Current licenceholders of AAF742 Nomura International (Hong Kong) Limited 野村國際(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LIU Yifan 劉一帆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 July 2020 |
| YU Peng 余芃 | RE | [1] (Dealing in Securities) | 06 July 2020 |
| QIU Yong 邱勇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 June 2020 |
| KIKUCHI Kentaro | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 June 2020 |
| LAU Patrick Park To | RE | [1] (Dealing in Securities) | 17 June 2020 |
| LI Sicong 李思聰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 15 June 2020 |
| CHAN Shing Ho Howard 陳成浩 | RE | [1] (Dealing in Securities) | 15 June 2020 |
| TANG Wai Yeen Gwyneth | RE | [1] (Dealing in Securities) | 10 June 2020 |
| FEI Yi 費奕 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 June 2020 |
| PANG Eric Kwok Lik 彭國力 | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 12 May 2020 |
| MARTIN James John Richard | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 12 May 2020 |
| LEE Shih-Hsin 李世欣 | RE | [1] (Dealing in Securities) | 11 May 2020 |
| TEO Sher-Lyn, Corrinne 張施琳 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 May 2020 |
| MC CARRON Ciaran Peter | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 08 May 2020 |
| NG Wai Bun, Reuben 吳維斌 | RE | [1] (Dealing in Securities) | 07 April 2020 |
| LIM Yew Keng Benjamin | RE | [1] (Dealing in Securities) | 18 March 2020 |
| MOK Mun Kwan 莫滿坤 | RE | [1] (Dealing in Securities) | 09 March 2020 |
| THIRUVENGADASAMY Balaji | RE | [1] (Dealing in Securities) | 09 March 2020 |
| SHAH Mihir Paresh | RE | [4] (Advising on Securities) | 09 March 2020 |
| LEE Jack Sze Chit 李思捷 | RE | [1] (Dealing in Securities) | 02 March 2020 |
| PARK Soyup | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 February 2020 |
| SUGIYAMA Yoshinobu | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 14 February 2020 |
| ACHAREKAR Priyanka Manish | RE | [1] (Dealing in Securities) | 12 February 2020 |
| YAN Wentao 顏文韜 | RE | [4] (Advising on Securities) | 03 February 2020 |
| XU Yi 徐一 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 February 2020 |
| WEN Xin 溫馨 | RE | [4] (Advising on Securities) | 29 January 2020 |
| VARSHNEY Varun | RE | [4] (Advising on Securities) | 23 January 2020 |
| CHOU Pei Shen 周沛生 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 January 2020 |
| GAO Luyan 高路延 | RE | [1] (Dealing in Securities) | 06 January 2020 |
| KHELA Bubledeep Singh | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 02 January 2020 |
| SHING Jasmine See-Lung 成思瓏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 02 January 2020 |
| AU Cheuk Kwan 區卓筠 | RE | [1] (Dealing in Securities) | 30 December 2019 |
| SO Ying Sze 蘇映思 | RE | [1] (Dealing in Securities) | 23 December 2019 |
| KEUNG Lok Ting Nicole 強洛婷 | RE | [1] (Dealing in Securities) | 16 December 2019 |
| CHUANG Zhi Wei Farhan | RE | [1] (Dealing in Securities) | 10 December 2019 |
| LI Weiying 李韦颖 | RE | [1] (Dealing in Securities) | 04 December 2019 |
| CHEUNG Ka Hang 張嘉衡 | RE | [4] (Advising on Securities) | 03 December 2019 |
| LIU Yik Yu 廖翊宇 | RE | [4] (Advising on Securities) | 02 December 2019 |
| MOMOSE Yoshitake | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 November 2019 |
| KWAN Chun Wai, Roy 關振緯 | RE | [1] (Dealing in Securities) | 25 November 2019 |
| YU Peng 余芃 | RE | [4] (Advising on Securities) | 15 November 2019 |
| GHIA Manish Hasmukh | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 November 2019 |
| LAM Hon Shing 林漢城 | RE | [1] (Dealing in Securities) | 13 November 2019 |
| LEUNG Pui Yin 梁佩妍 | RE | [1] (Dealing in Securities) | 11 November 2019 |
| TAKAHASHI Shohei | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 November 2019 |
| CHENG Wing Sze 鄭泳詩 | RE | [1] (Dealing in Securities) | 04 November 2019 |
| XIONG Yanling 熊妍羚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 November 2019 |
| KULKARNI Vishal Gundopant | RE | [4] (Advising on Securities) | 28 October 2019 |
| FUKUYAMA Kunishige | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 October 2019 |
| CHANG Moon Sung 張文誠 | RE | [1] (Dealing in Securities) | 22 October 2019 |
| CHAN Kam Yui 陳錦銳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 October 2019 |
| KAMATA Toru | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 14 October 2019 |
| KUM Young Woon | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 October 2019 |
| HUNG Tsz Ying 洪芷瑩 | RE | [1] (Dealing in Securities) | 03 October 2019 |
| SVIRIN Anton | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 02 October 2019 |
| XU Haole 徐好樂 | RE | [1] (Dealing in Securities) | 26 September 2019 |
| WU Siyu 吴思宇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 September 2019 |
| MAK Karen 麥鞽譩 | RE | [1] (Dealing in Securities) | 12 September 2019 |
| PRESTON Benjamin | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 September 2019 |
| LIU Yu-chun 劉俞君 | RE | [1] (Dealing in Securities) | 09 September 2019 |
