Current licenceholders of AAF742 Nomura International (Hong Kong) Limited 野村國際(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
MADIOUNI Yassine RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-04-01
CHEN Yau Ming 陳祐銘 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-04-01
SUN Junhua 孫駿驊 RE 1 (Dealing in Securities) 2021-03-24
SMITH Guy William RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-03-11
CHEW Cheng Oon, Felix 周政運 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2021-02-22
INAIDA Yosuke RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2021-02-18
LAI Wing Yi, Adda 黎詠儀 RE 1 (Dealing in Securities) 2021-02-10
NAKAJIMA Seiji RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2021-02-03
BEKOS Andreas Johannes RE 2 (Dealing in Futures Contracts) 2021-02-02
CHAN Ho Kwan 陳灝鈞 RE 1 (Dealing in Securities) 2021-02-02
LIU Zhiwei 劉芷薇 RE 4 (Advising on Securities) 2021-01-27
MIAO Ying 繆盈 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-21
KANKIPATI Ravi Thimma Raju RO 4 (Advising on Securities), 1 (Dealing in Securities) 2021-01-21
YU An Li 余安麗 RE 1 (Dealing in Securities) 2021-01-11
MOUBARAK Rany RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2021-01-07
DU Zhiye 杜之曄 RE 4 (Advising on Securities) 2021-01-05
CHENG Tsang Shin 鄭增善 RE 1 (Dealing in Securities) 2021-01-04
CHEN Ying 陳莹 RE 1 (Dealing in Securities) 2021-01-04
CHEUN Wan Foon RE 1 (Dealing in Securities) 2020-12-29
JAIN Nikhil RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-12-28
CHUANG Shu Han Linnda RE 1 (Dealing in Securities) 2020-12-18
MAK Chi Wai 麥志偉 RE 1 (Dealing in Securities) 2020-12-16
JOSHI Sumeet Sharad RE 1 (Dealing in Securities) 2020-12-10
TSUI Moon Sze 徐滿詩 RE 1 (Dealing in Securities) 2020-12-09
HUI Tsz Chun 許子俊 RE 1 (Dealing in Securities) 2020-12-09
KHAIRPURI Prashant Kumar RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2020-11-27
SUN Bangdong 孫邦棟 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-11-19
HUANG Wenwei 黃文蔚 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-11-10
WONG Wing Man 黃詠文 RE 1 (Dealing in Securities) 2020-11-10
YANG Wayne Ky 楊文傑 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-11-03
TSAI Yueh-Lin 蔡岳霖 RE 1 (Dealing in Securities) 2020-10-29
LIU Xing Ling 劉醒靈 RE 1 (Dealing in Securities) 2020-10-23
HASSAN Matthew Alan RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-16
ZHU Xuhua 朱栩樺 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-14
BATT Thomas Gordon RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-10-09
KALE Aditya Ajit RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-10-06
CHAKRABORTY Shounak RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-10-06
CHUANG Mei 莊美 RE 4 (Advising on Securities) 2020-09-22
CHIU Lawrence Albert Hong Yui 趙匡銳 RE 4 (Advising on Securities) 2020-09-22
WANG Ruilin 王睿琳 RE 4 (Advising on Securities) 2020-09-22
HO King Shiu, Nelson 何景兆 RE 4 (Advising on Securities) 2020-09-22
CHAN Shuk Yee Stephanie 陳淑兒 RE 4 (Advising on Securities) 2020-09-22
PLAUCHU Simon RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-09-15
LIU Zhiwei 劉芷薇 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-09-11
BISWAS Shubhomoy RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-09-08
CHAN Sze Chung 陳思冲 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-09-02
FAN Tony RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-08-31
CHAI Shengqi 柴晟淇 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-08-31
CHO Kyu Sang 趙奎相 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2020-08-31
HUANG Bohan 黃伯邯 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-08-31
LI Siqi 李思奇 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-08-31
GAO Luyan 高路延 RE 4 (Advising on Securities) 2020-08-28
WONG Chun Ho 王俊豪 RO 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-08-24
WEE Jia Yng 魏嘉盈 RE 1 (Dealing in Securities) 2020-08-21
VITRY Frantz RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-08-17
CAI Feng 蔡峰 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-08-12
LAM Chung Hong 林正康 RE 1 (Dealing in Securities) 2020-08-10
YIP Kam Pang 葉錦鵬 RO 1 (Dealing in Securities) 2020-07-29
LUO Jiefu 羅杰夫 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-07-20
VICKERTON Thomas Andrew RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-07-10
KAMISAKU Hidekazu RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-10
LIU Yifan 劉一帆 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-07-08
YU Peng 余芃 RE 1 (Dealing in Securities) 2020-07-06
QIU Yong 邱勇 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2020-06-26
KIKUCHI Kentaro RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-23
LAU Patrick Park To RE 1 (Dealing in Securities) 2020-06-17
LI Sicong 李思聰 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-06-15
TANG Wai Yeen Gwyneth RE 1 (Dealing in Securities) 2020-06-10
FEI Yi 費奕 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2020-06-04
