Current licenceholders of AAF742 Nomura International (Hong Kong) Limited 野村國際(香港)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
LIU Yifan 劉一帆 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 July 2020
YU Peng 余芃 RE [1] (Dealing in Securities) 06 July 2020
QIU Yong 邱勇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 June 2020
KIKUCHI Kentaro RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 June 2020
LAU Patrick Park To RE [1] (Dealing in Securities) 17 June 2020
LI Sicong 李思聰 RE [1] (Dealing in Securities), [4] (Advising on Securities) 15 June 2020
CHAN Shing Ho Howard 陳成浩 RE [1] (Dealing in Securities) 15 June 2020
TANG Wai Yeen Gwyneth RE [1] (Dealing in Securities) 10 June 2020
FEI Yi 費奕 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 June 2020
PANG Eric Kwok Lik 彭國力 RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 12 May 2020
MARTIN James John Richard RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 12 May 2020
LEE Shih-Hsin 李世欣 RE [1] (Dealing in Securities) 11 May 2020
TEO Sher-Lyn, Corrinne 張施琳 RO [1] (Dealing in Securities), [4] (Advising on Securities) 08 May 2020
MC CARRON Ciaran Peter RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 May 2020
NG Wai Bun, Reuben 吳維斌 RE [1] (Dealing in Securities) 07 April 2020
LIM Yew Keng Benjamin RE [1] (Dealing in Securities) 18 March 2020
MOK Mun Kwan 莫滿坤 RE [1] (Dealing in Securities) 09 March 2020
THIRUVENGADASAMY Balaji RE [1] (Dealing in Securities) 09 March 2020
SHAH Mihir Paresh RE [4] (Advising on Securities) 09 March 2020
LEE Jack Sze Chit 李思捷 RE [1] (Dealing in Securities) 02 March 2020
PARK Soyup RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 February 2020
SUGIYAMA Yoshinobu RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 February 2020
ACHAREKAR Priyanka Manish RE [1] (Dealing in Securities) 12 February 2020
YAN Wentao 顏文韜 RE [4] (Advising on Securities) 03 February 2020
XU Yi 徐一 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 February 2020
WEN Xin 溫馨 RE [4] (Advising on Securities) 29 January 2020
VARSHNEY Varun RE [4] (Advising on Securities) 23 January 2020
CHOU Pei Shen 周沛生 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 January 2020
GAO Luyan 高路延 RE [1] (Dealing in Securities) 06 January 2020
KHELA Bubledeep Singh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 January 2020
SHING Jasmine See-Lung 成思瓏 RE [1] (Dealing in Securities), [4] (Advising on Securities) 02 January 2020
AU Cheuk Kwan 區卓筠 RE [1] (Dealing in Securities) 30 December 2019
SO Ying Sze 蘇映思 RE [1] (Dealing in Securities) 23 December 2019
KEUNG Lok Ting Nicole 強洛婷 RE [1] (Dealing in Securities) 16 December 2019
CHUANG Zhi Wei Farhan RE [1] (Dealing in Securities) 10 December 2019
LI Weiying 李韦颖 RE [1] (Dealing in Securities) 04 December 2019
CHEUNG Ka Hang 張嘉衡 RE [4] (Advising on Securities) 03 December 2019
LIU Yik Yu 廖翊宇 RE [4] (Advising on Securities) 02 December 2019
MOMOSE Yoshitake RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 November 2019
KWAN Chun Wai, Roy 關振緯 RE [1] (Dealing in Securities) 25 November 2019
YU Peng 余芃 RE [4] (Advising on Securities) 15 November 2019
GHIA Manish Hasmukh RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 November 2019
LAM Hon Shing 林漢城 RE [1] (Dealing in Securities) 13 November 2019
LEUNG Pui Yin 梁佩妍 RE [1] (Dealing in Securities) 11 November 2019
TAKAHASHI Shohei RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 November 2019
CHENG Wing Sze 鄭泳詩 RE [1] (Dealing in Securities) 04 November 2019
XIONG Yanling 熊妍羚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 November 2019
KULKARNI Vishal Gundopant RE [4] (Advising on Securities) 28 October 2019
FUKUYAMA Kunishige RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 October 2019
CHANG Moon Sung 張文誠 RE [1] (Dealing in Securities) 22 October 2019
CHAN Kam Yui 陳錦銳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 October 2019
KAMATA Toru RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 October 2019
KUM Young Woon RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2019
HUNG Tsz Ying 洪芷瑩 RE [1] (Dealing in Securities) 03 October 2019
SVIRIN Anton RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 October 2019
XU Haole 徐好樂 RE [1] (Dealing in Securities) 26 September 2019
WU Siyu 吴思宇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 September 2019
MAK Karen 麥鞽譩 RE [1] (Dealing in Securities) 12 September 2019
PRESTON Benjamin RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 September 2019
LIU Yu-chun 劉俞君 RE [1] (Dealing in Securities) 09 September 2019
SHEN Xiangfei 沈翔飛 RE [4] (Advising on Securities) 06 September 2019
SEKIZUKA Masayuki RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [6] (Advising on Corporate Finance) 05 September 2019
TEO Wan Ting Nico RE [1] (Dealing in Securities) 05 September 2019
LEUNG Yuk Hei, Thomas 梁煜熙 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 September 2019
