Current licenceholders of AAF742 Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| MADIOUNI Yassine | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2021-04-01 |
| CHEN Yau Ming 陳祐銘 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2021-04-01 |
| SUN Junhua 孫駿驊 | RE | 1 (Dealing in Securities) | 2021-03-24 |
| SMITH Guy William | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2021-03-11 |
| CHEW Cheng Oon, Felix 周政運 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2021-02-22 |
| INAIDA Yosuke | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2021-02-18 |
| LAI Wing Yi, Adda 黎詠儀 | RE | 1 (Dealing in Securities) | 2021-02-10 |
| NAKAJIMA Seiji | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2021-02-03 |
| BEKOS Andreas Johannes | RE | 2 (Dealing in Futures Contracts) | 2021-02-02 |
| CHAN Ho Kwan 陳灝鈞 | RE | 1 (Dealing in Securities) | 2021-02-02 |
| LIU Zhiwei 劉芷薇 | RE | 4 (Advising on Securities) | 2021-01-27 |
| MIAO Ying 繆盈 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-21 |
| KANKIPATI Ravi Thimma Raju | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-21 |
| YU An Li 余安麗 | RE | 1 (Dealing in Securities) | 2021-01-11 |
| MOUBARAK Rany | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2021-01-07 |
| DU Zhiye 杜之曄 | RE | 4 (Advising on Securities) | 2021-01-05 |
| CHENG Tsang Shin 鄭增善 | RE | 1 (Dealing in Securities) | 2021-01-04 |
| CHEN Ying 陳莹 | RE | 1 (Dealing in Securities) | 2021-01-04 |
| CHEUN Wan Foon | RE | 1 (Dealing in Securities) | 2020-12-29 |
| JAIN Nikhil | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-12-28 |
| CHUANG Shu Han Linnda | RE | 1 (Dealing in Securities) | 2020-12-18 |
| MAK Chi Wai 麥志偉 | RE | 1 (Dealing in Securities) | 2020-12-16 |
| JOSHI Sumeet Sharad | RE | 1 (Dealing in Securities) | 2020-12-10 |
| TSUI Moon Sze 徐滿詩 | RE | 1 (Dealing in Securities) | 2020-12-09 |
| HUI Tsz Chun 許子俊 | RE | 1 (Dealing in Securities) | 2020-12-09 |
| KHAIRPURI Prashant Kumar | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2020-11-27 |
| SUN Bangdong 孫邦棟 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-11-19 |
| HUANG Wenwei 黃文蔚 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-10 |
| WONG Wing Man 黃詠文 | RE | 1 (Dealing in Securities) | 2020-11-10 |
| YANG Wayne Ky 楊文傑 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-03 |
| TSAI Yueh-Lin 蔡岳霖 | RE | 1 (Dealing in Securities) | 2020-10-29 |
| LIU Xing Ling 劉醒靈 | RE | 1 (Dealing in Securities) | 2020-10-23 |
| HASSAN Matthew Alan | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-10-16 |
| ZHU Xuhua 朱栩樺 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-14 |
| BATT Thomas Gordon | RO | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-09 |
| KALE Aditya Ajit | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-10-06 |
| CHAKRABORTY Shounak | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-10-06 |
| CHUANG Mei 莊美 | RE | 4 (Advising on Securities) | 2020-09-22 |
| CHIU Lawrence Albert Hong Yui 趙匡銳 | RE | 4 (Advising on Securities) | 2020-09-22 |
| WANG Ruilin 王睿琳 | RE | 4 (Advising on Securities) | 2020-09-22 |
| HO King Shiu, Nelson 何景兆 | RE | 4 (Advising on Securities) | 2020-09-22 |
| CHAN Shuk Yee Stephanie 陳淑兒 | RE | 4 (Advising on Securities) | 2020-09-22 |
| PLAUCHU Simon | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-09-15 |
| LIU Zhiwei 劉芷薇 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-09-11 |
| BISWAS Shubhomoy | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-09-08 |
| CHAN Sze Chung 陳思冲 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-09-02 |
| FAN Tony | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-08-31 |
| CHAI Shengqi 柴晟淇 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-08-31 |
| CHO Kyu Sang 趙奎相 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-31 |
| HUANG Bohan 黃伯邯 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-08-31 |
| LI Siqi 李思奇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-08-31 |
| GAO Luyan 高路延 | RE | 4 (Advising on Securities) | 2020-08-28 |
| WONG Chun Ho 王俊豪 | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-08-24 |
| WEE Jia Yng 魏嘉盈 | RE | 1 (Dealing in Securities) | 2020-08-21 |
| VITRY Frantz | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-08-17 |
| CAI Feng 蔡峰 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-08-12 |
| LAM Chung Hong 林正康 | RE | 1 (Dealing in Securities) | 2020-08-10 |
| YIP Kam Pang 葉錦鵬 | RO | 1 (Dealing in Securities) | 2020-07-29 |
| LUO Jiefu 羅杰夫 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-07-20 |
| VICKERTON Thomas Andrew | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-07-10 |
| KAMISAKU Hidekazu | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-10 |
| LIU Yifan 劉一帆 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-08 |
| YU Peng 余芃 | RE | 1 (Dealing in Securities) | 2020-07-06 |
| QIU Yong 邱勇 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-06-26 |
| KIKUCHI Kentaro | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-23 |
| LAU Patrick Park To | RE | 1 (Dealing in Securities) | 2020-06-17 |
| LI Sicong 李思聰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-15 |
| TANG Wai Yeen Gwyneth | RE | 1 (Dealing in Securities) | 2020-06-10 |
| FEI Yi 費奕 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-06-04 |