PANG Eric Kwok Lik 彭國力 RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2020-05-12
MARTIN James John Richard RO 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-05-12
LEE Shih-Hsin 李世欣 RE 1 (Dealing in Securities) 2020-05-11
MC CARRON Ciaran Peter RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2020-05-08
TEO Sher-Lyn, Corrinne 張施琳 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2020-05-08
NG Wai Bun, Reuben 吳維斌 RE 1 (Dealing in Securities) 2020-04-07
YING Chongxi 應重熙 RE 4 (Advising on Securities) 2020-04-07
SHAH Mihir Paresh RE 4 (Advising on Securities) 2020-03-09
MOK Mun Kwan 莫滿坤 RE 1 (Dealing in Securities) 2020-03-09
PARK Soyup RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-02-26
SUGIYAMA Yoshinobu RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2020-02-14
CHAN Man Wai, Marcella 陳敏慧 RO 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-02-07
XU Yi 徐一 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2020-02-03
YAN Wentao 顏文韜 RE 4 (Advising on Securities) 2020-02-03
WEN Xin 溫馨 RE 4 (Advising on Securities) 2020-01-29
VARSHNEY Varun RE 4 (Advising on Securities) 2020-01-23
CHOU Pei Shen 周沛生 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-01-23
GAO Luyan 高路延 RE 1 (Dealing in Securities) 2020-01-06
SHING Jasmine See-Lung 成思瓏 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2020-01-02
KHELA Bubledeep Singh RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2020-01-02
AU Cheuk Kwan 區卓筠 RE 1 (Dealing in Securities) 2019-12-30
SO Ying Sze 蘇映思 RE 1 (Dealing in Securities) 2019-12-23
PARIKH Rishit RE 4 (Advising on Securities) 2019-12-18
KEUNG Lok Ting Nicole 強洛婷 RE 1 (Dealing in Securities) 2019-12-16
CHUANG Zhi Wei Farhan RE 1 (Dealing in Securities) 2019-12-10
LI Weiying 李韦颖 RE 1 (Dealing in Securities) 2019-12-04
CHEUNG Ka Hang 張嘉衡 RE 4 (Advising on Securities) 2019-12-03
LIU Yik Yu 廖翊宇 RE 4 (Advising on Securities) 2019-12-02
MOMOSE Yoshitake RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-11-27
YASUDA Tatsuya 安田達矢 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-11-27
KWAN Chun Wai, Roy 關振緯 RE 1 (Dealing in Securities) 2019-11-25
SHARMA Vikas RE 1 (Dealing in Securities) 2019-11-20
YU Peng 余芃 RE 4 (Advising on Securities) 2019-11-15
LAM Hon Shing 林漢城 RE 1 (Dealing in Securities) 2019-11-13
GHIA Manish Hasmukh RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-11-13
LEUNG Pui Yin 梁佩妍 RE 1 (Dealing in Securities) 2019-11-11
TAKAHASHI Shohei RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-11-04
CHENG Wing Sze 鄭泳詩 RE 1 (Dealing in Securities) 2019-11-04
XIONG Yanling 熊妍羚 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-11-01
KULKARNI Vishal Gundopant RE 4 (Advising on Securities) 2019-10-28
FUKUYAMA Kunishige RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-10-24
CHANG Moon Sung 張文誠 RE 1 (Dealing in Securities) 2019-10-22
CHAN Kam Yui 陳錦銳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-10-17
HUNG Tsz Ying 洪芷瑩 RE 1 (Dealing in Securities) 2019-10-03
SVIRIN Anton RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-10-02
XU Haole 徐好樂 RE 1 (Dealing in Securities) 2019-09-26
IWASAKI Kaori RE 4 (Advising on Securities) 2019-09-23
WU Siyu 吴思宇 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-16
MAK Karen 麥鞽譩 RE 1 (Dealing in Securities) 2019-09-12
LIU Yu-chun 劉俞君 RE 1 (Dealing in Securities) 2019-09-09
PRESTON Benjamin RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-09-09
SHEN Xiangfei 沈翔飛 RE 4 (Advising on Securities) 2019-09-06
SEKIZUKA Masayuki RO 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities), 5 (Advising on Futures Contracts), 6 (Advising on Corporate Finance) 2019-09-05
TEO Wan Ting Nico RE 1 (Dealing in Securities) 2019-09-05
ZHOU Weilong RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-09-02
LEUNG Yuk Hei, Thomas 梁煜熙 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-09-02
ZHANG Jingyi 張境倚 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-08-30
TAM Tsz Tsung 譚紫驄 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-30
LEUNG Chi Kan 梁志勤 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-30
LEE Joon Woo RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-08-30
CHAU Wai Man, Josephine 周慧文 RE 1 (Dealing in Securities) 2019-08-28
SEKSIK Raphael RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-26
SHI Zhongwei 史中偉 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-26
KHAIRPURI Prashant Kumar RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-26
ZHANG Xichen 张希琛 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-08-26
TSE Hillary Wai Yi 謝瑋懿 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-26
LEUNG Long Hay Charlton 梁朗希 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-08-26
CHU Chen Chung, Dominic 朱承宗 RE 4 (Advising on Securities) 2019-08-16
CHANG Ching-Yu 張靜玉 RE 1 (Dealing in Securities) 2019-08-14
