SFC Licences of LIU King Wai 劉勁威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Success Securities Limited 實德證券有限公司 RE 1 15 September 2022 08 May 2023
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 12 October 2017 29 July 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 12 October 2017 29 July 2022
Stockwell Commodities Limited 常匯商品期貨有限公司 RE 2 09 September 2010 29 September 2017
Stockwell Securities Limited 常匯證券有限公司 RE 1 09 September 2010 29 September 2017
Nomura Securities (Hong Kong) Limited RE 2 03 February 2010 12 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 29 November 2004 12 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 12 May 2010
Nomura Securities (Hong Kong) Limited RE 1 01 April 2003 12 May 2010
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 19 February 2010
Nomura Securities (Hong Kong) Limited RE 4 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 18 November 2004
Nomura Securities (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Securities (Hong Kong) Limited RE 6 01 April 2003 18 November 2004