ZHOU Weilong RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 September 2019
LEE Joon Woo RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
WANG Zaiyuan 王再緣 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
TAM Tsz Tsung 譚紫驄 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
HU Liang 胡量 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
ZHANG Jingyi 張境倚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
ZHOU Yihan 周逸翰 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
LEUNG Chi Kan 梁志勤 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 August 2019
CHAU Wai Man, Josephine 周慧文 RE [1] (Dealing in Securities) 28 August 2019
ZHANG Xichen 张希琛 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 August 2019
TSE Hillary Wai Yi 謝瑋懿 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 August 2019
LEUNG Long Hay Charlton 梁朗希 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 August 2019
KHAIRPURI Prashant Kumar RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 August 2019
SHI Zhongwei 史中偉 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 August 2019
SEKSIK Raphael RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 August 2019
STREATFIELD David Alan RE [2] (Dealing in Futures Contracts) 20 August 2019
WANG Shaoyue 王劭岳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 August 2019
CHU Chen Chung, Dominic 朱承宗 RE [4] (Advising on Securities) 16 August 2019
CHANG Ching-Yu 張靜玉 RE [1] (Dealing in Securities) 14 August 2019
LAU Ka Chun, Ringo 劉家俊 RE [1] (Dealing in Securities) 12 August 2019
TANIGAKI Hiroshi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 August 2019
HUNG Janet Yi Kui 熊伊逵 RE [2] (Dealing in Futures Contracts) 02 August 2019
KIHARA Takao RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 August 2019
SEFRI David Kustandi RE [2] (Dealing in Futures Contracts) 01 August 2019
SIT Ko Wai 薛高偉 RE [2] (Dealing in Futures Contracts) 01 August 2019
STREATFIELD David Alan RE [1] (Dealing in Securities) 29 July 2019
GURNANI Jitesh Motiram RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 July 2019
CHU Chen Chung, Dominic 朱承宗 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 22 July 2019
HORI Mikinao RE [1] (Dealing in Securities) 18 July 2019
SASAKI Daisuke RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 16 July 2019
UEMURA Tai RE [2] (Dealing in Futures Contracts) 08 July 2019
LIN Long 林龍 RE [2] (Dealing in Futures Contracts) 04 July 2019
GUPTA Vikram RE [1] (Dealing in Securities) 04 July 2019
HSIAO Irena 蕭藹琳 RE [1] (Dealing in Securities) 02 July 2019
LIN Hsueh Fen 林雪芬 RE [1] (Dealing in Securities) 02 July 2019
KUNG Pei Hsuan 貢培萱 RE [1] (Dealing in Securities) 02 July 2019
LAU Ho Lam Rex 劉浩林 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 July 2019
POON Kit Ying 潘潔盈 RE [1] (Dealing in Securities) 27 June 2019
KIYOTA Akira RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 June 2019
NISHIMURA Shintaro RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 June 2019
LEE Joon Ho RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 June 2019
LAU Man Ying 劉敏瑩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 June 2019
TING Zaixiong Shaun RE [1] (Dealing in Securities) 06 June 2019
WANG Tong 王桐 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 June 2019
YOUL Gordon Phillip RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 31 May 2019
REN Yuci 任予慈 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 May 2019
HU Yanmo 胡硯墨 RE [1] (Dealing in Securities) 27 May 2019
TAN Kor Heng David RE [1] (Dealing in Securities) 23 May 2019
QIAN Linjuan 錢琳涓 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 May 2019
WAN Cheuk Hei 尹卓希 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 May 2019
WU Xiuyuan 吳修遠 RE [1] (Dealing in Securities) 16 May 2019
NAKATSUKA Yusuke RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 14 May 2019
TAKAHASHI Hiroki RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 May 2019
HENG Soon Keat RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 May 2019
ITO Kazumasa RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 May 2019
UEMURA Tai RE [1] (Dealing in Securities) 26 April 2019
SHARMA Saumya RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 April 2019
KURIHARA Yuji RE [1] (Dealing in Securities), [4] (Advising on Securities) 23 April 2019
GOTO Masahiro RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2019
SHIMIZU Akiko RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2019
ITO Shunsuke RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2019
IGARASHI Akihiro RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 April 2019
KWON Taeyoun RE [1] (Dealing in Securities) 09 April 2019
BHAGAT Abbas Taher RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 April 2019
WU Huey-ming 吳慧明 RO [1] (Dealing in Securities) 04 April 2019