| PANG Eric Kwok Lik 彭國力 | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-12 |
| MARTIN James John Richard | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-05-12 |
| LEE Shih-Hsin 李世欣 | RE | 1 (Dealing in Securities) | 2020-05-11 |
| MC CARRON Ciaran Peter | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-05-08 |
| TEO Sher-Lyn, Corrinne 張施琳 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-08 |
| NG Wai Bun, Reuben 吳維斌 | RE | 1 (Dealing in Securities) | 2020-04-07 |
| YING Chongxi 應重熙 | RE | 4 (Advising on Securities) | 2020-04-07 |
| SHAH Mihir Paresh | RE | 4 (Advising on Securities) | 2020-03-09 |
| MOK Mun Kwan 莫滿坤 | RE | 1 (Dealing in Securities) | 2020-03-09 |
| PARK Soyup | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-02-26 |
| SUGIYAMA Yoshinobu | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-02-14 |
| CHAN Man Wai, Marcella 陳敏慧 | RO | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-02-07 |
| XU Yi 徐一 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-02-03 |
| YAN Wentao 顏文韜 | RE | 4 (Advising on Securities) | 2020-02-03 |
| WEN Xin 溫馨 | RE | 4 (Advising on Securities) | 2020-01-29 |
| VARSHNEY Varun | RE | 4 (Advising on Securities) | 2020-01-23 |
| CHOU Pei Shen 周沛生 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-01-23 |
| GAO Luyan 高路延 | RE | 1 (Dealing in Securities) | 2020-01-06 |
| SHING Jasmine See-Lung 成思瓏 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-01-02 |
| KHELA Bubledeep Singh | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-01-02 |
| AU Cheuk Kwan 區卓筠 | RE | 1 (Dealing in Securities) | 2019-12-30 |
| SO Ying Sze 蘇映思 | RE | 1 (Dealing in Securities) | 2019-12-23 |
| PARIKH Rishit | RE | 4 (Advising on Securities) | 2019-12-18 |
| KEUNG Lok Ting Nicole 強洛婷 | RE | 1 (Dealing in Securities) | 2019-12-16 |
| CHUANG Zhi Wei Farhan | RE | 1 (Dealing in Securities) | 2019-12-10 |
| LI Weiying 李韦颖 | RE | 1 (Dealing in Securities) | 2019-12-04 |
| CHEUNG Ka Hang 張嘉衡 | RE | 4 (Advising on Securities) | 2019-12-03 |
| LIU Yik Yu 廖翊宇 | RE | 4 (Advising on Securities) | 2019-12-02 |
| MOMOSE Yoshitake | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-11-27 |
| YASUDA Tatsuya 安田達矢 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-11-27 |
| KWAN Chun Wai, Roy 關振緯 | RE | 1 (Dealing in Securities) | 2019-11-25 |
| SHARMA Vikas | RE | 1 (Dealing in Securities) | 2019-11-20 |
| YU Peng 余芃 | RE | 4 (Advising on Securities) | 2019-11-15 |
| LAM Hon Shing 林漢城 | RE | 1 (Dealing in Securities) | 2019-11-13 |
| GHIA Manish Hasmukh | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-11-13 |
| LEUNG Pui Yin 梁佩妍 | RE | 1 (Dealing in Securities) | 2019-11-11 |
| TAKAHASHI Shohei | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-11-04 |
| CHENG Wing Sze 鄭泳詩 | RE | 1 (Dealing in Securities) | 2019-11-04 |
| XIONG Yanling 熊妍羚 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-11-01 |
| KULKARNI Vishal Gundopant | RE | 4 (Advising on Securities) | 2019-10-28 |
| FUKUYAMA Kunishige | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-10-24 |
| CHANG Moon Sung 張文誠 | RE | 1 (Dealing in Securities) | 2019-10-22 |
| CHAN Kam Yui 陳錦銳 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-10-17 |
| HUNG Tsz Ying 洪芷瑩 | RE | 1 (Dealing in Securities) | 2019-10-03 |
| SVIRIN Anton | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-10-02 |
| XU Haole 徐好樂 | RE | 1 (Dealing in Securities) | 2019-09-26 |
| IWASAKI Kaori | RE | 4 (Advising on Securities) | 2019-09-23 |
| WU Siyu 吴思宇 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-09-16 |
| MAK Karen 麥鞽譩 | RE | 1 (Dealing in Securities) | 2019-09-12 |
| LIU Yu-chun 劉俞君 | RE | 1 (Dealing in Securities) | 2019-09-09 |
| PRESTON Benjamin | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-09-09 |
| SHEN Xiangfei 沈翔飛 | RE | 4 (Advising on Securities) | 2019-09-06 |
| SEKIZUKA Masayuki | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 6 (Advising on Corporate Finance) | 2019-09-05 |
| TEO Wan Ting Nico | RE | 1 (Dealing in Securities) | 2019-09-05 |
| ZHOU Weilong | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-09-02 |
| LEUNG Yuk Hei, Thomas 梁煜熙 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-09-02 |
| ZHANG Jingyi 張境倚 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-08-30 |
| TAM Tsz Tsung 譚紫驄 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-30 |
| LEUNG Chi Kan 梁志勤 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-08-30 |
| LEE Joon Woo | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-08-30 |
| CHAU Wai Man, Josephine 周慧文 | RE | 1 (Dealing in Securities) | 2019-08-28 |
| SEKSIK Raphael | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-08-26 |
| SHI Zhongwei 史中偉 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-08-26 |
| KHAIRPURI Prashant Kumar | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-08-26 |
| ZHANG Xichen 张希琛 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-26 |
| TSE Hillary Wai Yi 謝瑋懿 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-08-26 |
| LEUNG Long Hay Charlton 梁朗希 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-08-26 |
| CHU Chen Chung, Dominic 朱承宗 | RE | 4 (Advising on Securities) | 2019-08-16 |
| CHANG Ching-Yu 張靜玉 | RE | 1 (Dealing in Securities) | 2019-08-14 |
| LAU Ka Chun, Ringo 劉家俊 | RE | 1 (Dealing in Securities) | 2019-08-12 |
