Current licenceholders of AAF742 Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholder | Role | Licences | Start date |
---|---|---|---|
YU An Li 余安麗 | RE | 1 (Dealing in Securities) | 2021-01-11 |
MOUBARAK Rany | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2021-01-07 |
DU Zhiye 杜之曄 | RE | 4 (Advising on Securities) | 2021-01-05 |
CHEN Ying 陳莹 | RE | 1 (Dealing in Securities) | 2021-01-04 |
CHENG Tsang Shin 鄭增善 | RE | 1 (Dealing in Securities) | 2021-01-04 |
CHEUN Wan Foon | RE | 1 (Dealing in Securities) | 2020-12-29 |
JAIN Nikhil | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-12-28 |
CHUANG Shu Han Linnda | RE | 1 (Dealing in Securities) | 2020-12-18 |
MAK Chi Wai 麥志偉 | RE | 1 (Dealing in Securities) | 2020-12-16 |
JOSHI Sumeet Sharad | RE | 1 (Dealing in Securities) | 2020-12-10 |
HUI Tsz Chun 許子俊 | RE | 1 (Dealing in Securities) | 2020-12-09 |
TSUI Moon Sze 徐滿詩 | RE | 1 (Dealing in Securities) | 2020-12-09 |
KHAIRPURI Prashant Kumar | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2020-11-27 |
SUN Bangdong 孫邦棟 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-11-19 |
WONG Wing Man 黃詠文 | RE | 1 (Dealing in Securities) | 2020-11-10 |
HUANG Wenwei 黃文蔚 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-10 |
YANG Wayne Ky 楊文傑 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-03 |
TSAI Yueh-Lin 蔡岳霖 | RE | 1 (Dealing in Securities) | 2020-10-29 |
LIU Xing Ling 劉醒靈 | RE | 1 (Dealing in Securities) | 2020-10-23 |
HASSAN Matthew Alan | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-10-16 |
ZHU Xuhua 朱栩樺 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-14 |
MA Teng 馬騰 | RE | 1 (Dealing in Securities) | 2020-10-12 |
BATT Thomas Gordon | RO | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-10-09 |
KALE Aditya Ajit | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-10-06 |
CHAKRABORTY Shounak | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-10-06 |
KANKIPATI Ravi Thimma Raju | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-10-06 |
CHIU Lawrence Albert Hong Yui 趙匡銳 | RE | 4 (Advising on Securities) | 2020-09-22 |
HO King Shiu, Nelson 何景兆 | RE | 4 (Advising on Securities) | 2020-09-22 |
WANG Ruilin 王睿琳 | RE | 4 (Advising on Securities) | 2020-09-22 |
CHAN Shuk Yee Stephanie 陳淑兒 | RE | 4 (Advising on Securities) | 2020-09-22 |
CHUANG Mei 莊美 | RE | 4 (Advising on Securities) | 2020-09-22 |
PLAUCHU Simon | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-09-15 |
LIU Zhiwei 劉芷薇 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-09-11 |
BISWAS Shubhomoy | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-09-08 |
CHAN Sze Chung 陳思冲 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-02 |
FAN Tony | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-08-31 |
HUANG Bohan 黃伯邯 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-08-31 |
LI Siqi 李思奇 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-08-31 |
CHO Kyu Sang 趙奎相 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-08-31 |
CHAI Shengqi 柴晟淇 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-08-31 |
GAO Luyan 高路延 | RE | 4 (Advising on Securities) | 2020-08-28 |
WONG Chun Ho 王俊豪 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-08-24 |
WEE Jia Yng 魏嘉盈 | RE | 1 (Dealing in Securities) | 2020-08-21 |
VITRY Frantz | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-08-17 |
CAI Feng 蔡峰 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-08-12 |
LAM Chung Hong 林正康 | RE | 1 (Dealing in Securities) | 2020-08-10 |
YIP Kam Pang 葉錦鵬 | RO | 1 (Dealing in Securities) | 2020-07-29 |
LUO Jiefu 羅杰夫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-07-20 |
VICKERTON Thomas Andrew | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-07-10 |
KAMISAKU Hidekazu | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-07-10 |
LIU Yifan 劉一帆 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-07-08 |
YU Peng 余芃 | RE | 1 (Dealing in Securities) | 2020-07-06 |
QIU Yong 邱勇 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2020-06-26 |
KIKUCHI Kentaro | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2020-06-23 |
LAU Patrick Park To | RE | 1 (Dealing in Securities) | 2020-06-17 |
LI Sicong 李思聰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-06-15 |
TANG Wai Yeen Gwyneth | RE | 1 (Dealing in Securities) | 2020-06-10 |
FEI Yi 費奕 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-06-04 |
MARTIN James John Richard | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) | 2020-05-12 |
PANG Eric Kwok Lik 彭國力 | RO | 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-12 |
LEE Shih-Hsin 李世欣 | RE | 1 (Dealing in Securities) | 2020-05-11 |
TEO Sher-Lyn, Corrinne 張施琳 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-05-08 |
MC CARRON Ciaran Peter | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-05-08 |
YING Chongxi 應重熙 | RE | 4 (Advising on Securities) | 2020-04-07 |
NG Wai Bun, Reuben 吳維斌 | RE | 1 (Dealing in Securities) | 2020-04-07 |
LIM Yew Keng Benjamin | RE | 1 (Dealing in Securities) | 2020-03-18 |
MOK Mun Kwan 莫滿坤 | RE | 1 (Dealing in Securities) | 2020-03-09 |
SHAH Mihir Paresh | RE | 4 (Advising on Securities) | 2020-03-09 |
LEE Jack Sze Chit 李思捷 | RE | 1 (Dealing in Securities) | 2020-03-02 |
PARK Soyup | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2020-02-26 |