DAN Hiroyuki RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 April 2019
SATO Hiroyuki RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 March 2019
GUO Yichen 郭一辰 RE [4] (Advising on Securities) 11 March 2019
WANG Congshi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 March 2019
WU You 吳囿 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 March 2019
TAKALKAR Hemant Anil RE [1] (Dealing in Securities) 14 February 2019
MOGI Yutaka RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 11 February 2019
KAMARUZZAMAN Nor Hisham Bin RE [1] (Dealing in Securities) 28 January 2019
CHAN Belle RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 January 2019
MIKKILINENI Bharath RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 January 2019
PATRON ORTIZ Alvaro Fernando RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 January 2019
EL HICHERI Fayez RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 January 2019
AKATSUKA Yo RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 January 2019
OYAMA Hideki RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 January 2019
WATANABE SAKI RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 January 2019
CHEN Zehua 陳澤華 RE [4] (Advising on Securities) 19 December 2018
CHANG Cheng-Yu 張正宇 RE [4] (Advising on Securities) 10 December 2018
LAI Qimei 賴綺玫 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 December 2018
BI Mingqiang 畢銘強 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 December 2018
TANG Ho Ming 鄧皓銘 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 December 2018
TONG Nga Lai 唐雅麗 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 November 2018
NANAVATI Jwalant Hemanshu RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 November 2018
PARKASH Ashvin RE [1] (Dealing in Securities) 15 November 2018
WONG Chun Ho 王俊豪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 November 2018
MIURA Takashi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 November 2018
PATOIS Jean-Baptiste, Francois, Damien, Henri RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 November 2018
BAKER Joseph Gerard RE [1] (Dealing in Securities) 24 October 2018
HEUNG Fu Nang, Martin 香富能 RE [4] (Advising on Securities) 22 October 2018
MA Weiji 馬維驥 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 October 2018
MA Teng 馬騰 RE [4] (Advising on Securities) 08 October 2018
CHAK Chee Weng 翟志榮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 October 2018
XU Diyu 徐帝雨 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 October 2018
LING Yee Man, May 凌意文 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 September 2018
WU Yi 吳昳 RE [1] (Dealing in Securities) 20 September 2018
TSANG Man Chung, Timothy 曾敏聰 RO [1] (Dealing in Securities), [4] (Advising on Securities) 19 September 2018
BANGLANI Saurabh RE [1] (Dealing in Securities) 12 September 2018
WANG Ting 王挺 RE [1] (Dealing in Securities) 11 September 2018
JOSHI Deepak RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 September 2018
WU Jingsu 吳敬蘇 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 September 2018
NAKABAYASHI Mitsugu 中林 貢 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 September 2018
LEE Kai Xuan Almeric 李凱軒 RE [1] (Dealing in Securities) 10 September 2018
XU Yongquan 徐永銓 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 September 2018
CHEN Wei 陳蔚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 September 2018
KARWAL Vijay Paul RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 September 2018
CHAN Ka Lok 陳家諾 RE [1] (Dealing in Securities) 03 September 2018
ZHANG Yan 張晏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 August 2018
CHO Yeong Jun RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 August 2018
JIA Shengbai 賈声白 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 August 2018
CHEN Runhua 陳潤樺 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 August 2018
XU Wei 徐威 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 August 2018
HE Letian 何乐天 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 August 2018
SO Pak Hay, Pascal 蘇柏熙 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 August 2018
WU Yiwen 吳軼文 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 August 2018
THOMAS Tristan Roland France RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 August 2018
WANG Jing 王競 RE [4] (Advising on Securities) 17 August 2018
NISHI Tetsuhiro RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 08 August 2018
KONG Heng Siong RE [4] (Advising on Securities) 06 August 2018
JIANG Yinwen 蔣寅雯 RE [1] (Dealing in Securities) 01 August 2018
WONG Poh Yoke RE [1] (Dealing in Securities) 30 July 2018
VERMA Pramath RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 July 2018
BEST David Gareth RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 26 July 2018
NG Wing Sum, Vincent 吳永森 RO [1] (Dealing in Securities), [4] (Advising on Securities) 16 July 2018