LAU Ka Chun, Ringo 劉家俊 RE 1 (Dealing in Securities) 2019-08-12
HUNG Janet Yi Kui 熊伊逵 RE 2 (Dealing in Futures Contracts) 2019-08-02
KIHARA Takao RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-08-02
SIT Ko Wai 薛高偉 RE 2 (Dealing in Futures Contracts) 2019-08-01
SEFRI David Kustandi RE 2 (Dealing in Futures Contracts) 2019-08-01
GURNANI Jitesh Motiram RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-07-25
CHU Chen Chung, Dominic 朱承宗 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-07-22
HORI Mikinao RE 1 (Dealing in Securities) 2019-07-18
SASAKI Daisuke RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-16
UEMURA Tai RE 2 (Dealing in Futures Contracts) 2019-07-08
GUPTA Vikram RE 1 (Dealing in Securities) 2019-07-04
KUNG Pei Hsuan 貢培萱 RE 1 (Dealing in Securities) 2019-07-02
LIN Hsueh Fen 林雪芬 RE 1 (Dealing in Securities) 2019-07-02
LAU Ho Lam Rex 劉浩林 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-07-02
POON Kit Ying 潘潔盈 RE 1 (Dealing in Securities) 2019-06-27
KIYOTA Akira RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-06-26
NISHIMURA Shintaro RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-06-24
LEE Joon Ho RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-06-13
TING Zaixiong Shaun RE 1 (Dealing in Securities) 2019-06-06
WANG Tong 王桐 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-06-05
YOUL Gordon Phillip RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-05-31
REN Yuci 任予慈 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-05-28
HU Yanmo 胡硯墨 RE 1 (Dealing in Securities) 2019-05-27
TAN Kor Heng David RE 1 (Dealing in Securities) 2019-05-23
WAN Cheuk Hei 尹卓希 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-05-20
QIAN Linjuan 錢琳涓 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-05-20
WU Xiuyuan 吳修遠 RE 1 (Dealing in Securities) 2019-05-16
TAKAHASHI Hiroki RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-05-10
HENG Soon Keat RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-05-10
ITO Kazumasa RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-05-08
UEMURA Tai RE 1 (Dealing in Securities) 2019-04-26
SHARMA Saumya RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-04-24
SHIMIZU Akiko RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-04-23
GOTO Masahiro RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-04-23
ITO Shunsuke RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-23
KURIHARA Yuji RE 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-23
IGARASHI Akihiro RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-04-17
KWON Taeyoun RE 1 (Dealing in Securities) 2019-04-09
BHAGAT Abbas Taher RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-04-09
WU Huey-ming 吳慧明 RO 1 (Dealing in Securities) 2019-04-04
DAN Hiroyuki RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2019-04-04
SATO Hiroyuki RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-03-28
GUO Yichen 郭一辰 RE 4 (Advising on Securities) 2019-03-11
WANG Congshi RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-03-06
WU You 吳囿 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-03-01
YAMAMURA Junko RE 4 (Advising on Securities) 2019-02-25
MOGI Yutaka RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-02-11
MIKKILINENI Bharath RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-01-28
KAMARUZZAMAN Nor Hisham Bin RE 1 (Dealing in Securities) 2019-01-28
CHAN Belle RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2019-01-28
EL HICHERI Fayez RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2019-01-16
AKATSUKA Yo RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2019-01-03
OYAMA Hideki RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2019-01-03
CHEN Zehua 陳澤華 RE 4 (Advising on Securities) 2018-12-19
CHANG Cheng-Yu 張正宇 RE 4 (Advising on Securities) 2018-12-10
LAI Qimei 賴綺玫 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-12-05
TANG Ho Ming 鄧皓銘 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-12-03
TONG Nga Lai 唐雅麗 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-11-26
NANAVATI Jwalant Hemanshu RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-11-19
PARKASH Ashvin RE 1 (Dealing in Securities) 2018-11-15
MIURA Takashi RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-11-05
PATOIS Jean-Baptiste, Francois, Damien, Henri RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-11-02
BAKER Joseph Gerard RE 1 (Dealing in Securities) 2018-10-24
HEUNG Fu Nang, Martin 香富能 RE 4 (Advising on Securities) 2018-10-22
CHAK Chee Weng 翟志榮 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-10-02
LING Yee Man, May 凌意文 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-09-26
WU Yi 吳昳 RE 1 (Dealing in Securities) 2018-09-20
LIM In Ja RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-09-17
BANGLANI Saurabh RE 1 (Dealing in Securities) 2018-09-12
TANI Kenichiro 谷健一郎 RE 1 (Dealing in Securities) 2018-09-12