SUGIYAMA Yoshinobu | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-02-14 |
ACHAREKAR Priyanka Manish | RE | 1 (Dealing in Securities) | 2020-02-12 |
CHAN Man Wai, Marcella 陳敏慧 | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-02-07 |
XU Yi 徐一 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-02-03 |
YAN Wentao 顏文韜 | RE | 4 (Advising on Securities) | 2020-02-03 |
WEN Xin 溫馨 | RE | 4 (Advising on Securities) | 2020-01-29 |
VARSHNEY Varun | RE | 4 (Advising on Securities) | 2020-01-23 |
CHOU Pei Shen 周沛生 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2020-01-23 |
GAO Luyan 高路延 | RE | 1 (Dealing in Securities) | 2020-01-06 |
KHELA Bubledeep Singh | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2020-01-02 |
SHING Jasmine See-Lung 成思瓏 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-01-02 |
AU Cheuk Kwan 區卓筠 | RE | 1 (Dealing in Securities) | 2019-12-30 |
SO Ying Sze 蘇映思 | RE | 1 (Dealing in Securities) | 2019-12-23 |
PARIKH Rishit | RE | 4 (Advising on Securities) | 2019-12-18 |
KEUNG Lok Ting Nicole 強洛婷 | RE | 1 (Dealing in Securities) | 2019-12-16 |
CHUANG Zhi Wei Farhan | RE | 1 (Dealing in Securities) | 2019-12-10 |
LI Weiying 李韦颖 | RE | 1 (Dealing in Securities) | 2019-12-04 |
CHEUNG Ka Hang 張嘉衡 | RE | 4 (Advising on Securities) | 2019-12-03 |
LIU Yik Yu 廖翊宇 | RE | 4 (Advising on Securities) | 2019-12-02 |
MOMOSE Yoshitake | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-11-27 |
YASUDA Tatsuya 安田達矢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-11-27 |
KWAN Chun Wai, Roy 關振緯 | RE | 1 (Dealing in Securities) | 2019-11-25 |
SHARMA Vikas | RE | 1 (Dealing in Securities) | 2019-11-20 |
YU Peng 余芃 | RE | 4 (Advising on Securities) | 2019-11-15 |
LAM Hon Shing 林漢城 | RE | 1 (Dealing in Securities) | 2019-11-13 |
GHIA Manish Hasmukh | RO | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2019-11-13 |
LEUNG Pui Yin 梁佩妍 | RE | 1 (Dealing in Securities) | 2019-11-11 |
CHENG Wing Sze 鄭泳詩 | RE | 1 (Dealing in Securities) | 2019-11-04 |
TAKAHASHI Shohei | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-11-04 |
XIONG Yanling 熊妍羚 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-11-01 |
KULKARNI Vishal Gundopant | RE | 4 (Advising on Securities) | 2019-10-28 |
FUKUYAMA Kunishige | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-10-24 |
CHANG Moon Sung 張文誠 | RE | 1 (Dealing in Securities) | 2019-10-22 |
CHAN Kam Yui 陳錦銳 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-10-17 |
KUM Young Woon | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-10-08 |
HUNG Tsz Ying 洪芷瑩 | RE | 1 (Dealing in Securities) | 2019-10-03 |
SVIRIN Anton | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-10-02 |
XU Haole 徐好樂 | RE | 1 (Dealing in Securities) | 2019-09-26 |
IWASAKI Kaori | RE | 4 (Advising on Securities) | 2019-09-23 |
WU Siyu 吴思宇 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-09-16 |
MAK Karen 麥鞽譩 | RE | 1 (Dealing in Securities) | 2019-09-12 |
PRESTON Benjamin | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-09-09 |
LIU Yu-chun 劉俞君 | RE | 1 (Dealing in Securities) | 2019-09-09 |
SHEN Xiangfei 沈翔飛 | RE | 4 (Advising on Securities) | 2019-09-06 |
SEKIZUKA Masayuki | RO | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-09-05 |
TEO Wan Ting Nico | RE | 1 (Dealing in Securities) | 2019-09-05 |
LEUNG Yuk Hei, Thomas 梁煜熙 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-09-02 |
ZHOU Weilong | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-09-02 |
LEUNG Chi Kan 梁志勤 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-30 |
TAM Tsz Tsung 譚紫驄 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-30 |
LEE Joon Woo | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-08-30 |
ZHANG Jingyi 張境倚 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-08-30 |
ZHOU Yihan 周逸翰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-08-30 |
CHAU Wai Man, Josephine 周慧文 | RE | 1 (Dealing in Securities) | 2019-08-28 |
SEKSIK Raphael | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2019-08-26 |
SHI Zhongwei 史中偉 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2019-08-26 |
ZHANG Xichen 张希琛 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-08-26 |
TSE Hillary Wai Yi 謝瑋懿 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2019-08-26 |
KHAIRPURI Prashant Kumar | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2019-08-26 |
LEUNG Long Hay Charlton 梁朗希 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-08-26 |
STREATFIELD David Alan | RE | 2 (Dealing in Futures Contracts) | 2019-08-20 |
WANG Shaoyue 王劭岳 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-08-19 |
CHU Chen Chung, Dominic 朱承宗 | RE | 4 (Advising on Securities) | 2019-08-16 |
CHANG Ching-Yu 張靜玉 | RE | 1 (Dealing in Securities) | 2019-08-14 |
LAU Ka Chun, Ringo 劉家俊 | RE | 1 (Dealing in Securities) | 2019-08-12 |
TANIGAKI Hiroshi | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-08-09 |
HUNG Janet Yi Kui 熊伊逵 | RE | 2 (Dealing in Futures Contracts) | 2019-08-02 |
KIHARA Takao | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-08-02 |
SIT Ko Wai 薛高偉 | RE | 2 (Dealing in Futures Contracts) | 2019-08-01 |
SEFRI David Kustandi | RE | 2 (Dealing in Futures Contracts) | 2019-08-01 |
STREATFIELD David Alan | RE | 1 (Dealing in Securities) | 2019-07-29 |