| HUNG Janet Yi Kui 熊伊逵 | RE | 2 (Dealing in Futures Contracts) | 2019-08-02 |
| KIHARA Takao | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-08-02 |
| SIT Ko Wai 薛高偉 | RE | 2 (Dealing in Futures Contracts) | 2019-08-01 |
| SEFRI David Kustandi | RE | 2 (Dealing in Futures Contracts) | 2019-08-01 |
| GURNANI Jitesh Motiram | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-07-25 |
| CHU Chen Chung, Dominic 朱承宗 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-07-22 |
| HORI Mikinao | RE | 1 (Dealing in Securities) | 2019-07-18 |
| SASAKI Daisuke | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-07-16 |
| UEMURA Tai | RE | 2 (Dealing in Futures Contracts) | 2019-07-08 |
| GUPTA Vikram | RE | 1 (Dealing in Securities) | 2019-07-04 |
| KUNG Pei Hsuan 貢培萱 | RE | 1 (Dealing in Securities) | 2019-07-02 |
| LIN Hsueh Fen 林雪芬 | RE | 1 (Dealing in Securities) | 2019-07-02 |
| LAU Ho Lam Rex 劉浩林 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-07-02 |
| POON Kit Ying 潘潔盈 | RE | 1 (Dealing in Securities) | 2019-06-27 |
| KIYOTA Akira | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-06-26 |
| NISHIMURA Shintaro | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-06-24 |
| LEE Joon Ho | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-06-13 |
| TING Zaixiong Shaun | RE | 1 (Dealing in Securities) | 2019-06-06 |
| WANG Tong 王桐 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-06-05 |
| YOUL Gordon Phillip | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-05-31 |
| REN Yuci 任予慈 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-05-28 |
| HU Yanmo 胡硯墨 | RE | 1 (Dealing in Securities) | 2019-05-27 |
| TAN Kor Heng David | RE | 1 (Dealing in Securities) | 2019-05-23 |
| WAN Cheuk Hei 尹卓希 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-05-20 |
| QIAN Linjuan 錢琳涓 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-05-20 |
| WU Xiuyuan 吳修遠 | RE | 1 (Dealing in Securities) | 2019-05-16 |
| TAKAHASHI Hiroki | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-05-10 |
| HENG Soon Keat | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-05-10 |
| ITO Kazumasa | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-05-08 |
| UEMURA Tai | RE | 1 (Dealing in Securities) | 2019-04-26 |
| SHARMA Saumya | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-04-24 |
| SHIMIZU Akiko | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-04-23 |
| GOTO Masahiro | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-04-23 |
| ITO Shunsuke | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-23 |
| KURIHARA Yuji | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-23 |
| IGARASHI Akihiro | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-04-17 |
| KWON Taeyoun | RE | 1 (Dealing in Securities) | 2019-04-09 |
| BHAGAT Abbas Taher | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-04-09 |
| WU Huey-ming 吳慧明 | RO | 1 (Dealing in Securities) | 2019-04-04 |
| DAN Hiroyuki | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-04 |
| SATO Hiroyuki | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-03-28 |
| GUO Yichen 郭一辰 | RE | 4 (Advising on Securities) | 2019-03-11 |
| WANG Congshi | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-03-06 |
| WU You 吳囿 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-03-01 |
| YAMAMURA Junko | RE | 4 (Advising on Securities) | 2019-02-25 |
| MOGI Yutaka | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-02-11 |
| MIKKILINENI Bharath | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-01-28 |
| KAMARUZZAMAN Nor Hisham Bin | RE | 1 (Dealing in Securities) | 2019-01-28 |
| CHAN Belle | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-01-28 |
| EL HICHERI Fayez | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-01-16 |
| AKATSUKA Yo | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-01-03 |
| OYAMA Hideki | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-01-03 |
| CHEN Zehua 陳澤華 | RE | 4 (Advising on Securities) | 2018-12-19 |
| CHANG Cheng-Yu 張正宇 | RE | 4 (Advising on Securities) | 2018-12-10 |
| LAI Qimei 賴綺玫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-12-05 |
| TANG Ho Ming 鄧皓銘 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-12-03 |
| TONG Nga Lai 唐雅麗 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-11-26 |
| NANAVATI Jwalant Hemanshu | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-11-19 |
| PARKASH Ashvin | RE | 1 (Dealing in Securities) | 2018-11-15 |
| MIURA Takashi | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-11-05 |
| PATOIS Jean-Baptiste, Francois, Damien, Henri | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-11-02 |
| BAKER Joseph Gerard | RE | 1 (Dealing in Securities) | 2018-10-24 |
| HEUNG Fu Nang, Martin 香富能 | RE | 4 (Advising on Securities) | 2018-10-22 |
| CHAK Chee Weng 翟志榮 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-10-02 |
| LING Yee Man, May 凌意文 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-09-26 |
| WU Yi 吳昳 | RE | 1 (Dealing in Securities) | 2018-09-20 |
| LIM In Ja | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-09-17 |
| BANGLANI Saurabh | RE | 1 (Dealing in Securities) | 2018-09-12 |
| TANI Kenichiro 谷健一郎 | RE | 1 (Dealing in Securities) | 2018-09-12 |
| NAKABAYASHI Mitsugu 中林 貢 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-10 |