NAKABAYASHI Mitsugu 中林 貢 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-09-10
LEE Kai Xuan Almeric 李凱軒 RE 1 (Dealing in Securities) 2018-09-10
WU Jingsu 吳敬蘇 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2018-09-10
XU Yongquan 徐永銓 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-09-05
CHEN Wei 陳蔚 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-09-03
CHAN Ka Lok 陳家諾 RE 1 (Dealing in Securities) 2018-09-03
CHEN Runhua 陳潤樺 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-27
ZHANG Yan 張晏 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-08-27
CHO Yeong Jun RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-08-27
JIA Shengbai 賈声白 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-08-27
HE Letian 何乐天 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-08-27
WU Yiwen 吳軼文 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-27
XU Wei 徐威 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2018-08-27
SO Pak Hay, Pascal 蘇柏熙 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-27
THOMAS Tristan Roland France RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-08-20
WANG Jing 王競 RE 4 (Advising on Securities) 2018-08-17
NISHI Tetsuhiro RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2018-08-08
KONG Heng Siong RE 4 (Advising on Securities) 2018-08-06
JIANG Yinwen 蔣寅雯 RE 1 (Dealing in Securities) 2018-08-01
WONG Poh Yoke RE 1 (Dealing in Securities) 2018-07-30
VERMA Pramath RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-07-30
BEST David Gareth RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-07-26
AWASTHI Prabhat RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-07-16
NG Wing Sum, Vincent 吳永森 RO 4 (Advising on Securities), 1 (Dealing in Securities) 2018-07-16
HUANG Hannah RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-07-09
XU Zuoyang 徐祚阳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-07-09
ZHU Xiaotian 祝驍天 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-07-03
KOH Selene, Su Lin RE 1 (Dealing in Securities) 2018-06-29
JIRARI Mohamed El Hadi RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-06-25
NG Lay Hung RE 1 (Dealing in Securities) 2018-06-20
HO Yuen Kim 何遠儉 RE 6 (Advising on Corporate Finance) 2018-06-11
WANG Xinqi 王薪棋 RE 2 (Dealing in Futures Contracts) 2018-06-11
WEBB Robert RO 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-06-06
KHARA Tejas Arvind RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-28
TRIVEDI Anshul RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-28
ZHOU ZHOU 周舟 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-23
LU Ting 陸挺 RE 4 (Advising on Securities) 2018-05-14
YAMANAKA Yuta RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-05-10
ZHANG Chenzhong 張晨钟 RE 1 (Dealing in Securities) 2018-05-10
KOBAYASHI Masanori RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-05-10
NORMAN Elodie Marie Julie RE 1 (Dealing in Securities) 2018-05-02
SESHASAYEE Aadit RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-05-02
KIKUTAKE Takahiro 菊竹崇宏 RE 1 (Dealing in Securities) 2018-04-27
KONDO Takeshi RE 1 (Dealing in Securities) 2018-04-26
KAMIYA Takashi RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-04-24
HAN Chuan 韓川 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-04-23
CHEN Luqing 陳爐青 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-04-23
LIN Lin 林琳 RE 6 (Advising on Corporate Finance) 2018-04-23
YEO Kai Jie RE 1 (Dealing in Securities) 2018-04-19
LAI Kin Pui 黎建培 RE 1 (Dealing in Securities) 2018-04-16
CHENG Chung Hin, Martin 鄭仲軒 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-04-16
CHEN Chuanxuan 陳川炫 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-04-09
LEE In Sun Vincent 李殷信 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-04-03
CHEN Yini 陳依妮 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2018-04-03
YOSHIDA Jumpei RE 4 (Advising on Securities) 2018-03-26
SILLAM Jonathan Charles Marc RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2018-03-20
TAKAKURA Kimihiro RE 1 (Dealing in Securities) 2018-03-13
TRINCA Giancarlo RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-03-09
WANG Xiaoming RE 1 (Dealing in Securities) 2018-02-28
KALRA Abhimanyu RE 1 (Dealing in Securities) 2018-02-07
WEN Dafu 聞達甫 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2018-02-05
WANG Zhonghe 王仲何 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-01-29
HO Yuen Kim 何遠儉 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2018-01-08
GOZUBUYUK Halil Ibrahim RE 1 (Dealing in Securities) 2018-01-04
QUEK Weizhong Adrian RE 1 (Dealing in Securities) 2018-01-03
CHAUDHRY Anoop 周德禮 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2018-01-02
XU Jing 徐靜 RE 4 (Advising on Securities) 2017-12-11
ARLETTAZ Benoit Michel Jose RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-12-04
SETH Chetan RE 4 (Advising on Securities) 2017-12-01
NANAVATI Amit Piyush RE 4 (Advising on Securities) 2017-11-07