GURNANI Jitesh Motiram | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-07-25 |
CHU Chen Chung, Dominic 朱承宗 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-07-22 |
HORI Mikinao | RE | 1 (Dealing in Securities) | 2019-07-18 |
SASAKI Daisuke | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-07-16 |
UEMURA Tai | RE | 2 (Dealing in Futures Contracts) | 2019-07-08 |
GUPTA Vikram | RE | 1 (Dealing in Securities) | 2019-07-04 |
LIN Hsueh Fen 林雪芬 | RE | 1 (Dealing in Securities) | 2019-07-02 |
KUNG Pei Hsuan 貢培萱 | RE | 1 (Dealing in Securities) | 2019-07-02 |
LAU Ho Lam Rex 劉浩林 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-07-02 |
HSIAO Irena 蕭藹琳 | RE | 1 (Dealing in Securities) | 2019-07-02 |
POON Kit Ying 潘潔盈 | RE | 1 (Dealing in Securities) | 2019-06-27 |
KIYOTA Akira | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-06-26 |
NISHIMURA Shintaro | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-06-24 |
LEE Joon Ho | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-06-13 |
TING Zaixiong Shaun | RE | 1 (Dealing in Securities) | 2019-06-06 |
WANG Tong 王桐 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-06-05 |
YOUL Gordon Phillip | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-05-31 |
REN Yuci 任予慈 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-05-28 |
HU Yanmo 胡硯墨 | RE | 1 (Dealing in Securities) | 2019-05-27 |
TAN Kor Heng David | RE | 1 (Dealing in Securities) | 2019-05-23 |
WAN Cheuk Hei 尹卓希 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-05-20 |
QIAN Linjuan 錢琳涓 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-05-20 |
WU Xiuyuan 吳修遠 | RE | 1 (Dealing in Securities) | 2019-05-16 |
HENG Soon Keat | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2019-05-10 |
TAKAHASHI Hiroki | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-05-10 |
ITO Kazumasa | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-05-08 |
UEMURA Tai | RE | 1 (Dealing in Securities) | 2019-04-26 |
SHARMA Saumya | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-24 |
SHIMIZU Akiko | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-04-23 |
GOTO Masahiro | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-04-23 |
ITO Shunsuke | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-04-23 |
KURIHARA Yuji | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-23 |
IGARASHI Akihiro | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-04-17 |
KWON Taeyoun | RE | 1 (Dealing in Securities) | 2019-04-09 |
BHAGAT Abbas Taher | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-04-09 |
DAN Hiroyuki | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2019-04-04 |
WU Huey-ming 吳慧明 | RO | 1 (Dealing in Securities) | 2019-04-04 |
SATO Hiroyuki | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-03-28 |
GUO Yichen 郭一辰 | RE | 4 (Advising on Securities) | 2019-03-11 |
WANG Congshi | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-03-06 |
WU You 吳囿 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-03-01 |
YAMAMURA Junko | RE | 4 (Advising on Securities) | 2019-02-25 |
MOGI Yutaka | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-02-11 |
MIKKILINENI Bharath | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-28 |
KAMARUZZAMAN Nor Hisham Bin | RE | 1 (Dealing in Securities) | 2019-01-28 |
CHAN Belle | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-01-28 |
EL HICHERI Fayez | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2019-01-16 |
AKATSUKA Yo | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-01-03 |
WATANABE SAKI | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-01-03 |
OYAMA Hideki | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-01-03 |
CHEN Zehua 陳澤華 | RE | 4 (Advising on Securities) | 2018-12-19 |
CHANG Cheng-Yu 張正宇 | RE | 4 (Advising on Securities) | 2018-12-10 |
LAI Qimei 賴綺玫 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-12-05 |
TANG Ho Ming 鄧皓銘 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-12-03 |
TONG Nga Lai 唐雅麗 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-11-26 |
NANAVATI Jwalant Hemanshu | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-11-19 |
PARKASH Ashvin | RE | 1 (Dealing in Securities) | 2018-11-15 |
MIURA Takashi | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-11-05 |
PATOIS Jean-Baptiste, Francois, Damien, Henri | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-11-02 |
BAKER Joseph Gerard | RE | 1 (Dealing in Securities) | 2018-10-24 |
HEUNG Fu Nang, Martin 香富能 | RE | 4 (Advising on Securities) | 2018-10-22 |
CHAK Chee Weng 翟志榮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-10-02 |
XU Diyu 徐帝雨 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-10-02 |
LING Yee Man, May 凌意文 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-09-26 |
WU Yi 吳昳 | RE | 1 (Dealing in Securities) | 2018-09-20 |
LIM In Ja | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-09-17 |
BANGLANI Saurabh | RE | 1 (Dealing in Securities) | 2018-09-12 |
TANI Kenichiro 谷健一郎 | RE | 1 (Dealing in Securities) | 2018-09-12 |
NAKABAYASHI Mitsugu 中林 貢 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-09-10 |
WU Jingsu 吳敬蘇 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-10 |
LEE Kai Xuan Almeric 李凱軒 | RE | 1 (Dealing in Securities) | 2018-09-10 |