| LEE Kai Xuan Almeric 李凱軒 | RE | 1 (Dealing in Securities) | 2018-09-10 |
| WU Jingsu 吳敬蘇 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-10 |
| XU Yongquan 徐永銓 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-05 |
| CHEN Wei 陳蔚 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-09-03 |
| CHAN Ka Lok 陳家諾 | RE | 1 (Dealing in Securities) | 2018-09-03 |
| CHEN Runhua 陳潤樺 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-08-27 |
| ZHANG Yan 張晏 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-08-27 |
| CHO Yeong Jun | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-08-27 |
| JIA Shengbai 賈声白 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-08-27 |
| HE Letian 何乐天 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-08-27 |
| WU Yiwen 吳軼文 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-08-27 |
| XU Wei 徐威 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-08-27 |
| SO Pak Hay, Pascal 蘇柏熙 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-08-27 |
| THOMAS Tristan Roland France | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-08-20 |
| WANG Jing 王競 | RE | 4 (Advising on Securities) | 2018-08-17 |
| NISHI Tetsuhiro | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2018-08-08 |
| KONG Heng Siong | RE | 4 (Advising on Securities) | 2018-08-06 |
| JIANG Yinwen 蔣寅雯 | RE | 1 (Dealing in Securities) | 2018-08-01 |
| WONG Poh Yoke | RE | 1 (Dealing in Securities) | 2018-07-30 |
| VERMA Pramath | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-07-30 |
| BEST David Gareth | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-07-26 |
| AWASTHI Prabhat | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-07-16 |
| NG Wing Sum, Vincent 吳永森 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-07-16 |
| HUANG Hannah | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-07-09 |
| XU Zuoyang 徐祚阳 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-07-09 |
| ZHU Xiaotian 祝驍天 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-07-03 |
| KOH Selene, Su Lin | RE | 1 (Dealing in Securities) | 2018-06-29 |
| JIRARI Mohamed El Hadi | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-06-25 |
| NG Lay Hung | RE | 1 (Dealing in Securities) | 2018-06-20 |
| HO Yuen Kim 何遠儉 | RE | 6 (Advising on Corporate Finance) | 2018-06-11 |
| WANG Xinqi 王薪棋 | RE | 2 (Dealing in Futures Contracts) | 2018-06-11 |
| WEBB Robert | RO | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-06-06 |
| KHARA Tejas Arvind | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-28 |
| TRIVEDI Anshul | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-05-28 |
| ZHOU ZHOU 周舟 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-05-23 |
| LU Ting 陸挺 | RE | 4 (Advising on Securities) | 2018-05-14 |
| YAMANAKA Yuta | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-05-10 |
| ZHANG Chenzhong 張晨钟 | RE | 1 (Dealing in Securities) | 2018-05-10 |
| KOBAYASHI Masanori | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-05-10 |
| NORMAN Elodie Marie Julie | RE | 1 (Dealing in Securities) | 2018-05-02 |
| SESHASAYEE Aadit | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-02 |
| KIKUTAKE Takahiro 菊竹崇宏 | RE | 1 (Dealing in Securities) | 2018-04-27 |
| KONDO Takeshi | RE | 1 (Dealing in Securities) | 2018-04-26 |
| KAMIYA Takashi | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-04-24 |
| HAN Chuan 韓川 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-04-23 |
| CHEN Luqing 陳爐青 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-04-23 |
| LIN Lin 林琳 | RE | 6 (Advising on Corporate Finance) | 2018-04-23 |
| YEO Kai Jie | RE | 1 (Dealing in Securities) | 2018-04-19 |
| LAI Kin Pui 黎建培 | RE | 1 (Dealing in Securities) | 2018-04-16 |
| CHENG Chung Hin, Martin 鄭仲軒 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-04-16 |
| CHEN Chuanxuan 陳川炫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-04-09 |
| LEE In Sun Vincent 李殷信 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-04-03 |
| CHEN Yini 陳依妮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-04-03 |
| YOSHIDA Jumpei | RE | 4 (Advising on Securities) | 2018-03-26 |
| SILLAM Jonathan Charles Marc | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-03-20 |
| TAKAKURA Kimihiro | RE | 1 (Dealing in Securities) | 2018-03-13 |
| TRINCA Giancarlo | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-03-09 |
| WANG Xiaoming | RE | 1 (Dealing in Securities) | 2018-02-28 |
| KALRA Abhimanyu | RE | 1 (Dealing in Securities) | 2018-02-07 |
| WEN Dafu 聞達甫 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-02-05 |
| WANG Zhonghe 王仲何 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-01-29 |
| HO Yuen Kim 何遠儉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-01-08 |
| GOZUBUYUK Halil Ibrahim | RE | 1 (Dealing in Securities) | 2018-01-04 |
| QUEK Weizhong Adrian | RE | 1 (Dealing in Securities) | 2018-01-03 |
| CHAUDHRY Anoop 周德禮 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-01-02 |
| XU Jing 徐靜 | RE | 4 (Advising on Securities) | 2017-12-11 |
| ARLETTAZ Benoit Michel Jose | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-12-04 |
| SETH Chetan | RE | 4 (Advising on Securities) | 2017-12-01 |
| NANAVATI Amit Piyush | RE | 4 (Advising on Securities) | 2017-11-07 |