WONG Po Ching 王寶晶 RE 1 (Dealing in Securities) 2017-11-02
CHOI Yiet Yu 蔡悅如 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-10-16
LEE Shao-Tang 李紹唐 RE 4 (Advising on Securities) 2017-10-10
PUTHENVEEDU SAINUDEEN Anoop RE 1 (Dealing in Securities) 2017-10-10
ZHANG Kang 張康 RE 4 (Advising on Securities) 2017-10-09
ASIJA Sahil Kumar RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 5 (Advising on Futures Contracts) 2017-10-09
ZHU Pingping 朱平平 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-10-09
BHANDARI Samir RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-09-26
WANG Xinqi 王昕琪 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-09-11
WANG Jiali 王佳莉 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-09-06
ZHAO Qing 趙青 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-09-04
TAN Kah Bee RE 1 (Dealing in Securities) 2017-08-30
KANTHAN Aparna RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-30
FENG Yuqi 馮雨奇 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-08-28
LAM Chung Shu Xylona 林仲樞 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-28
WANG Ziren 王梓人 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-08-28
MAK Ka Wing 麥嘉榮 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-08-28
GRINZATO Eros RE 1 (Dealing in Securities) 2017-08-28
CHEN Jordan Bo Ling 陳伯靈 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-08-28
MOTOTANI Daisuke RE 4 (Advising on Securities), 1 (Dealing in Securities) 2017-08-22
KUSUDA Yusuke 楠田悠介 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-08-21
WU Chunlei 吳春雷 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2017-08-18
WANG Ruilin 王睿琳 RE 1 (Dealing in Securities) 2017-08-17
TENG Chi-An 滕喆安 RE 4 (Advising on Securities) 2017-08-14
SHEA Pui Ho Kerry 佘培灝 RE 1 (Dealing in Securities) 2017-08-14
LI Wan-Ning 李婉寧 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-08-07
HSU Ying-chao 徐英超 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-08-07
BEKOS Andreas Johannes RE 1 (Dealing in Securities) 2017-08-02
WONG Wai Chi, Erica 黃瑋姿 RE 1 (Dealing in Securities) 2017-08-01
CHUAN Colin Ji Xing RE 1 (Dealing in Securities) 2017-07-18
OZASA Akihiro RE 1 (Dealing in Securities) 2017-07-11
GUO Hanze 郭瀚澤 RE 4 (Advising on Securities) 2017-06-28
SIT Ko Wai 薛高偉 RE 1 (Dealing in Securities) 2017-06-13
JAIN Ajay RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2017-06-05
NARIKIYO Kosuke RE 4 (Advising on Securities) 2017-05-29
WANG Lisheng 王立升 RE 4 (Advising on Securities) 2017-05-05
WANG Xinqi 王薪棋 RE 1 (Dealing in Securities) 2017-04-21
SEKITA Hirosumi 関田洋純 RE 1 (Dealing in Securities) 2017-04-18
BURNS Leonard Carter RE 1 (Dealing in Securities) 2017-03-17
CHUNG Jason RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2017-03-06
ROGERS Oliver James RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2017-03-01
DUAN Bing 段冰 RE 4 (Advising on Securities) 2017-01-16
CHEN Philip Chun-fu 陳俊夫 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2017-01-09
NOBLE Richard Grant RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2017-01-05
CHEUNG Kar Yan Karina 張家欣 RE 1 (Dealing in Securities) 2017-01-03
MC NICHOLAS Daniel Patrick RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-12-19
TSAI Pei-En 蔡佩恩 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-11-04
MALIK Ankur RE 4 (Advising on Securities) 2016-10-24
TESHIMA Kenji 豊嶋賢士 RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2016-10-13
WANG Chun-Kai 王俊凱 RE 4 (Advising on Securities) 2016-10-11
YAMAOKA Hisahiro RE 4 (Advising on Securities) 2016-10-05
YAP Wei Wen Nicholas RE 4 (Advising on Securities) 2016-09-28
KOGAHARA So RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2016-09-19
MAGHFUR USMAN Ahmad Bin RE 4 (Advising on Securities) 2016-09-12
MIMURADA Jumpei RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-09-05
KIM Minjung RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-09-01
BOWMAN Steven Michael RE 1 (Dealing in Securities) 2016-08-31
PRITCHARD Laurie Thomas Mccurdy RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-08-29
CHEN Ling-Ching 陳鈴晴 RE 1 (Dealing in Securities) 2016-08-25
CHIU Hsu-hui Vanessa 邱旭暉 RE 1 (Dealing in Securities) 2016-08-24
LAI Brian 賴勇仁 RE 1 (Dealing in Securities) 2016-08-22
MIWA Takashi RE 4 (Advising on Securities) 2016-08-22
LO Wai Kwok Belinda 盧慧幗 RE 1 (Dealing in Securities) 2016-08-03
LEE Emily 李潁桐 RE 4 (Advising on Securities) 2016-08-01
SINGH Kunwardeep RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2016-07-20
TSAI Yi-Ning 蔡伊甯 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2016-07-18
JURUKUL Thanatcha RE 4 (Advising on Securities) 2016-07-18
MEHTA Devang Lalit RE 1 (Dealing in Securities) 2016-06-29
LO Kar Lay Gloria 盧嘉莉 RE 1 (Dealing in Securities) 2016-06-13
TAPADIA Alok Vimalkishore RE 1 (Dealing in Securities) 2016-06-10
CHIA Jia Hao RE 1 (Dealing in Securities) 2016-05-30