XU Yongquan 徐永銓 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-09-05 |
KARWAL Vijay Paul | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-09-03 |
CHEN Wei 陳蔚 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-03 |
CHAN Ka Lok 陳家諾 | RE | 1 (Dealing in Securities) | 2018-09-03 |
SO Pak Hay, Pascal 蘇柏熙 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-08-27 |
CHEN Runhua 陳潤樺 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-08-27 |
XU Wei 徐威 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-08-27 |
CHO Yeong Jun | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-08-27 |
JIA Shengbai 賈声白 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-08-27 |
ZHANG Yan 張晏 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-08-27 |
HE Letian 何乐天 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-08-27 |
WU Yiwen 吳軼文 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-08-27 |
THOMAS Tristan Roland France | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-08-20 |
WANG Jing 王競 | RE | 4 (Advising on Securities) | 2018-08-17 |
NISHI Tetsuhiro | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 5 (Advising on Futures Contracts), 2 (Dealing in Futures Contracts) | 2018-08-08 |
KONG Heng Siong | RE | 4 (Advising on Securities) | 2018-08-06 |
JIANG Yinwen 蔣寅雯 | RE | 1 (Dealing in Securities) | 2018-08-01 |
WONG Poh Yoke | RE | 1 (Dealing in Securities) | 2018-07-30 |
VERMA Pramath | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-07-30 |
BEST David Gareth | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-07-26 |
AWASTHI Prabhat | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-07-16 |
NG Wing Sum, Vincent 吳永森 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-07-16 |
XU Zuoyang 徐祚阳 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-07-09 |
HUANG Hannah | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-07-09 |
ZHU Xiaotian 祝驍天 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-07-03 |
KOH Selene, Su Lin | RE | 1 (Dealing in Securities) | 2018-06-29 |
JIRARI Mohamed El Hadi | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2018-06-25 |
NG Lay Hung | RE | 1 (Dealing in Securities) | 2018-06-20 |
HO Yuen Kim 何遠儉 | RE | 6 (Advising on Corporate Finance) | 2018-06-11 |
WANG Xinqi 王薪棋 | RE | 2 (Dealing in Futures Contracts) | 2018-06-11 |
WEBB Robert | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2018-06-06 |
KHARA Tejas Arvind | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-28 |
TRIVEDI Anshul | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-05-28 |
ZHOU ZHOU 周舟 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-05-23 |
LU Ting 陸挺 | RE | 4 (Advising on Securities) | 2018-05-14 |
KOBAYASHI Masanori | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-05-10 |
YAMANAKA Yuta | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-05-10 |
ZHANG Chenzhong 張晨钟 | RE | 1 (Dealing in Securities) | 2018-05-10 |
SESHASAYEE Aadit | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-05-02 |
NORMAN Elodie Marie Julie | RE | 1 (Dealing in Securities) | 2018-05-02 |
KIKUTAKE Takahiro 菊竹崇宏 | RE | 1 (Dealing in Securities) | 2018-04-27 |
KONDO Takeshi | RE | 1 (Dealing in Securities) | 2018-04-26 |
KAMIYA Takashi | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-04-24 |
LIN Lin 林琳 | RE | 6 (Advising on Corporate Finance) | 2018-04-23 |
HAN Chuan 韓川 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-04-23 |
CHEN Luqing 陳爐青 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2018-04-23 |
YEO Kai Jie | RE | 1 (Dealing in Securities) | 2018-04-19 |
CHENG Chung Hin, Martin 鄭仲軒 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-04-16 |
LAI Kin Pui 黎建培 | RE | 1 (Dealing in Securities) | 2018-04-16 |
CHEN Chuanxuan 陳川炫 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-04-09 |
CHEN Yini 陳依妮 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-04-03 |
LEE In Sun Vincent 李殷信 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-04-03 |
YOSHIDA Jumpei | RE | 4 (Advising on Securities) | 2018-03-26 |
SILLAM Jonathan Charles Marc | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2018-03-20 |
TAKAKURA Kimihiro | RE | 1 (Dealing in Securities) | 2018-03-13 |
TRINCA Giancarlo | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2018-03-09 |
WANG Xiaoming | RE | 1 (Dealing in Securities) | 2018-02-28 |
KALRA Abhimanyu | RE | 1 (Dealing in Securities) | 2018-02-07 |
WEN Dafu 聞達甫 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-02-05 |
WANG Zhonghe 王仲何 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-01-29 |
SMITH Guy William | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-01-15 |
HO Yuen Kim 何遠儉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-01-08 |
GOZUBUYUK Halil Ibrahim | RE | 1 (Dealing in Securities) | 2018-01-04 |
QUEK Weizhong Adrian | RE | 1 (Dealing in Securities) | 2018-01-03 |
CHAUDHRY Anoop 周德禮 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2018-01-02 |
XU Jing 徐靜 | RE | 4 (Advising on Securities) | 2017-12-11 |
ARLETTAZ Benoit Michel Jose | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-12-04 |
SETH Chetan | RE | 4 (Advising on Securities) | 2017-12-01 |
NANAVATI Amit Piyush | RE | 4 (Advising on Securities) | 2017-11-07 |
WONG Po Ching 王寶晶 | RE | 1 (Dealing in Securities) | 2017-11-02 |