AWASTHI Prabhat RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 16 July 2018
XU Zuoyang 徐祚阳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 July 2018
HUANG Hannah RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 July 2018
ZHU Xiaotian 祝驍天 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 July 2018
KOH Selene, Su Lin RE [1] (Dealing in Securities) 29 June 2018
JIRARI Mohamed El Hadi RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 25 June 2018
HO Yuen Kim 何遠儉 RE [6] (Advising on Corporate Finance) 11 June 2018
WANG Xinqi 王薪棋 RE [2] (Dealing in Futures Contracts) 11 June 2018
WEBB Robert RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 06 June 2018
TRIVEDI Anshul RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 May 2018
YANG Sikai 楊斯凱 RE [1] (Dealing in Securities) 28 May 2018
NITTA Kaoru RE [6] (Advising on Corporate Finance) 28 May 2018
KHARA Tejas Arvind RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 May 2018
ZHOU ZHOU 周舟 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 May 2018
GOFF John Swafford RE [5] (Advising on Futures Contracts), [6] (Advising on Corporate Finance) 21 May 2018
GOFF John Swafford RO [1] (Dealing in Securities), [4] (Advising on Securities) 21 May 2018
LU Ting 陸挺 RE [4] (Advising on Securities) 14 May 2018
YAMANAKA Yuta RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 May 2018
KOBAYASHI Masanori RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 May 2018
ZHANG Chenzhong 張晨钟 RE [1] (Dealing in Securities) 10 May 2018
SESHASAYEE Aadit RE [4] (Advising on Securities) 02 May 2018
NORMAN Elodie Marie Julie RE [1] (Dealing in Securities) 02 May 2018
KIKUTAKE Takahiro 菊竹崇宏 RE [1] (Dealing in Securities) 27 April 2018
KONDO Takeshi RE [1] (Dealing in Securities) 26 April 2018
KAMIYA Takashi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 April 2018
CHEN Luqing 陳爐青 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2018
LIN Lin 林琳 RE [6] (Advising on Corporate Finance) 23 April 2018
HAN Chuan 韓川 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 April 2018
YEO Kai Jie RE [1] (Dealing in Securities) 19 April 2018
CHENG Chung Hin, Martin 鄭仲軒 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 April 2018
LAI Kin Pui 黎建培 RE [1] (Dealing in Securities) 16 April 2018
CHEN Chuanxuan 陳川炫 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 April 2018
LEE In Sun Vincent 李殷信 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 03 April 2018
CHEN Yini 陳依妮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 April 2018
SILLAM Jonathan Charles Marc RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 March 2018
TAKAKURA Kimihiro RE [1] (Dealing in Securities) 13 March 2018
TRINCA Giancarlo RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 March 2018
BHATI Anil RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 07 March 2018
AOKI Hidehiko RE [4] (Advising on Securities) 06 March 2018
WANG Xiaoming RE [1] (Dealing in Securities) 28 February 2018
KALRA Abhimanyu RE [1] (Dealing in Securities) 07 February 2018
WEN Dafu 聞達甫 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 February 2018
WANG Zhonghe 王仲何 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 January 2018
SMITH Guy William RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 15 January 2018
HO Yuen Kim 何遠儉 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 January 2018
CHAN Ho Kiu, Jovia 陳可翹 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 January 2018
GOZUBUYUK Halil Ibrahim RE [1] (Dealing in Securities) 04 January 2018
QUEK Weizhong Adrian RE [1] (Dealing in Securities) 03 January 2018
CHAUDHRY Anoop 周德禮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 January 2018
XU Jing 徐靜 RE [4] (Advising on Securities) 11 December 2017
ARLETTAZ Benoit Michel Jose RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 December 2017
SETH Chetan RE [4] (Advising on Securities) 01 December 2017
NANAVATI Amit Piyush RE [4] (Advising on Securities) 07 November 2017
CHOI Yiet Yu 蔡悅如 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 October 2017
LEE Shao-Tang 李紹唐 RE [4] (Advising on Securities) 10 October 2017
PUTHENVEEDU SAINUDEEN Anoop RE [1] (Dealing in Securities) 10 October 2017
ZHU Pingping 朱平平 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 October 2017
ASIJA Sahil Kumar RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 09 October 2017
ZHANG Kang 張康 RE [4] (Advising on Securities) 09 October 2017
DING Xiao RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 October 2017
BHANDARI Samir RE [1] (Dealing in Securities), [4] (Advising on Securities) 26 September 2017
WANG Xinqi 王昕琪 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 September 2017
WANG Jiali 王佳莉 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 September 2017
ZHAO Qing 趙青 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 September 2017