| WONG Po Ching 王寶晶 | RE | 1 (Dealing in Securities) | 2017-11-02 |
| CHOI Yiet Yu 蔡悅如 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-10-16 |
| LEE Shao-Tang 李紹唐 | RE | 4 (Advising on Securities) | 2017-10-10 |
| PUTHENVEEDU SAINUDEEN Anoop | RE | 1 (Dealing in Securities) | 2017-10-10 |
| ZHANG Kang 張康 | RE | 4 (Advising on Securities) | 2017-10-09 |
| ASIJA Sahil Kumar | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2017-10-09 |
| ZHU Pingping 朱平平 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-10-09 |
| BHANDARI Samir | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-09-26 |
| WANG Xinqi 王昕琪 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-09-11 |
| WANG Jiali 王佳莉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-09-06 |
| ZHAO Qing 趙青 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-09-04 |
| TAN Kah Bee | RE | 1 (Dealing in Securities) | 2017-08-30 |
| KANTHAN Aparna | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-08-30 |
| FENG Yuqi 馮雨奇 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-08-28 |
| LAM Chung Shu Xylona 林仲樞 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-08-28 |
| WANG Ziren 王梓人 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-08-28 |
| MAK Ka Wing 麥嘉榮 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-08-28 |
| GRINZATO Eros | RE | 1 (Dealing in Securities) | 2017-08-28 |
| CHEN Jordan Bo Ling 陳伯靈 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-08-28 |
| MOTOTANI Daisuke | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-22 |
| KUSUDA Yusuke 楠田悠介 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-08-21 |
| WU Chunlei 吳春雷 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-08-18 |
| WANG Ruilin 王睿琳 | RE | 1 (Dealing in Securities) | 2017-08-17 |
| TENG Chi-An 滕喆安 | RE | 4 (Advising on Securities) | 2017-08-14 |
| SHEA Pui Ho Kerry 佘培灝 | RE | 1 (Dealing in Securities) | 2017-08-14 |
| LI Wan-Ning 李婉寧 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-07 |
| HSU Ying-chao 徐英超 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-08-07 |
| BEKOS Andreas Johannes | RE | 1 (Dealing in Securities) | 2017-08-02 |
| WONG Wai Chi, Erica 黃瑋姿 | RE | 1 (Dealing in Securities) | 2017-08-01 |
| CHUAN Colin Ji Xing | RE | 1 (Dealing in Securities) | 2017-07-18 |
| OZASA Akihiro | RE | 1 (Dealing in Securities) | 2017-07-11 |
| GUO Hanze 郭瀚澤 | RE | 4 (Advising on Securities) | 2017-06-28 |
| SIT Ko Wai 薛高偉 | RE | 1 (Dealing in Securities) | 2017-06-13 |
| JAIN Ajay | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-06-05 |
| NARIKIYO Kosuke | RE | 4 (Advising on Securities) | 2017-05-29 |
| WANG Lisheng 王立升 | RE | 4 (Advising on Securities) | 2017-05-05 |
| WANG Xinqi 王薪棋 | RE | 1 (Dealing in Securities) | 2017-04-21 |
| SEKITA Hirosumi 関田洋純 | RE | 1 (Dealing in Securities) | 2017-04-18 |
| BURNS Leonard Carter | RE | 1 (Dealing in Securities) | 2017-03-17 |
| CHUNG Jason | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-03-06 |
| ROGERS Oliver James | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-03-01 |
| DUAN Bing 段冰 | RE | 4 (Advising on Securities) | 2017-01-16 |
| CHEN Philip Chun-fu 陳俊夫 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-01-09 |
| NOBLE Richard Grant | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-01-05 |
| CHEUNG Kar Yan Karina 張家欣 | RE | 1 (Dealing in Securities) | 2017-01-03 |
| MC NICHOLAS Daniel Patrick | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-12-19 |
| TSAI Pei-En 蔡佩恩 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2016-11-04 |
| MALIK Ankur | RE | 4 (Advising on Securities) | 2016-10-24 |
| TESHIMA Kenji 豊嶋賢士 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2016-10-13 |
| WANG Chun-Kai 王俊凱 | RE | 4 (Advising on Securities) | 2016-10-11 |
| YAMAOKA Hisahiro | RE | 4 (Advising on Securities) | 2016-10-05 |
| YAP Wei Wen Nicholas | RE | 4 (Advising on Securities) | 2016-09-28 |
| KOGAHARA So | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2016-09-19 |
| MAGHFUR USMAN Ahmad Bin | RE | 4 (Advising on Securities) | 2016-09-12 |
| MIMURADA Jumpei | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-09-05 |
| KIM Minjung | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2016-09-01 |
| BOWMAN Steven Michael | RE | 1 (Dealing in Securities) | 2016-08-31 |
| PRITCHARD Laurie Thomas Mccurdy | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-08-29 |
| CHEN Ling-Ching 陳鈴晴 | RE | 1 (Dealing in Securities) | 2016-08-25 |
| CHIU Hsu-hui Vanessa 邱旭暉 | RE | 1 (Dealing in Securities) | 2016-08-24 |
| LAI Brian 賴勇仁 | RE | 1 (Dealing in Securities) | 2016-08-22 |
| MIWA Takashi | RE | 4 (Advising on Securities) | 2016-08-22 |
| LO Wai Kwok Belinda 盧慧幗 | RE | 1 (Dealing in Securities) | 2016-08-03 |
| LEE Emily 李潁桐 | RE | 4 (Advising on Securities) | 2016-08-01 |
| SINGH Kunwardeep | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2016-07-20 |
| TSAI Yi-Ning 蔡伊甯 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2016-07-18 |
| JURUKUL Thanatcha | RE | 4 (Advising on Securities) | 2016-07-18 |
| MEHTA Devang Lalit | RE | 1 (Dealing in Securities) | 2016-06-29 |
| LO Kar Lay Gloria 盧嘉莉 | RE | 1 (Dealing in Securities) | 2016-06-13 |
| TAPADIA Alok Vimalkishore | RE | 1 (Dealing in Securities) | 2016-06-10 |
| CHIA Jia Hao | RE | 1 (Dealing in Securities) | 2016-05-30 |