CHOI Yiet Yu 蔡悅如 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-10-16 |
PUTHENVEEDU SAINUDEEN Anoop | RE | 1 (Dealing in Securities) | 2017-10-10 |
LEE Shao-Tang 李紹唐 | RE | 4 (Advising on Securities) | 2017-10-10 |
ASIJA Sahil Kumar | RE | 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-10-09 |
ZHANG Kang 張康 | RE | 4 (Advising on Securities) | 2017-10-09 |
ZHU Pingping 朱平平 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-10-09 |
BHANDARI Samir | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-09-26 |
WANG Xinqi 王昕琪 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-09-11 |
WANG Jiali 王佳莉 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-09-06 |
ZHAO Qing 趙青 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-09-04 |
KANTHAN Aparna | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-08-30 |
TAN Kah Bee | RE | 1 (Dealing in Securities) | 2017-08-30 |
LAM Chung Shu Xylona 林仲樞 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-08-28 |
FENG Yuqi 馮雨奇 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2017-08-28 |
MAK Ka Wing 麥嘉榮 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-08-28 |
GRINZATO Eros | RE | 1 (Dealing in Securities) | 2017-08-28 |
CHEN Jordan Bo Ling 陳伯靈 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-08-28 |
WANG Ziren 王梓人 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-08-28 |
MOTOTANI Daisuke | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-22 |
KUSUDA Yusuke 楠田悠介 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-08-21 |
WU Chunlei 吳春雷 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-18 |
WANG Ruilin 王睿琳 | RE | 1 (Dealing in Securities) | 2017-08-17 |
TENG Chi-An 滕喆安 | RE | 4 (Advising on Securities) | 2017-08-14 |
SHEA Pui Ho Kerry 佘培灝 | RE | 1 (Dealing in Securities) | 2017-08-14 |
HSU Ying-chao 徐英超 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-07 |
LI Wan-Ning 李婉寧 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2017-08-07 |
BEKOS Andreas Johannes | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2017-08-02 |
WONG Wai Chi, Erica 黃瑋姿 | RE | 1 (Dealing in Securities) | 2017-08-01 |
CHUAN Colin Ji Xing | RE | 1 (Dealing in Securities) | 2017-07-18 |
OZASA Akihiro | RE | 1 (Dealing in Securities) | 2017-07-11 |
GUO Hanze 郭瀚澤 | RE | 4 (Advising on Securities) | 2017-06-28 |
SIT Ko Wai 薛高偉 | RE | 1 (Dealing in Securities) | 2017-06-13 |
JAIN Ajay | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-06-05 |
NARIKIYO Kosuke | RE | 4 (Advising on Securities) | 2017-05-29 |
WANG Lisheng 王立升 | RE | 4 (Advising on Securities) | 2017-05-05 |
WANG Xinqi 王薪棋 | RE | 1 (Dealing in Securities) | 2017-04-21 |
SEKITA Hirosumi 関田洋純 | RE | 1 (Dealing in Securities) | 2017-04-18 |
LI Yingshu 李穎舒 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2017-04-05 |
BURNS Leonard Carter | RE | 1 (Dealing in Securities) | 2017-03-17 |
CHUNG Jason | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-03-06 |
ROGERS Oliver James | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2017-03-01 |
DUAN Bing 段冰 | RE | 4 (Advising on Securities) | 2017-01-16 |
CHEN Philip Chun-fu 陳俊夫 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2017-01-09 |
NOBLE Richard Grant | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2017-01-05 |
CHEUNG Kar Yan Karina 張家欣 | RE | 1 (Dealing in Securities) | 2017-01-03 |
MC NICHOLAS Daniel Patrick | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-12-19 |
TSAI Pei-En 蔡佩恩 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2016-11-04 |
MALIK Ankur | RE | 4 (Advising on Securities) | 2016-10-24 |
TESHIMA Kenji 豊嶋賢士 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2016-10-13 |
WANG Chun-Kai 王俊凱 | RE | 4 (Advising on Securities) | 2016-10-11 |
YAMAOKA Hisahiro | RE | 4 (Advising on Securities) | 2016-10-05 |
YAP Wei Wen Nicholas | RE | 4 (Advising on Securities) | 2016-09-28 |
KOGAHARA So | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2016-09-19 |
MAGHFUR USMAN Ahmad Bin | RE | 4 (Advising on Securities) | 2016-09-12 |
MIMURADA Jumpei | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-09-05 |
KIM Minjung | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2016-09-01 |
BOWMAN Steven Michael | RE | 1 (Dealing in Securities) | 2016-08-31 |
PRITCHARD Laurie Thomas Mccurdy | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2016-08-29 |
CHEN Ling-Ching 陳鈴晴 | RE | 1 (Dealing in Securities) | 2016-08-25 |
CHIU Hsu-hui Vanessa 邱旭暉 | RE | 1 (Dealing in Securities) | 2016-08-24 |
LAI Brian 賴勇仁 | RE | 1 (Dealing in Securities) | 2016-08-22 |
MIWA Takashi | RE | 4 (Advising on Securities) | 2016-08-22 |
LO Wai Kwok Belinda 盧慧幗 | RE | 1 (Dealing in Securities) | 2016-08-03 |
LEE Emily 李潁桐 | RE | 4 (Advising on Securities) | 2016-08-01 |
SINGH Kunwardeep | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2016-07-20 |
JURUKUL Thanatcha | RE | 4 (Advising on Securities) | 2016-07-18 |
TSAI Yi-Ning 蔡伊甯 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2016-07-18 |
MEHTA Devang Lalit | RE | 1 (Dealing in Securities) | 2016-06-29 |
LO Kar Lay Gloria 盧嘉莉 | RE | 1 (Dealing in Securities) | 2016-06-13 |
TAPADIA Alok Vimalkishore | RE | 1 (Dealing in Securities) | 2016-06-10 |
CHIA Jia Hao | RE | 1 (Dealing in Securities) | 2016-05-30 |
MAK Wing Lun 麥永麟 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2016-05-09 |