TAN Kah Bee RE [1] (Dealing in Securities) 30 August 2017
KANTHAN Aparna RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 August 2017
YEO Weng Cheong Sam RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 August 2017
CHEN Jordan Bo Ling 陳伯靈 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 August 2017
GRINZATO Eros RE [1] (Dealing in Securities) 28 August 2017
MAK Ka Wing 麥嘉榮 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 August 2017
WANG Ziren 王梓人 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 August 2017
CHEN HUNG 陳虹 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 August 2017
LAM Chung Shu Xylona 林仲樞 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 August 2017
FENG Yuqi 馮雨奇 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 August 2017
KUSUDA Yusuke 楠田悠介 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 August 2017
WU Chunlei 吳春雷 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 August 2017
WANG Ruilin 王睿琳 RE [1] (Dealing in Securities) 17 August 2017
TENG Chi-An 滕喆安 RE [4] (Advising on Securities) 14 August 2017
SHEA Pui Ho Kerry 佘培灝 RE [1] (Dealing in Securities) 14 August 2017
HSU Ying-chao 徐英超 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 August 2017
LI Wan-Ning 李婉寧 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 07 August 2017
WONG Wai Chi, Erica 黃瑋姿 RE [1] (Dealing in Securities) 01 August 2017
CHUAN Colin Ji Xing RE [1] (Dealing in Securities) 18 July 2017
OZASA Akihiro RE [1] (Dealing in Securities) 11 July 2017
GUO Hanze 郭瀚澤 RE [4] (Advising on Securities) 28 June 2017
FOO Huei Li RE [1] (Dealing in Securities) 28 June 2017
SIT Ko Wai 薛高偉 RE [1] (Dealing in Securities) 13 June 2017
JAIN Ajay RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 June 2017
WANG Lisheng 王立升 RE [4] (Advising on Securities) 05 May 2017
WANG Xinqi 王薪棋 RE [1] (Dealing in Securities) 21 April 2017
LI Yingshu 李穎舒 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 April 2017
PENG Bo 彭博 RE [4] (Advising on Securities) 13 March 2017
CHUNG Jason RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 March 2017
ROGERS Oliver James RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 March 2017
LIU Dudu 劉都都 RE [1] (Dealing in Securities) 27 February 2017
DUAN Bing 段冰 RE [4] (Advising on Securities) 16 January 2017
CHEN Philip Chun-fu 陳俊夫 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 January 2017
NOBLE Richard Grant RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 January 2017
CHEUNG Kar Yan Karina 張家欣 RE [1] (Dealing in Securities) 03 January 2017
MC NICHOLAS Daniel Patrick RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 19 December 2016
TSAI Pei-En 蔡佩恩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 04 November 2016
MALIK Ankur RE [4] (Advising on Securities) 24 October 2016
TESHIMA Kenji 豊嶋賢士 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 13 October 2016
MAIN DE BOISSIERE Gregoire, Pierre, Hubert RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 October 2016
WANG Chun-Kai 王俊凱 RE [4] (Advising on Securities) 11 October 2016
YAP Wei Wen Nicholas RE [4] (Advising on Securities) 28 September 2016
KOGAHARA So RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 September 2016
MAGHFUR USMAN Ahmad Bin RE [4] (Advising on Securities) 12 September 2016
LIN Long 林龍 RE [1] (Dealing in Securities) 08 September 2016
MIMURADA Jumpei RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 September 2016
KIM Minjung RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 September 2016
BOWMAN Steven Michael RE [1] (Dealing in Securities) 31 August 2016
PRITCHARD Laurie Thomas Mccurdy RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 August 2016
PENG Bo 彭博 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 29 August 2016
SHAO Qin 邵沁 RE [4] (Advising on Securities) 29 August 2016
CHEN Ling-Ching 陳鈴晴 RE [1] (Dealing in Securities) 25 August 2016
CHIU Hsu-hui Vanessa 邱旭暉 RE [1] (Dealing in Securities) 24 August 2016
LAI Brian 賴勇仁 RE [1] (Dealing in Securities) 22 August 2016
MIWA Takashi RE [4] (Advising on Securities) 22 August 2016
LO Wai Kwok Belinda 盧慧幗 RE [1] (Dealing in Securities) 03 August 2016
LEE Emily 李潁桐 RE [4] (Advising on Securities) 01 August 2016
BAILEY Robert Ogilvie RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 July 2016
SINGH Kunwardeep RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 July 2016
TSAI Yi-Ning 蔡伊甯 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 July 2016
JURUKUL Thanatcha RE [4] (Advising on Securities) 18 July 2016
MEHTA Devang Lalit RE [1] (Dealing in Securities) 29 June 2016
LO Kar Lay Gloria 盧嘉莉 RE [1] (Dealing in Securities) 13 June 2016
TAPADIA Alok Vimalkishore RE [1] (Dealing in Securities) 10 June 2016
YIP Kam Pang 葉錦鵬 RE [1] (Dealing in Securities) 01 June 2016
CHIA Jia Hao RE [1] (Dealing in Securities) 30 May 2016
MAK Wing Lun 麥永麟 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 May 2016