| MAK Wing Lun 麥永麟 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-05-09 |
| HO Wah Teng | RE | 1 (Dealing in Securities) | 2016-05-03 |
| CHIU Lawrence Albert Hong Yui 趙匡銳 | RE | 1 (Dealing in Securities) | 2016-04-18 |
| KIM Jin Hew | RE | 1 (Dealing in Securities) | 2016-04-14 |
| OKAZAKI Yu | RE | 4 (Advising on Securities) | 2016-04-12 |
| ARORA Anupam | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-04-01 |
| GUPTA Ruchir | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2016-03-10 |
| CHING Hiang Lye Kelvin | RE | 1 (Dealing in Securities) | 2016-02-18 |
| KAMATH Rahul Rabindra | RE | 1 (Dealing in Securities) | 2016-02-15 |
| LI Xiaoran 李晓冉 | RE | 4 (Advising on Securities) | 2016-01-25 |
| BERA Siddhartha | RE | 4 (Advising on Securities) | 2016-01-20 |
| JAIN Varnit | RE | 1 (Dealing in Securities) | 2016-01-19 |
| JEON Jay Hyun | RE | 1 (Dealing in Securities) | 2016-01-14 |
| SHANTHAKUMAR Harun Thilak | RE | 1 (Dealing in Securities) | 2015-12-28 |
| YOKOTA Fumiko 橫田文子 | RE | 1 (Dealing in Securities) | 2015-12-24 |
| HAMADA Masaki | RE | 1 (Dealing in Securities) | 2015-12-24 |
| CHAKRAVORTY Indranil | RE | 1 (Dealing in Securities) | 2015-12-16 |
| LEE Wing Hong Patrick 李永康 | RE | 1 (Dealing in Securities) | 2015-12-14 |
| RAINA Sumit | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2015-12-02 |
| CHAN Shuk Yee Stephanie 陳淑兒 | RE | 1 (Dealing in Securities) | 2015-12-02 |
| MURAKAMI Akihiro | RE | 4 (Advising on Securities) | 2015-11-19 |
| CHIEN MunMun 錢滿滿 | RE | 1 (Dealing in Securities) | 2015-11-17 |
| KUO Ching-Ting 郭景婷 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-11-16 |
| MARET Nicolas Andre Marcel | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) | 2015-11-05 |
| MOSS Alister Grahame | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-11-02 |
| PANG Kwok Wing Joe 彭國榮 | RE | 1 (Dealing in Securities) | 2015-10-26 |
| SHI Jialong 史家龙 | RE | 4 (Advising on Securities) | 2015-10-22 |
| CHAN Hua Jie Derek | RE | 1 (Dealing in Securities) | 2015-10-09 |
| PANDEY Varda | RE | 1 (Dealing in Securities) | 2015-10-07 |
| CHENG Lixing 程立行 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-10-02 |
| LEE Jie Ming Jeremy | RE | 1 (Dealing in Securities) | 2015-09-30 |
| MCCAFFERTY James Stephen | RO | 4 (Advising on Securities) | 2015-09-29 |
| MOAT Louise Jane | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-09-24 |
| TEO Kok Ann, Theodore 張國桉 | RE | 1 (Dealing in Securities) | 2015-09-17 |
| TANG Raelene 陳薇伊 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-09-09 |
| HUME Guy Vincent | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-08-28 |
| STAVREV Martin Valentinov | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2015-08-27 |
| LI Ming 李明 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2015-08-24 |
| WAH Ka Yin 華家燕 | RE | 1 (Dealing in Securities) | 2015-08-17 |
| NEO Avon | RE | 1 (Dealing in Securities) | 2015-08-14 |
| YIP Kar Kay, Jonathan 葉嘉祺 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-08-03 |
| WOO Jeh Hoon Alexander 禹濟勳 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-08-03 |
| DESQUIENS Dimitri Alain | RE | 1 (Dealing in Securities) | 2015-07-21 |
| LIN Lin 林琳 | RE | 4 (Advising on Securities) | 2015-07-17 |
| TANG Shengbo 唐圣波 | RE | 4 (Advising on Securities) | 2015-07-16 |
| BISWAS Priyankar | RE | 4 (Advising on Securities) | 2015-07-08 |
| LIN Hsueh Wei 林學偉 | RE | 1 (Dealing in Securities) | 2015-06-30 |
| LIN Lin 林琳 | RE | 1 (Dealing in Securities) | 2015-06-29 |
| SLATER Gordon Edward | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2015-06-19 |
| RAMSAY Keiran Alexander | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-06-17 |
| SIMMONS Cameron Michael | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-06-17 |
| SIM Yew Chuan | RE | 1 (Dealing in Securities) | 2015-06-16 |
| DONG Nan 董楠 | RE | 1 (Dealing in Securities) | 2015-06-15 |
| CHAN Kwun Chi 陳觀志 | RE | 1 (Dealing in Securities) | 2015-06-09 |
| WANNER Robert Tapio | RE | 1 (Dealing in Securities) | 2015-06-04 |
| LEUNG Shau Lun 梁守綸 | RE | 4 (Advising on Securities) | 2015-06-02 |
| ZHONG JIAJIA, Jaime 鍾家加 | RE | 1 (Dealing in Securities) | 2015-06-01 |
| MACGONIGAL Andrew James | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-06-01 |
| CHU Lindsay Li-shen | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-06-01 |
| ELLMORE Nicholas John | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-05-29 |
| PARADISE George Leonard | RE | 1 (Dealing in Securities) | 2015-05-29 |
| ALLAN Stephen Raymond | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-05-29 |
| XIAO Jialong 肖嘉隆 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-05-26 |
| MARSDEN Luke Hudson | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2015-05-18 |
| ZHOU Yang 周揚 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-03-30 |
| BRET Jean-Sebastien Pierre | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-03-27 |
| FUJISAWA Ichiro | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-02-23 |
| DIVEKAR Raghavendra Rajiv | RE | 4 (Advising on Securities) | 2015-02-13 |
| LAM Kai Man, Herman 林啟文 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-02-09 |
| TICEHURST Andrew John | RE | 4 (Advising on Securities) | 2015-01-23 |
| YAO Shinichi | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2015-01-02 |