HO Wah Teng | RE | 1 (Dealing in Securities) | 2016-05-03 |
SANO Yuki | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2016-04-20 |
CHIU Lawrence Albert Hong Yui 趙匡銳 | RE | 1 (Dealing in Securities) | 2016-04-18 |
KIM Jin Hew | RE | 1 (Dealing in Securities) | 2016-04-14 |
OKAZAKI Yu | RE | 4 (Advising on Securities) | 2016-04-12 |
ARORA Anupam | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2016-04-01 |
GUPTA Ruchir | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2016-03-10 |
CHING Hiang Lye Kelvin | RE | 1 (Dealing in Securities) | 2016-02-18 |
KAMATH Rahul Rabindra | RE | 1 (Dealing in Securities) | 2016-02-15 |
LI Xiaoran 李晓冉 | RE | 4 (Advising on Securities) | 2016-01-25 |
BERA Siddhartha | RE | 4 (Advising on Securities) | 2016-01-20 |
JAIN Varnit | RE | 1 (Dealing in Securities) | 2016-01-19 |
JEON Jay Hyun | RE | 1 (Dealing in Securities) | 2016-01-14 |
SHANTHAKUMAR Harun Thilak | RE | 1 (Dealing in Securities) | 2015-12-28 |
YOKOTA Fumiko 橫田文子 | RE | 1 (Dealing in Securities) | 2015-12-24 |
HAMADA Masaki | RE | 1 (Dealing in Securities) | 2015-12-24 |
CHAKRAVORTY Indranil | RE | 1 (Dealing in Securities) | 2015-12-16 |
LEE Wing Hong Patrick 李永康 | RE | 1 (Dealing in Securities) | 2015-12-14 |
CHAN Shuk Yee Stephanie 陳淑兒 | RE | 1 (Dealing in Securities) | 2015-12-02 |
RAINA Sumit | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-12-02 |
MURAKAMI Akihiro | RE | 4 (Advising on Securities) | 2015-11-19 |
CHIEN MunMun 錢滿滿 | RE | 1 (Dealing in Securities) | 2015-11-17 |
KUO Ching-Ting 郭景婷 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-11-16 |
MARET Nicolas Andre Marcel | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) | 2015-11-05 |
MOSS Alister Grahame | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-11-02 |
PANG Kwok Wing Joe 彭國榮 | RE | 1 (Dealing in Securities) | 2015-10-26 |
SHI Jialong 史家龙 | RE | 4 (Advising on Securities) | 2015-10-22 |
CHAN Hua Jie Derek | RE | 1 (Dealing in Securities) | 2015-10-09 |
PANDEY Varda | RE | 1 (Dealing in Securities) | 2015-10-07 |
CHENG Lixing 程立行 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-10-02 |
LEE Jie Ming Jeremy | RE | 1 (Dealing in Securities) | 2015-09-30 |
MCCAFFERTY James Stephen | RO | 4 (Advising on Securities) | 2015-09-29 |
MOAT Louise Jane | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-09-24 |
TEO Kok Ann, Theodore 張國桉 | RE | 1 (Dealing in Securities) | 2015-09-17 |
TANG Raelene 陳薇伊 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2015-09-09 |
HUME Guy Vincent | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-08-28 |
STAVREV Martin Valentinov | RO | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2015-08-27 |
LI Ming 李明 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-08-24 |
WAH Ka Yin 華家燕 | RE | 1 (Dealing in Securities) | 2015-08-17 |
NEO Avon | RE | 1 (Dealing in Securities) | 2015-08-14 |
YIP Kar Kay, Jonathan 葉嘉祺 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2015-08-03 |
WOO Jeh Hoon Alexander 禹濟勳 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-08-03 |
DESQUIENS Dimitri Alain | RE | 1 (Dealing in Securities) | 2015-07-21 |
LIN Lin 林琳 | RE | 4 (Advising on Securities) | 2015-07-17 |
TANG Shengbo 唐圣波 | RE | 4 (Advising on Securities) | 2015-07-16 |
BISWAS Priyankar | RE | 4 (Advising on Securities) | 2015-07-08 |
LIN Hsueh Wei 林學偉 | RE | 1 (Dealing in Securities) | 2015-06-30 |
LIN Lin 林琳 | RE | 1 (Dealing in Securities) | 2015-06-29 |
SLATER Gordon Edward | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-06-19 |
SIMMONS Cameron Michael | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-06-17 |
RAMSAY Keiran Alexander | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-06-17 |
SIM Yew Chuan | RE | 1 (Dealing in Securities) | 2015-06-16 |
DONG Nan 董楠 | RE | 1 (Dealing in Securities) | 2015-06-15 |
CHAN Kwun Chi 陳觀志 | RE | 1 (Dealing in Securities) | 2015-06-09 |
WANNER Robert Tapio | RE | 1 (Dealing in Securities) | 2015-06-04 |
LEUNG Shau Lun 梁守綸 | RE | 4 (Advising on Securities) | 2015-06-02 |
CHU Lindsay Li-shen | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-06-01 |
ZHONG JIAJIA, Jaime 鍾家加 | RE | 1 (Dealing in Securities) | 2015-06-01 |
MACGONIGAL Andrew James | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-06-01 |
ELLMORE Nicholas John | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-05-29 |
ALLAN Stephen Raymond | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2015-05-29 |
PARADISE George Leonard | RE | 1 (Dealing in Securities) | 2015-05-29 |
XIAO Jialong 肖嘉隆 | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2015-05-26 |
MARSDEN Luke Hudson | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2015-05-18 |
ZHOU Yang 周揚 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-03-30 |
BRET Jean-Sebastien Pierre | RO | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-03-27 |
FUJISAWA Ichiro | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2015-02-23 |
DIVEKAR Raghavendra Rajiv | RE | 4 (Advising on Securities) | 2015-02-13 |
LAM Kai Man, Herman 林啟文 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2015-02-09 |
TICEHURST Andrew John | RE | 4 (Advising on Securities) | 2015-01-23 |
YAO Shinichi | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2015-01-02 |