HO Wah Teng RE [1] (Dealing in Securities) 03 May 2016
SANO Yuki RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 20 April 2016
CHIU Lawrence Albert Hong Yui 趙匡銳 RE [1] (Dealing in Securities) 18 April 2016
KIM Jin Hew RE [1] (Dealing in Securities) 14 April 2016
ARORA Anupam RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 April 2016
GUPTA Ruchir RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 March 2016
CHING Hiang Lye Kelvin RE [1] (Dealing in Securities) 18 February 2016
KAMATH Rahul Rabindra RE [1] (Dealing in Securities) 15 February 2016
LI Xiaoran 李晓冉 RE [4] (Advising on Securities) 25 January 2016
BERA Siddhartha RE [4] (Advising on Securities) 20 January 2016
JEON Jay Hyun RE [1] (Dealing in Securities) 14 January 2016
HENG Johnny RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 December 2015
SHANTHAKUMAR Harun Thilak RE [1] (Dealing in Securities) 28 December 2015
HAMADA Masaki RE [1] (Dealing in Securities) 24 December 2015
CHAKRAVORTY Indranil RE [1] (Dealing in Securities) 16 December 2015
LEE Wing Hong Patrick 李永康 RE [1] (Dealing in Securities) 14 December 2015
CHAN Shuk Yee Stephanie 陳淑兒 RE [1] (Dealing in Securities) 02 December 2015
NITTA Kaoru RE [1] (Dealing in Securities), [4] (Advising on Securities) 30 November 2015
TAI Li Min 戴麗敏 RE [1] (Dealing in Securities) 17 November 2015
KUO Ching-Ting 郭景婷 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 November 2015
MARET Nicolas Andre Marcel RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 05 November 2015
MOSS Alister Grahame RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 November 2015
PANG Kwok Wing Joe 彭國榮 RE [1] (Dealing in Securities) 26 October 2015
CHAN Hua Jie Derek RE [1] (Dealing in Securities) 09 October 2015
PANDEY Varda RE [1] (Dealing in Securities) 07 October 2015
CHENG Lixing 程立行 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 October 2015
LEE Jie Ming Jeremy RE [1] (Dealing in Securities) 30 September 2015
MCCAFFERTY James Stephen RO [4] (Advising on Securities) 29 September 2015
MOAT Louise Jane RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 September 2015
TANG Raelene 陳薇伊 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2015
HUME Guy Vincent RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 28 August 2015
STAVREV Martin Valentinov RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 August 2015
WAH Ka Yin 華家燕 RE [1] (Dealing in Securities) 17 August 2015
XU Yiding 徐一丁 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 05 August 2015
YIP Kar Kay, Jonathan 葉嘉祺 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2015
WOO Jeh Hoon Alexander 禹濟勳 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 03 August 2015
DESQUIENS Dimitri Alain RE [1] (Dealing in Securities) 21 July 2015
LIN Lin 林琳 RE [4] (Advising on Securities) 17 July 2015
TANG Shengbo 唐圣波 RE [4] (Advising on Securities) 16 July 2015
BISWAS Priyankar RE [4] (Advising on Securities) 08 July 2015
LIN Hsueh Wei 林學偉 RE [1] (Dealing in Securities) 30 June 2015
LIN Lin 林琳 RE [1] (Dealing in Securities) 29 June 2015
TSUI Samuel 徐恩浩 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 June 2015
SLATER Gordon Edward RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 June 2015
SIMMONS Cameron Michael RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 June 2015
RAMSAY Keiran Alexander RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 17 June 2015
SIM Yew Chuan RE [1] (Dealing in Securities) 16 June 2015
DONG Nan 董楠 RE [1] (Dealing in Securities) 15 June 2015
CHAN Kwun Chi 陳觀志 RE [1] (Dealing in Securities) 09 June 2015
WANNER Robert Tapio RE [1] (Dealing in Securities) 04 June 2015
LEUNG Shau Lun 梁守綸 RE [4] (Advising on Securities) 02 June 2015
CHU Lindsay Li-shen RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 June 2015
ZHONG JIAJIA, Jaime 鍾家加 RE [1] (Dealing in Securities) 01 June 2015
MACGONIGAL Andrew James RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 01 June 2015
PARADISE George Leonard RE [1] (Dealing in Securities) 29 May 2015
ALLAN Stephen Raymond RE [1] (Dealing in Securities), [4] (Advising on Securities) 29 May 2015
ELLMORE Nicholas John RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 May 2015
XIAO Jialong 肖嘉隆 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 26 May 2015
MARSDEN Luke Hudson RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 May 2015
ZHOU Yang 周揚 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 March 2015
BRET Jean-Sebastien Pierre RO [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 March 2015
FUJISAWA Ichiro RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 23 February 2015
TICEHURST Andrew John RE [4] (Advising on Securities) 23 January 2015
YAO Shinichi RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 02 January 2015
FOCO Filippomaria RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 30 December 2014