MAK Wing Lun 麥永麟 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2016-05-09
HO Wah Teng RE 1 (Dealing in Securities) 2016-05-03
CHIU Lawrence Albert Hong Yui 趙匡銳 RE 1 (Dealing in Securities) 2016-04-18
KIM Jin Hew RE 1 (Dealing in Securities) 2016-04-14
OKAZAKI Yu RE 4 (Advising on Securities) 2016-04-12
ARORA Anupam RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-04-01
GUPTA Ruchir RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2016-03-10
CHING Hiang Lye Kelvin RE 1 (Dealing in Securities) 2016-02-18
KAMATH Rahul Rabindra RE 1 (Dealing in Securities) 2016-02-15
LI Xiaoran 李晓冉 RE 4 (Advising on Securities) 2016-01-25
BERA Siddhartha RE 4 (Advising on Securities) 2016-01-20
JAIN Varnit RE 1 (Dealing in Securities) 2016-01-19
JEON Jay Hyun RE 1 (Dealing in Securities) 2016-01-14
SHANTHAKUMAR Harun Thilak RE 1 (Dealing in Securities) 2015-12-28
YOKOTA Fumiko 橫田文子 RE 1 (Dealing in Securities) 2015-12-24
HAMADA Masaki RE 1 (Dealing in Securities) 2015-12-24
CHAKRAVORTY Indranil RE 1 (Dealing in Securities) 2015-12-16
LEE Wing Hong Patrick 李永康 RE 1 (Dealing in Securities) 2015-12-14
RAINA Sumit RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-12-02
CHAN Shuk Yee Stephanie 陳淑兒 RE 1 (Dealing in Securities) 2015-12-02
MURAKAMI Akihiro RE 4 (Advising on Securities) 2015-11-19
CHIEN MunMun 錢滿滿 RE 1 (Dealing in Securities) 2015-11-17
KUO Ching-Ting 郭景婷 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-11-16
MARET Nicolas Andre Marcel RE 1 (Dealing in Securities), 4 (Advising on Securities), 2 (Dealing in Futures Contracts), 5 (Advising on Futures Contracts) 2015-11-05
MOSS Alister Grahame RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-11-02
PANG Kwok Wing Joe 彭國榮 RE 1 (Dealing in Securities) 2015-10-26
SHI Jialong 史家龙 RE 4 (Advising on Securities) 2015-10-22
CHAN Hua Jie Derek RE 1 (Dealing in Securities) 2015-10-09
PANDEY Varda RE 1 (Dealing in Securities) 2015-10-07
CHENG Lixing 程立行 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-10-02
LEE Jie Ming Jeremy RE 1 (Dealing in Securities) 2015-09-30
MCCAFFERTY James Stephen RO 4 (Advising on Securities) 2015-09-29
MOAT Louise Jane RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-09-24
TEO Kok Ann, Theodore 張國桉 RE 1 (Dealing in Securities) 2015-09-17
TANG Raelene 陳薇伊 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-09-09
HUME Guy Vincent RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-08-28
STAVREV Martin Valentinov RO 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-08-27
LI Ming 李明 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2015-08-24
WAH Ka Yin 華家燕 RE 1 (Dealing in Securities) 2015-08-17
NEO Avon RE 1 (Dealing in Securities) 2015-08-14
YIP Kar Kay, Jonathan 葉嘉祺 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-08-03
WOO Jeh Hoon Alexander 禹濟勳 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-08-03
DESQUIENS Dimitri Alain RE 1 (Dealing in Securities) 2015-07-21
LIN Lin 林琳 RE 4 (Advising on Securities) 2015-07-17
TANG Shengbo 唐圣波 RE 4 (Advising on Securities) 2015-07-16
BISWAS Priyankar RE 4 (Advising on Securities) 2015-07-08
LIN Hsueh Wei 林學偉 RE 1 (Dealing in Securities) 2015-06-30
LIN Lin 林琳 RE 1 (Dealing in Securities) 2015-06-29
SLATER Gordon Edward RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-06-19
RAMSAY Keiran Alexander RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-06-17
SIMMONS Cameron Michael RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-06-17
SIM Yew Chuan RE 1 (Dealing in Securities) 2015-06-16
DONG Nan 董楠 RE 1 (Dealing in Securities) 2015-06-15
CHAN Kwun Chi 陳觀志 RE 1 (Dealing in Securities) 2015-06-09
WANNER Robert Tapio RE 1 (Dealing in Securities) 2015-06-04
LEUNG Shau Lun 梁守綸 RE 4 (Advising on Securities) 2015-06-02
ZHONG JIAJIA, Jaime 鍾家加 RE 1 (Dealing in Securities) 2015-06-01
MACGONIGAL Andrew James RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-06-01
CHU Lindsay Li-shen RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2015-06-01
ELLMORE Nicholas John RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-05-29
PARADISE George Leonard RE 1 (Dealing in Securities) 2015-05-29
ALLAN Stephen Raymond RE 1 (Dealing in Securities), 4 (Advising on Securities) 2015-05-29
XIAO Jialong 肖嘉隆 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2015-05-26
MARSDEN Luke Hudson RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2015-05-18
ZHOU Yang 周揚 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2015-03-30
BRET Jean-Sebastien Pierre RO 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-03-27
FUJISAWA Ichiro RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-02-23
DIVEKAR Raghavendra Rajiv RE 4 (Advising on Securities) 2015-02-13
LAM Kai Man, Herman 林啟文 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2015-02-09
TICEHURST Andrew John RE 4 (Advising on Securities) 2015-01-23
YAO Shinichi RE 6 (Advising on Corporate Finance), 4 (Advising on Securities), 1 (Dealing in Securities) 2015-01-02