| FOCO Filippomaria | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-12-30 |
| OKAZAKI Shigeki | RE | 4 (Advising on Securities) | 2014-11-14 |
| HANZAWA Lili 半澤立里 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2014-11-04 |
| KONO Takaomi | RE | 4 (Advising on Securities) | 2014-10-17 |
| NG Kin Fung 伍健鋒 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2014-10-10 |
| HAN Chuan 韓川 | RE | 1 (Dealing in Securities) | 2014-10-07 |
| WATSON Nathan Jeffrey Leigh | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2014-09-24 |
| LLOYD Daniel Murray | RE | 1 (Dealing in Securities) | 2014-09-10 |
| NOVAK Simon Jon | RE | 1 (Dealing in Securities) | 2014-09-10 |
| SHIGEMURA Kyoichiro | RE | 4 (Advising on Securities) | 2014-09-01 |
| SRIRAM Rajaram | RE | 4 (Advising on Securities) | 2014-08-07 |
| NAGAO Yoshitaka | RE | 4 (Advising on Securities) | 2014-08-04 |
| MAEKAWA Kentaro | RE | 4 (Advising on Securities) | 2014-08-04 |
| LAM Sze Wan, Priscilla 林詩韻 | RE | 1 (Dealing in Securities) | 2014-08-01 |
| TAKAMIYA Ken | RE | 4 (Advising on Securities) | 2014-07-21 |
| WADAKI Tetsuya | RE | 4 (Advising on Securities) | 2014-07-10 |
| MONAGHAN Matthew Larkin | RE | 1 (Dealing in Securities) | 2014-07-02 |
| METCALFE Ben | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2014-07-02 |
| NAKAMURA Yasuhiro | RE | 1 (Dealing in Securities) | 2014-07-02 |
| MASUNO Daisaku | RE | 4 (Advising on Securities) | 2014-06-25 |
| TANZIL Wiharjo 陳楡忠 | RE | 1 (Dealing in Securities) | 2014-06-19 |
| RAO Tingting 饒婷婷 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2014-06-11 |
| KOHTANI Motoya | RE | 4 (Advising on Securities) | 2014-05-13 |
| HIROKANE Masaharu | RE | 4 (Advising on Securities) | 2014-05-13 |
| AKIZUKI Manabu | RE | 4 (Advising on Securities) | 2014-05-13 |
| TAM King Pui, Juliana 譚璟珮 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2014-04-22 |
| CHOI Jae Hyung | RE | 4 (Advising on Securities) | 2014-04-15 |
| GARG Ankit | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2014-04-14 |
| LEE Chan Wook 李燦旭 | RE | 1 (Dealing in Securities) | 2014-04-11 |
| MATSUMOTO Yuji | RE | 4 (Advising on Securities) | 2014-03-20 |
| MATSUMOTO Shigeki | RE | 4 (Advising on Securities) | 2014-03-20 |
| FUJIWARA Satoshi | RE | 4 (Advising on Securities) | 2014-03-20 |
| NARITA Yasuhiro | RE | 4 (Advising on Securities) | 2014-03-20 |
| LING Leslie | RE | 1 (Dealing in Securities) | 2013-12-31 |
| SHIH Mei-Yu 史美瑜 | RE | 1 (Dealing in Securities) | 2013-12-02 |
| ZHANG Yi 張誼 | RE | 1 (Dealing in Securities) | 2013-12-02 |
| ARAKI Tomohiro | RE | 4 (Advising on Securities) | 2013-11-20 |
| HO Lok Sang, Harrison 何樂生 | RE | 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) | 2013-11-20 |
| INUKAI Masao 犬養昌生 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-11-20 |
| KIM Hyung Kon | RE | 1 (Dealing in Securities) | 2013-11-18 |
| FUKUSHIMA Daisuke | RE | 4 (Advising on Securities) | 2013-11-18 |
| TOTSUKA Makoto | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2013-11-13 |
| TSAI Jwo-Ru 蔡卓儒 | RE | 1 (Dealing in Securities) | 2013-10-28 |
| CHEONG Tat Shing, Anthony 莊達城 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2013-09-09 |
| GUPTA Abhishek | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2013-09-04 |
| KWOK Pui Shan, Tina 郭佩珊 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2013-08-12 |
| FU Yu Chanel | RE | 2 (Dealing in Futures Contracts) | 2013-08-12 |
| XIA Tian 夏天 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2013-07-29 |
| LI Lok See, Haley 李樂晞 | RE | 1 (Dealing in Securities) | 2013-07-12 |
| HORA Neeraj | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2013-06-17 |
| NARAYAN Vishal | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2013-06-10 |
| YAMASAKI Masaya | RE | 4 (Advising on Securities) | 2013-05-07 |
| HANLY Seamus Anthony | RE | 6 (Advising on Corporate Finance) | 2013-04-08 |
| LEUNG Wing Tai, Terry 梁永泰 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2013-03-20 |
| HOLT Oliver James | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2013-01-02 |
| KUNUGIMOTO Masataka | RE | 4 (Advising on Securities) | 2012-11-16 |
| SAITO Katsushi | RE | 4 (Advising on Securities) | 2012-11-16 |
| LEE Min Ha 李旻河 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2012-11-12 |
| IRIE Hiromasa | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2012-10-17 |
| YUE Wan Chi 余韻芝 | RE | 1 (Dealing in Securities) | 2012-10-10 |
| YAGI Minoru | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2012-09-18 |
| SOMANI Sandeep | RE | 1 (Dealing in Securities) | 2012-09-13 |
| SHAH Arvind | RE | 1 (Dealing in Securities) | 2012-07-03 |
| LO Man Chuen, Benjamin 羅文晉 | RE | 4 (Advising on Securities) | 2012-06-25 |
| CHUANG Mei 莊美 | RE | 1 (Dealing in Securities) | 2012-06-05 |
| HIRABAYASHI Yasuko | RE | 2 (Dealing in Futures Contracts) | 2012-03-15 |
| LEUNG Shui Yee 梁瑞儀 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2012-03-14 |
| CHAN Man Shun 陳文信 | RE | 4 (Advising on Securities) | 2012-01-13 |
| LAW Ka On, Andy 羅家安 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2011-11-30 |
| SKILTON Edwin | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-11-25 |
| HO King Shiu, Nelson 何景兆 | RE | 1 (Dealing in Securities) | 2011-11-17 |