HANZAWA Lili 半澤立里 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 November 2014
NG Kin Fung 伍健鋒 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 October 2014
HAN Chuan 韓川 RE [1] (Dealing in Securities) 07 October 2014
WATSON Nathan Jeffrey Leigh RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 24 September 2014
NOVAK Simon Jon RE [1] (Dealing in Securities) 10 September 2014
LLOYD Daniel Murray RE [1] (Dealing in Securities) 10 September 2014
SRIRAM Rajaram RE [4] (Advising on Securities) 07 August 2014
LAM Sze Wan, Priscilla 林詩韻 RE [1] (Dealing in Securities) 01 August 2014
MONAGHAN Matthew Larkin RE [1] (Dealing in Securities) 02 July 2014
NAKAMURA Yasuhiro RE [1] (Dealing in Securities) 02 July 2014
METCALFE Ben RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 02 July 2014
TANZIL Wiharjo 陳楡忠 RE [1] (Dealing in Securities) 19 June 2014
RAO Tingting 饒婷婷 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 11 June 2014
TAM King Pui, Juliana 譚璟珮 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 22 April 2014
CHOI Jae Hyung RE [4] (Advising on Securities) 15 April 2014
GARG Ankit RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 April 2014
LEE Chan Wook 李燦旭 RE [1] (Dealing in Securities) 11 April 2014
SHAH Apoorva RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 February 2014
LING Leslie RE [1] (Dealing in Securities) 31 December 2013
VICKERTON Thomas Andrew RE [2] (Dealing in Futures Contracts) 30 December 2013
HIGUCHI Hajime RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 19 December 2013
ZHANG Yi 張誼 RE [1] (Dealing in Securities) 02 December 2013
SHIH Mei-Yu 史美瑜 RE [1] (Dealing in Securities) 02 December 2013
KIM Hyung Kon RE [1] (Dealing in Securities) 18 November 2013
LEE Jae IL RE [1] (Dealing in Securities) 14 November 2013
TSAI Jwo-Ru 蔡卓儒 RE [1] (Dealing in Securities) 28 October 2013
SANO Nobuhiro 佐野伸広 RO [1] (Dealing in Securities), [4] (Advising on Securities) 13 September 2013
CHEONG Tat Shing, Anthony 莊達城 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 09 September 2013
GUPTA Abhishek RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 04 September 2013
FU Yu Chanel RE [2] (Dealing in Futures Contracts) 12 August 2013
KWOK Pui Shan, Tina 郭佩珊 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 August 2013
XIA Tian 夏天 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 July 2013
LI Lok See, Haley 李樂晞 RE [1] (Dealing in Securities) 12 July 2013
NARAYAN Vishal RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 June 2013
HANLY Seamus Anthony RE [6] (Advising on Corporate Finance) 08 April 2013
LEUNG Wing Tai, Terry 梁永泰 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 March 2013
KAJBAJE Sudhanshu RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 December 2012
LEE Min Ha 李旻河 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 November 2012
IRIE Hiromasa RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 17 October 2012
YUE Wan Chi 余韻芝 RE [1] (Dealing in Securities) 10 October 2012
BATT Thomas Gordon RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 October 2012
YAGI Minoru RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 18 September 2012
SOMANI Sandeep RE [1] (Dealing in Securities) 13 September 2012
WONG Ming Him 黃銘謙 RE [4] (Advising on Securities) 17 July 2012
LI Yik 李燚 RE [1] (Dealing in Securities) 12 July 2012
SHAH Arvind RE [1] (Dealing in Securities) 03 July 2012
CHUANG Mei 莊美 RE [1] (Dealing in Securities) 05 June 2012
HIRABAYASHI Yasuko RE [2] (Dealing in Futures Contracts) 15 March 2012
CHAN Man Shun 陳文信 RE [4] (Advising on Securities) 13 January 2012
LAW Ka On, Andy 羅家安 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 30 November 2011
SKILTON Edwin RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 25 November 2011
HO King Shiu, Nelson 何景兆 RE [1] (Dealing in Securities) 17 November 2011
CHOW Tung 周彤 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 October 2011
SHARMA Anil RE [4] (Advising on Securities) 13 October 2011
HONG Sunyoung RE [4] (Advising on Securities) 30 September 2011
MIYASHIRO Ken RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 02 September 2011
MOHATA Tushar RE [4] (Advising on Securities) 24 August 2011
LUK Kuo Sheng, James 陸覺生 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 22 August 2011
LIN Pei-Jung 林佩蓉 RE [1] (Dealing in Securities) 22 August 2011
ZHENG Hao 鄭好 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 08 August 2011
FU Yu Chanel RE [1] (Dealing in Securities) 28 July 2011
YIP Wai Yin, Maria 葉慧妍 RE [1] (Dealing in Securities) 15 July 2011
CHAN Man Shun 陳文信 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 04 July 2011
LEUNG Chun Ho 梁俊豪 RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 29 June 2011
LI Hui 李輝 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 June 2011
GUPTA Gaurav RE [4] (Advising on Securities) 13 April 2011