FOCO Filippomaria RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-12-30
OKAZAKI Shigeki RE 4 (Advising on Securities) 2014-11-14
HANZAWA Lili 半澤立里 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2014-11-04
KONO Takaomi RE 4 (Advising on Securities) 2014-10-17
NG Kin Fung 伍健鋒 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2014-10-10
HAN Chuan 韓川 RE 1 (Dealing in Securities) 2014-10-07
WATSON Nathan Jeffrey Leigh RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-09-24
LLOYD Daniel Murray RE 1 (Dealing in Securities) 2014-09-10
NOVAK Simon Jon RE 1 (Dealing in Securities) 2014-09-10
SHIGEMURA Kyoichiro RE 4 (Advising on Securities) 2014-09-01
SRIRAM Rajaram RE 4 (Advising on Securities) 2014-08-07
NAGAO Yoshitaka RE 4 (Advising on Securities) 2014-08-04
MAEKAWA Kentaro RE 4 (Advising on Securities) 2014-08-04
LAM Sze Wan, Priscilla 林詩韻 RE 1 (Dealing in Securities) 2014-08-01
TAKAMIYA Ken RE 4 (Advising on Securities) 2014-07-21
WADAKI Tetsuya RE 4 (Advising on Securities) 2014-07-10
MONAGHAN Matthew Larkin RE 1 (Dealing in Securities) 2014-07-02
METCALFE Ben RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-07-02
NAKAMURA Yasuhiro RE 1 (Dealing in Securities) 2014-07-02
MASUNO Daisaku RE 4 (Advising on Securities) 2014-06-25
TANZIL Wiharjo 陳楡忠 RE 1 (Dealing in Securities) 2014-06-19
RAO Tingting 饒婷婷 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2014-06-11
KOHTANI Motoya RE 4 (Advising on Securities) 2014-05-13
HIROKANE Masaharu RE 4 (Advising on Securities) 2014-05-13
AKIZUKI Manabu RE 4 (Advising on Securities) 2014-05-13
TAM King Pui, Juliana 譚璟珮 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities), 4 (Advising on Securities) 2014-04-22
CHOI Jae Hyung RE 4 (Advising on Securities) 2014-04-15
GARG Ankit RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2014-04-14
LEE Chan Wook 李燦旭 RE 1 (Dealing in Securities) 2014-04-11
MATSUMOTO Yuji RE 4 (Advising on Securities) 2014-03-20
MATSUMOTO Shigeki RE 4 (Advising on Securities) 2014-03-20
FUJIWARA Satoshi RE 4 (Advising on Securities) 2014-03-20
NARITA Yasuhiro RE 4 (Advising on Securities) 2014-03-20
LING Leslie RE 1 (Dealing in Securities) 2013-12-31
SHIH Mei-Yu 史美瑜 RE 1 (Dealing in Securities) 2013-12-02
ZHANG Yi 張誼 RE 1 (Dealing in Securities) 2013-12-02
ARAKI Tomohiro RE 4 (Advising on Securities) 2013-11-20
HO Lok Sang, Harrison 何樂生 RE 2 (Dealing in Futures Contracts), 4 (Advising on Securities), 1 (Dealing in Securities) 2013-11-20
INUKAI Masao 犬養昌生 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2013-11-20
KIM Hyung Kon RE 1 (Dealing in Securities) 2013-11-18
FUKUSHIMA Daisuke RE 4 (Advising on Securities) 2013-11-18
TOTSUKA Makoto RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-11-13
TSAI Jwo-Ru 蔡卓儒 RE 1 (Dealing in Securities) 2013-10-28
CHEONG Tat Shing, Anthony 莊達城 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-09-09
GUPTA Abhishek RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2013-09-04
KWOK Pui Shan, Tina 郭佩珊 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-08-12
FU Yu Chanel RE 2 (Dealing in Futures Contracts) 2013-08-12
XIA Tian 夏天 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2013-07-29
LI Lok See, Haley 李樂晞 RE 1 (Dealing in Securities) 2013-07-12
HORA Neeraj RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2013-06-17
NARAYAN Vishal RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2013-06-10
YAMASAKI Masaya RE 4 (Advising on Securities) 2013-05-07
HANLY Seamus Anthony RE 6 (Advising on Corporate Finance) 2013-04-08
LEUNG Wing Tai, Terry 梁永泰 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2013-03-20
HOLT Oliver James RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2013-01-02
KUNUGIMOTO Masataka RE 4 (Advising on Securities) 2012-11-16
SAITO Katsushi RE 4 (Advising on Securities) 2012-11-16
LEE Min Ha 李旻河 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-11-12
IRIE Hiromasa RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2012-10-17
YUE Wan Chi 余韻芝 RE 1 (Dealing in Securities) 2012-10-10
YAGI Minoru RE 4 (Advising on Securities), 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2012-09-18
SOMANI Sandeep RE 1 (Dealing in Securities) 2012-09-13
SHAH Arvind RE 1 (Dealing in Securities) 2012-07-03
LO Man Chuen, Benjamin 羅文晉 RE 4 (Advising on Securities) 2012-06-25
CHUANG Mei 莊美 RE 1 (Dealing in Securities) 2012-06-05
HIRABAYASHI Yasuko RE 2 (Dealing in Futures Contracts) 2012-03-15
LEUNG Shui Yee 梁瑞儀 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2012-03-14
CHAN Man Shun 陳文信 RE 4 (Advising on Securities) 2012-01-13
LAW Ka On, Andy 羅家安 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2011-11-30
SKILTON Edwin RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2011-11-25
HO King Shiu, Nelson 何景兆 RE 1 (Dealing in Securities) 2011-11-17
CHOW Tung 周彤 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2011-10-28