| CHOW Tung 周彤 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2011-10-28 |
| SHARMA Anil | RE | 4 (Advising on Securities) | 2011-10-13 |
| HONG Sunyoung | RE | 4 (Advising on Securities) | 2011-09-30 |
| MIYASHIRO Ken | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) | 2011-09-02 |
| MOHATA Tushar | RE | 4 (Advising on Securities) | 2011-08-24 |
| LIN Pei-Jung 林佩蓉 | RE | 1 (Dealing in Securities) | 2011-08-22 |
| ZHENG Hao 鄭好 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-08-08 |
| FU Yu Chanel | RE | 1 (Dealing in Securities) | 2011-07-28 |
| YIP Wai Yin, Maria 葉慧妍 | RE | 1 (Dealing in Securities) | 2011-07-15 |
| CHAN Man Shun 陳文信 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2011-07-04 |
| LEUNG Chun Ho 梁俊豪 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2011-06-29 |
| LI Hui 李輝 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-06-27 |
| GUPTA Gaurav | RE | 4 (Advising on Securities) | 2011-04-13 |
| SHETH Samir | RE | 1 (Dealing in Securities) | 2011-03-29 |
| HARADA Hideyuki | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-03-28 |
| LIU Hui-Yi 劉慧儀 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2011-03-18 |
| SINGH Kapil | RE | 4 (Advising on Securities) | 2011-03-08 |
| SEFRI David Kustandi | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2011-02-09 |
| WANG Min-hsiang 王敏祥 | RE | 1 (Dealing in Securities) | 2010-09-08 |
| NOGUCHI Ken | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2010-08-24 |
| SU Yuan-hui 蘇圓惠 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2010-08-09 |
| CHEN Luqing 陳爐青 | RE | 1 (Dealing in Securities) | 2010-08-09 |
| WRIGHT Richard | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2010-07-20 |
| YAU Man Him 邱文謙 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2010-05-13 |
| YAN Wentao 顏文韜 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2010-04-15 |
| CHEN Tsung-chien 陳宗健 | RE | 1 (Dealing in Securities) | 2010-03-26 |
| JENG Ming-tzung 鄭明宗 | RE | 4 (Advising on Securities) | 2010-02-24 |
| TIWARI Abhishek | RE | 4 (Advising on Securities) | 2009-12-30 |
| MUIR Thibault Jean Paul | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2009-12-28 |
| LIN Ming-jung 林明蓉 | RE | 1 (Dealing in Securities) | 2009-12-14 |
| LI Hui 李輝 | RE | 1 (Dealing in Securities) | 2009-08-04 |
| TSUNODA Shinsuke | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2009-07-23 |
| TUNG Hong, Erik 童慷 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2009-05-06 |
| HO Kelvin Teik Chye | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2009-03-27 |
| LEUNG Cheuk Shun, Jackson 梁卓信 | RE | 1 (Dealing in Securities) | 2009-03-20 |
| HANLY Seamus Anthony | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2009-03-16 |
| CHAN Ka Ying 陳嘉盈 | RE | 2 (Dealing in Futures Contracts) | 2009-03-14 |
| HIRABAYASHI Yasuko | RE | 1 (Dealing in Securities) | 2009-03-06 |
| CHEUNG Wing Yan 張詠欣 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2009-03-05 |
| CHAN Ka Ying 陳嘉盈 | RE | 1 (Dealing in Securities) | 2009-02-25 |
| CHUNG Chang Won | RE | 4 (Advising on Securities) | 2009-02-18 |
| MUKHERJEE Saion | RE | 4 (Advising on Securities) | 2009-01-23 |
| AWASTHI Prabhat | RE | 4 (Advising on Securities) | 2009-01-19 |
| JEONG Myoung Seok 鄭明錫 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2009-01-14 |
| CHAN Wing Yin 陳詠賢 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2008-11-27 |
| SUBBARAMAN Robert Nemmara | RE | 4 (Advising on Securities) | 2008-11-26 |
| TAN Rina 陳蕊娜 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2008-10-10 |
| VARSHNEY Varun | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2008-10-10 |
| HUNG Janet Yi Kui 熊伊逵 | RE | 1 (Dealing in Securities) | 2008-10-10 |
| FOK Chung Yin 霍聰賢 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2008-10-10 |
| TIWARI Abhishek | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2008-10-10 |
| LING Kevin Kai Yuen 林啟源 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2008-10-09 |
| NISHIKADO Asako | RE | 4 (Advising on Securities) | 2007-12-05 |
| LEUNG Shui Yee 梁瑞儀 | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2007-11-28 |
| LEE Chia-ling 李佳伶 | RE | 4 (Advising on Securities) | 2007-11-26 |
| NARAHASHI Hideyuki | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2007-11-21 |
| DOVE Spencer Charles Clark | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2007-10-09 |
| KAWAHARA Michiko | RE | 2 (Dealing in Futures Contracts) | 2007-08-21 |
| INUKAI Masao 犬養昌生 | RE | 6 (Advising on Corporate Finance) | 2006-06-08 |
| HO Lok Sang, Harrison 何樂生 | RE | 6 (Advising on Corporate Finance) | 2006-06-08 |
| PARK Ceyong | RE | 4 (Advising on Securities) | 2006-02-06 |
| SONG Eun Jung | RE | 4 (Advising on Securities) | 2006-01-03 |
| HAO Xin 郝昕 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2005-08-10 |
| TAN Kwan Liang, Terence | RE | 1 (Dealing in Securities) | 2005-04-14 |
| INUKAI Masao 犬養昌生 | RE | 2 (Dealing in Futures Contracts) | 2004-12-29 |
| POON Peter Chi Kin 潘子健 | RE | 2 (Dealing in Futures Contracts) | 2004-11-29 |
| CHEUNG San Tat 張新達 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2003-04-01 |
| POON Peter Chi Kin 潘子健 | RE | 1 (Dealing in Securities) | 2003-04-01 |
| KAWAHARA Michiko | RE | 1 (Dealing in Securities) | 2003-04-01 |