FOCO Filippomaria | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2014-12-30 |
OKAZAKI Shigeki | RE | 4 (Advising on Securities) | 2014-11-14 |
HANZAWA Lili 半澤立里 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2014-11-04 |
KONO Takaomi | RE | 4 (Advising on Securities) | 2014-10-17 |
NG Kin Fung 伍健鋒 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2014-10-10 |
HAN Chuan 韓川 | RE | 1 (Dealing in Securities) | 2014-10-07 |
WATSON Nathan Jeffrey Leigh | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2014-09-24 |
LLOYD Daniel Murray | RE | 1 (Dealing in Securities) | 2014-09-10 |
NOVAK Simon Jon | RE | 1 (Dealing in Securities) | 2014-09-10 |
SHIGEMURA Kyoichiro | RE | 4 (Advising on Securities) | 2014-09-01 |
SRIRAM Rajaram | RE | 4 (Advising on Securities) | 2014-08-07 |
NAGAO Yoshitaka | RE | 4 (Advising on Securities) | 2014-08-04 |
MAEKAWA Kentaro | RE | 4 (Advising on Securities) | 2014-08-04 |
LAM Sze Wan, Priscilla 林詩韻 | RE | 1 (Dealing in Securities) | 2014-08-01 |
TAKAMIYA Ken | RE | 4 (Advising on Securities) | 2014-07-21 |
WADAKI Tetsuya | RE | 4 (Advising on Securities) | 2014-07-10 |
MONAGHAN Matthew Larkin | RE | 1 (Dealing in Securities) | 2014-07-02 |
NAKAMURA Yasuhiro | RE | 1 (Dealing in Securities) | 2014-07-02 |
METCALFE Ben | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2014-07-02 |
MASUNO Daisaku | RE | 4 (Advising on Securities) | 2014-06-25 |
TANZIL Wiharjo 陳楡忠 | RE | 1 (Dealing in Securities) | 2014-06-19 |
RAO Tingting 饒婷婷 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2014-06-11 |
HIROKANE Masaharu | RE | 4 (Advising on Securities) | 2014-05-13 |
KOHTANI Motoya | RE | 4 (Advising on Securities) | 2014-05-13 |
AKIZUKI Manabu | RE | 4 (Advising on Securities) | 2014-05-13 |
TAM King Pui, Juliana 譚璟珮 | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2014-04-22 |
CHOI Jae Hyung | RE | 4 (Advising on Securities) | 2014-04-15 |
GARG Ankit | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2014-04-14 |
LEE Chan Wook 李燦旭 | RE | 1 (Dealing in Securities) | 2014-04-11 |
MATSUMOTO Yuji | RE | 4 (Advising on Securities) | 2014-03-20 |
MATSUMOTO Shigeki | RE | 4 (Advising on Securities) | 2014-03-20 |
FUJIWARA Satoshi | RE | 4 (Advising on Securities) | 2014-03-20 |
NARITA Yasuhiro | RE | 4 (Advising on Securities) | 2014-03-20 |
NOGUCHI Masayasu | RE | 4 (Advising on Securities) | 2014-03-20 |
LING Leslie | RE | 1 (Dealing in Securities) | 2013-12-31 |
SHIH Mei-Yu 史美瑜 | RE | 1 (Dealing in Securities) | 2013-12-02 |
ZHANG Yi 張誼 | RE | 1 (Dealing in Securities) | 2013-12-02 |
ARAKI Tomohiro | RE | 4 (Advising on Securities) | 2013-11-20 |
INUKAI Masao 犬養昌生 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2013-11-20 |
HO Lok Sang, Harrison 何樂生 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities) | 2013-11-20 |
KIM Hyung Kon | RE | 1 (Dealing in Securities) | 2013-11-18 |
FUKUSHIMA Daisuke | RE | 4 (Advising on Securities) | 2013-11-18 |
TOTSUKA Makoto | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2013-11-13 |
TSAI Jwo-Ru 蔡卓儒 | RE | 1 (Dealing in Securities) | 2013-10-28 |
CHEONG Tat Shing, Anthony 莊達城 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2013-09-09 |
GUPTA Abhishek | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2013-09-04 |
FU Yu Chanel | RE | 2 (Dealing in Futures Contracts) | 2013-08-12 |
KWOK Pui Shan, Tina 郭佩珊 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2013-08-12 |
XIA Tian 夏天 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) | 2013-07-29 |
LI Lok See, Haley 李樂晞 | RE | 1 (Dealing in Securities) | 2013-07-12 |
HORA Neeraj | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2013-06-17 |
NARAYAN Vishal | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2013-06-10 |
YAMASAKI Masaya | RE | 4 (Advising on Securities) | 2013-05-07 |
HANLY Seamus Anthony | RE | 6 (Advising on Corporate Finance) | 2013-04-08 |
LEUNG Wing Tai, Terry 梁永泰 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2013-03-20 |
HOLT Oliver James | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2013-01-02 |
SAITO Katsushi | RE | 4 (Advising on Securities) | 2012-11-16 |
KUNUGIMOTO Masataka | RE | 4 (Advising on Securities) | 2012-11-16 |
LEE Min Ha 李旻河 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2012-11-12 |
IRIE Hiromasa | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2012-10-17 |
YUE Wan Chi 余韻芝 | RE | 1 (Dealing in Securities) | 2012-10-10 |
YAGI Minoru | RE | 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) | 2012-09-18 |
SOMANI Sandeep | RE | 1 (Dealing in Securities) | 2012-09-13 |
LI Yik 李燚 | RE | 1 (Dealing in Securities) | 2012-07-12 |
SHAH Arvind | RE | 1 (Dealing in Securities) | 2012-07-03 |
LO Man Chuen, Benjamin 羅文晉 | RE | 4 (Advising on Securities) | 2012-06-25 |
CHUANG Mei 莊美 | RE | 1 (Dealing in Securities) | 2012-06-05 |
HIRABAYASHI Yasuko | RE | 2 (Dealing in Futures Contracts) | 2012-03-15 |
LEUNG Shui Yee 梁瑞儀 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2012-03-14 |
CHAN Man Shun 陳文信 | RE | 4 (Advising on Securities) | 2012-01-13 |
LAW Ka On, Andy 羅家安 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2011-11-30 |
SKILTON Edwin | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-11-25 |
HO King Shiu, Nelson 何景兆 | RE | 1 (Dealing in Securities) | 2011-11-17 |