SHETH Samir RE [1] (Dealing in Securities) 29 March 2011
LIU Hui-Yi 劉慧儀 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 18 March 2011
SINGH Kapil RE [4] (Advising on Securities) 08 March 2011
SEFRI David Kustandi RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 February 2011
WANG Min-hsiang 王敏祥 RE [1] (Dealing in Securities) 08 September 2010
NOGUCHI Ken RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 24 August 2010
SU Yuan-hui 蘇圓惠 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 August 2010
CHEN Luqing 陳爐青 RE [1] (Dealing in Securities) 09 August 2010
WRIGHT Richard RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 20 July 2010
ABBAS Syed Asad RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 June 2010
YAU Man Him 邱文謙 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 13 May 2010
YAN Wentao 顏文韜 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 15 April 2010
CHEN Tsung-chien 陳宗健 RE [1] (Dealing in Securities) 26 March 2010
JENG Ming-tzung 鄭明宗 RE [4] (Advising on Securities) 24 February 2010
ZHU Anne Rui 朱叡 RE [1] (Dealing in Securities), [4] (Advising on Securities) 18 January 2010
TIWARI Abhishek RE [4] (Advising on Securities) 30 December 2009
MUIR Thibault Jean Paul RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 28 December 2009
LIN Ming-jung 林明蓉 RE [1] (Dealing in Securities) 14 December 2009
CHAN Hong 陳慷 RE [1] (Dealing in Securities) 27 November 2009
CHU Wen-ching 朱文慶 RE [1] (Dealing in Securities) 01 September 2009
LI Hui 李輝 RE [1] (Dealing in Securities) 04 August 2009
TSUNODA Shinsuke RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 23 July 2009
TUNG Hong, Erik 童慷 RO [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 06 May 2009
HO Kelvin Teik Chye RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 27 March 2009
LEUNG Cheuk Shun, Jackson 梁卓信 RE [1] (Dealing in Securities) 20 March 2009
HANLY Seamus Anthony RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 16 March 2009
CHAN Ka Ying 陳嘉盈 RE [2] (Dealing in Futures Contracts) 14 March 2009
HIRABAYASHI Yasuko RE [1] (Dealing in Securities) 06 March 2009
CHEUNG Wing Yan 張詠欣 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 05 March 2009
CHAN Ka Ying 陳嘉盈 RE [1] (Dealing in Securities) 25 February 2009
CHUNG Chang Won RE [4] (Advising on Securities) 18 February 2009
MUKHERJEE Saion RE [4] (Advising on Securities) 23 January 2009
AWASTHI Prabhat RE [4] (Advising on Securities) 19 January 2009
JEONG Myoung Seok 鄭明錫 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 14 January 2009
CHAN Wing Yin 陳詠賢 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 27 November 2008
SUBBARAMAN Robert Nemmara RE [4] (Advising on Securities) 26 November 2008
CHAN Hong 陳慷 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance) 10 October 2008
GOFF John Swafford RE [2] (Dealing in Futures Contracts) 10 October 2008
VARSHNEY Varun RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 October 2008
TIWARI Abhishek RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 10 October 2008
FOK Chung Yin 霍聰賢 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 October 2008
TAN Rina 陳蕊娜 RE [1] (Dealing in Securities), [4] (Advising on Securities) 10 October 2008
HUNG Janet Yi Kui 熊伊逵 RE [1] (Dealing in Securities) 10 October 2008
LING Kevin Kai Yuen 林啟源 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 09 October 2008
WU Pin Yi 吳品一 RE [1] (Dealing in Securities), [4] (Advising on Securities) 20 August 2008
VICKERTON Thomas Andrew RE [1] (Dealing in Securities) 20 March 2008
NISHIKADO Asako RE [4] (Advising on Securities) 05 December 2007
LEUNG Shui Yee 梁瑞儀 RE [5] (Advising on Futures Contracts) 28 November 2007
LEE Chia-ling 李佳伶 RE [4] (Advising on Securities) 26 November 2007
NARAHASHI Hideyuki RE [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) 21 November 2007
DOVE Spencer Charles Clark RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 09 October 2007
KAWAHARA Michiko RE [2] (Dealing in Futures Contracts) 21 August 2007
INUKAI Masao 犬養昌生 RE [6] (Advising on Corporate Finance) 08 June 2006
SONG Eun Jung RE [4] (Advising on Securities) 03 January 2006
HAO Xin 郝昕 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 August 2005
TAN Kwan Liang, Terence RE [1] (Dealing in Securities) 14 April 2005
INUKAI Masao 犬養昌生 RE [2] (Dealing in Futures Contracts) 29 December 2004
NG Ka Chung 吳家聰 RE [4] (Advising on Securities) 06 December 2004
POON Peter Chi Kin 潘子健 RE [2] (Dealing in Futures Contracts) 29 November 2004
NG Ka Chung 吳家聰 RE [1] (Dealing in Securities), [6] (Advising on Corporate Finance) 19 July 2004
PHUN Wai Kheng 潘惠婷 RE [1] (Dealing in Securities) 01 April 2003
CHEUNG San Tat 張新達 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 01 April 2003
POON Peter Chi Kin 潘子健 RE [1] (Dealing in Securities) 01 April 2003
KAWAHARA Michiko RE [1] (Dealing in Securities) 01 April 2003