SHARMA Anil RE 4 (Advising on Securities) 2011-10-13
HONG Sunyoung RE 4 (Advising on Securities) 2011-09-30
MIYASHIRO Ken RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities), 4 (Advising on Securities) 2011-09-02
MOHATA Tushar RE 4 (Advising on Securities) 2011-08-24
LIN Pei-Jung 林佩蓉 RE 1 (Dealing in Securities) 2011-08-22
ZHENG Hao 鄭好 RE 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2011-08-08
FU Yu Chanel RE 1 (Dealing in Securities) 2011-07-28
YIP Wai Yin, Maria 葉慧妍 RE 1 (Dealing in Securities) 2011-07-15
CHAN Man Shun 陳文信 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2011-07-04
LEUNG Chun Ho 梁俊豪 RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2011-06-29
LI Hui 李輝 RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2011-06-27
GUPTA Gaurav RE 4 (Advising on Securities) 2011-04-13
SHETH Samir RE 1 (Dealing in Securities) 2011-03-29
HARADA Hideyuki RE 4 (Advising on Securities), 6 (Advising on Corporate Finance) 2011-03-28
LIU Hui-Yi 劉慧儀 RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2011-03-18
SINGH Kapil RE 4 (Advising on Securities) 2011-03-08
SEFRI David Kustandi RE 1 (Dealing in Securities), 4 (Advising on Securities) 2011-02-09
WANG Min-hsiang 王敏祥 RE 1 (Dealing in Securities) 2010-09-08
NOGUCHI Ken RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2010-08-24
SU Yuan-hui 蘇圓惠 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2010-08-09
CHEN Luqing 陳爐青 RE 1 (Dealing in Securities) 2010-08-09
WRIGHT Richard RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2010-07-20
YAU Man Him 邱文謙 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2010-05-13
YAN Wentao 顏文韜 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2010-04-15
CHEN Tsung-chien 陳宗健 RE 1 (Dealing in Securities) 2010-03-26
JENG Ming-tzung 鄭明宗 RE 4 (Advising on Securities) 2010-02-24
TIWARI Abhishek RE 4 (Advising on Securities) 2009-12-30
MUIR Thibault Jean Paul RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2009-12-28
LIN Ming-jung 林明蓉 RE 1 (Dealing in Securities) 2009-12-14
LI Hui 李輝 RE 1 (Dealing in Securities) 2009-08-04
TSUNODA Shinsuke RE 4 (Advising on Securities), 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2009-07-23
TUNG Hong, Erik 童慷 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2009-05-06
HO Kelvin Teik Chye RE 6 (Advising on Corporate Finance), 4 (Advising on Securities) 2009-03-27
LEUNG Cheuk Shun, Jackson 梁卓信 RE 1 (Dealing in Securities) 2009-03-20
HANLY Seamus Anthony RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2009-03-16
CHAN Ka Ying 陳嘉盈 RE 2 (Dealing in Futures Contracts) 2009-03-14
HIRABAYASHI Yasuko RE 1 (Dealing in Securities) 2009-03-06
CHEUNG Wing Yan 張詠欣 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2009-03-05
CHAN Ka Ying 陳嘉盈 RE 1 (Dealing in Securities) 2009-02-25
CHUNG Chang Won RE 4 (Advising on Securities) 2009-02-18
MUKHERJEE Saion RE 4 (Advising on Securities) 2009-01-23
AWASTHI Prabhat RE 4 (Advising on Securities) 2009-01-19
JEONG Myoung Seok 鄭明錫 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2009-01-14
CHAN Wing Yin 陳詠賢 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2008-11-27
SUBBARAMAN Robert Nemmara RE 4 (Advising on Securities) 2008-11-26
TAN Rina 陳蕊娜 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2008-10-10
VARSHNEY Varun RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2008-10-10
HUNG Janet Yi Kui 熊伊逵 RE 1 (Dealing in Securities) 2008-10-10
FOK Chung Yin 霍聰賢 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2008-10-10
TIWARI Abhishek RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2008-10-10
LING Kevin Kai Yuen 林啟源 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2008-10-09
NISHIKADO Asako RE 4 (Advising on Securities) 2007-12-05
LEUNG Shui Yee 梁瑞儀 RE 5 (Advising on Futures Contracts), 4 (Advising on Securities) 2007-11-28
LEE Chia-ling 李佳伶 RE 4 (Advising on Securities) 2007-11-26
NARAHASHI Hideyuki RE 4 (Advising on Securities), 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2007-11-21
DOVE Spencer Charles Clark RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2007-10-09
KAWAHARA Michiko RE 2 (Dealing in Futures Contracts) 2007-08-21
INUKAI Masao 犬養昌生 RE 6 (Advising on Corporate Finance) 2006-06-08
HO Lok Sang, Harrison 何樂生 RE 6 (Advising on Corporate Finance) 2006-06-08
PARK Ceyong RE 4 (Advising on Securities) 2006-02-06
SONG Eun Jung RE 4 (Advising on Securities) 2006-01-03
HAO Xin 郝昕 RE 2 (Dealing in Futures Contracts), 1 (Dealing in Securities) 2005-08-10
TAN Kwan Liang, Terence RE 1 (Dealing in Securities) 2005-04-14
INUKAI Masao 犬養昌生 RE 2 (Dealing in Futures Contracts) 2004-12-29
POON Peter Chi Kin 潘子健 RE 2 (Dealing in Futures Contracts) 2004-11-29
CHEUNG San Tat 張新達 RE 1 (Dealing in Securities), 2 (Dealing in Futures Contracts) 2003-04-01
POON Peter Chi Kin 潘子健 RE 1 (Dealing in Securities) 2003-04-01
KAWAHARA Michiko RE 1 (Dealing in Securities) 2003-04-01