CHOW Tung 周彤 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2011-10-28 |
SHARMA Anil | RE | 4 (Advising on Securities) | 2011-10-13 |
HONG Sunyoung | RE | 4 (Advising on Securities) | 2011-09-30 |
MIYASHIRO Ken | RE | 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2011-09-02 |
MOHATA Tushar | RE | 4 (Advising on Securities) | 2011-08-24 |
LIN Pei-Jung 林佩蓉 | RE | 1 (Dealing in Securities) | 2011-08-22 |
ZHENG Hao 鄭好 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2011-08-08 |
FU Yu Chanel | RE | 1 (Dealing in Securities) | 2011-07-28 |
YIP Wai Yin, Maria 葉慧妍 | RE | 1 (Dealing in Securities) | 2011-07-15 |
CHAN Man Shun 陳文信 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2011-07-04 |
LEUNG Chun Ho 梁俊豪 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2011-06-29 |
LI Hui 李輝 | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2011-06-27 |
GUPTA Gaurav | RE | 4 (Advising on Securities) | 2011-04-13 |
SHETH Samir | RE | 1 (Dealing in Securities) | 2011-03-29 |
HARADA Hideyuki | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-03-28 |
LIU Hui-Yi 劉慧儀 | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2011-03-18 |
SINGH Kapil | RE | 4 (Advising on Securities) | 2011-03-08 |
SEFRI David Kustandi | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2011-02-09 |
WANG Min-hsiang 王敏祥 | RE | 1 (Dealing in Securities) | 2010-09-08 |
NOGUCHI Ken | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) | 2010-08-24 |
CHEN Luqing 陳爐青 | RE | 1 (Dealing in Securities) | 2010-08-09 |
SU Yuan-hui 蘇圓惠 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2010-08-09 |
WRIGHT Richard | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2010-07-20 |
YAU Man Him 邱文謙 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2010-05-13 |
YAN Wentao 顏文韜 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2010-04-15 |
CHEN Tsung-chien 陳宗健 | RE | 1 (Dealing in Securities) | 2010-03-26 |
JENG Ming-tzung 鄭明宗 | RE | 4 (Advising on Securities) | 2010-02-24 |
TIWARI Abhishek | RE | 4 (Advising on Securities) | 2009-12-30 |
MUIR Thibault Jean Paul | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2009-12-28 |
LIN Ming-jung 林明蓉 | RE | 1 (Dealing in Securities) | 2009-12-14 |
CHU Wen-ching 朱文慶 | RE | 1 (Dealing in Securities) | 2009-09-01 |
LI Hui 李輝 | RE | 1 (Dealing in Securities) | 2009-08-04 |
TSUNODA Shinsuke | RE | 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2009-07-23 |
TUNG Hong, Erik 童慷 | RO | 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2009-05-06 |
HO Kelvin Teik Chye | RE | 6 (Advising on Corporate Finance), 4 (Advising on Securities) | 2009-03-27 |
LEUNG Cheuk Shun, Jackson 梁卓信 | RE | 1 (Dealing in Securities) | 2009-03-20 |
HANLY Seamus Anthony | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2009-03-16 |
CHAN Ka Ying 陳嘉盈 | RE | 2 (Dealing in Futures Contracts) | 2009-03-14 |
HIRABAYASHI Yasuko | RE | 1 (Dealing in Securities) | 2009-03-06 |
CHEUNG Wing Yan 張詠欣 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2009-03-05 |
CHAN Ka Ying 陳嘉盈 | RE | 1 (Dealing in Securities) | 2009-02-25 |
CHUNG Chang Won | RE | 4 (Advising on Securities) | 2009-02-18 |
MUKHERJEE Saion | RE | 4 (Advising on Securities) | 2009-01-23 |
AWASTHI Prabhat | RE | 4 (Advising on Securities) | 2009-01-19 |
JEONG Myoung Seok 鄭明錫 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2009-01-14 |
CHAN Wing Yin 陳詠賢 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2008-11-27 |
SUBBARAMAN Robert Nemmara | RE | 4 (Advising on Securities) | 2008-11-26 |
TAN Rina 陳蕊娜 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2008-10-10 |
VARSHNEY Varun | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2008-10-10 |
FOK Chung Yin 霍聰賢 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2008-10-10 |
TIWARI Abhishek | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2008-10-10 |
HUNG Janet Yi Kui 熊伊逵 | RE | 1 (Dealing in Securities) | 2008-10-10 |
LING Kevin Kai Yuen 林啟源 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2008-10-09 |
NISHIKADO Asako | RE | 4 (Advising on Securities) | 2007-12-05 |
LEUNG Shui Yee 梁瑞儀 | RE | 5 (Advising on Futures Contracts), 4 (Advising on Securities) | 2007-11-28 |
LEE Chia-ling 李佳伶 | RE | 4 (Advising on Securities) | 2007-11-26 |
NARAHASHI Hideyuki | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2007-11-21 |
DOVE Spencer Charles Clark | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2007-10-09 |
KAWAHARA Michiko | RE | 2 (Dealing in Futures Contracts) | 2007-08-21 |
INUKAI Masao 犬養昌生 | RE | 6 (Advising on Corporate Finance) | 2006-06-08 |
HO Lok Sang, Harrison 何樂生 | RE | 6 (Advising on Corporate Finance) | 2006-06-08 |
PARK Ceyong | RE | 4 (Advising on Securities) | 2006-02-06 |
SONG Eun Jung | RE | 4 (Advising on Securities) | 2006-01-03 |
HAO Xin 郝昕 | RE | 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) | 2005-08-10 |
TAN Kwan Liang, Terence | RE | 1 (Dealing in Securities) | 2005-04-14 |
INUKAI Masao 犬養昌生 | RE | 2 (Dealing in Futures Contracts) | 2004-12-29 |
POON Peter Chi Kin 潘子健 | RE | 2 (Dealing in Futures Contracts) | 2004-11-29 |
CHEUNG San Tat 張新達 | RE | 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) | 2003-04-01 |
KAWAHARA Michiko | RE | 1 (Dealing in Securities) | 2003-04-01 |
POON Peter Chi Kin 潘子健 | RE | 1 (Dealing in Securities) | 2003-04-01 |