | 4 | 18 May 2023 | 11 March 2024 |
| St. James's Place (Hong Kong) Limited | RE | 9 | 20 February 2018 | 24 April 2023 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 20 February 2018 | 24 April 2023 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 20 February 2018 | 24 April 2023 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 9 | 20 September 2017 | 15 November 2017 |
| Odyssey Asset Management Limited (trading as CapConnectAsia) | RE | 4 | 20 September 2017 | 15 November 2017 |
| Private Capital Limited | RE | 9 | 23 October 2014 | 29 March 2017 |
| Private Capital Limited | RE | 4 | 03 September 2014 | 29 March 2017 |
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 10 May 2013 | 29 August 2014 |
| Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司 | RE | 4 | 29 January 2013 | 07 February 2013 |
| Financial Shield Limited | RO | 4 | 01 April 2003 | 21 June 2012 |
| Financial Shield Limited | RO | 9 | 01 April 2003 | 17 October 2005 |
| Financial Shield Limited | RO | 6 | 01 April 2003 | 25 February 2005 |