| SHEN Xiangfei 沈翔飛 | RE | [4] (Advising on Securities) | 06 September 2019 |
| SEKIZUKA Masayuki | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [6] (Advising on Corporate Finance) | 05 September 2019 |
| TEO Wan Ting Nico | RE | [1] (Dealing in Securities) | 05 September 2019 |
| LEUNG Yuk Hei, Thomas 梁煜熙 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 September 2019 |
| ZHOU Weilong | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 September 2019 |
| LEE Joon Woo | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| WANG Zaiyuan 王再緣 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| TAM Tsz Tsung 譚紫驄 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| HU Liang 胡量 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| ZHANG Jingyi 張境倚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| ZHOU Yihan 周逸翰 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| LEUNG Chi Kan 梁志勤 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 August 2019 |
| CHAU Wai Man, Josephine 周慧文 | RE | [1] (Dealing in Securities) | 28 August 2019 |
| ZHANG Xichen 张希琛 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 August 2019 |
| TSE Hillary Wai Yi 謝瑋懿 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 August 2019 |
| LEUNG Long Hay Charlton 梁朗希 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 August 2019 |
| KHAIRPURI Prashant Kumar | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 August 2019 |
| SHI Zhongwei 史中偉 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 August 2019 |
| SEKSIK Raphael | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 August 2019 |
| STREATFIELD David Alan | RE | [2] (Dealing in Futures Contracts) | 20 August 2019 |
| WANG Shaoyue 王劭岳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 August 2019 |
| CHU Chen Chung, Dominic 朱承宗 | RE | [4] (Advising on Securities) | 16 August 2019 |
| CHANG Ching-Yu 張靜玉 | RE | [1] (Dealing in Securities) | 14 August 2019 |
| LAU Ka Chun, Ringo 劉家俊 | RE | [1] (Dealing in Securities) | 12 August 2019 |
| TANIGAKI Hiroshi | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 August 2019 |
| HUNG Janet Yi Kui 熊伊逵 | RE | [2] (Dealing in Futures Contracts) | 02 August 2019 |
| KIHARA Takao | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 August 2019 |
| SEFRI David Kustandi | RE | [2] (Dealing in Futures Contracts) | 01 August 2019 |
| SIT Ko Wai 薛高偉 | RE | [2] (Dealing in Futures Contracts) | 01 August 2019 |
| STREATFIELD David Alan | RE | [1] (Dealing in Securities) | 29 July 2019 |
| GURNANI Jitesh Motiram | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 25 July 2019 |
| CHU Chen Chung, Dominic 朱承宗 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 22 July 2019 |
| HORI Mikinao | RE | [1] (Dealing in Securities) | 18 July 2019 |
| SASAKI Daisuke | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 16 July 2019 |
| UEMURA Tai | RE | [2] (Dealing in Futures Contracts) | 08 July 2019 |
| LIN Long 林龍 | RE | [2] (Dealing in Futures Contracts) | 04 July 2019 |
| GUPTA Vikram | RE | [1] (Dealing in Securities) | 04 July 2019 |
| HSIAO Irena 蕭藹琳 | RE | [1] (Dealing in Securities) | 02 July 2019 |
| LIN Hsueh Fen 林雪芬 | RE | [1] (Dealing in Securities) | 02 July 2019 |
| KUNG Pei Hsuan 貢培萱 | RE | [1] (Dealing in Securities) | 02 July 2019 |
| LAU Ho Lam Rex 劉浩林 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 July 2019 |
| POON Kit Ying 潘潔盈 | RE | [1] (Dealing in Securities) | 27 June 2019 |
| KIYOTA Akira | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 June 2019 |
| NISHIMURA Shintaro | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 June 2019 |
| LEE Joon Ho | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 June 2019 |
| LAU Man Ying 劉敏瑩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 June 2019 |
| TING Zaixiong Shaun | RE | [1] (Dealing in Securities) | 06 June 2019 |
| WANG Tong 王桐 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 June 2019 |
| YOUL Gordon Phillip | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 31 May 2019 |
| REN Yuci 任予慈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 May 2019 |
| HU Yanmo 胡硯墨 | RE | [1] (Dealing in Securities) | 27 May 2019 |
| TAN Kor Heng David | RE | [1] (Dealing in Securities) | 23 May 2019 |
| QIAN Linjuan 錢琳涓 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 May 2019 |
| WAN Cheuk Hei 尹卓希 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 May 2019 |
| WU Xiuyuan 吳修遠 | RE | [1] (Dealing in Securities) | 16 May 2019 |
| NAKATSUKA Yusuke | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 14 May 2019 |
| TAKAHASHI Hiroki | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 May 2019 |
| HENG Soon Keat | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 May 2019 |
| ITO Kazumasa | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 May 2019 |
| UEMURA Tai | RE | [1] (Dealing in Securities) | 26 April 2019 |
| SHARMA Saumya | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 April 2019 |
| KURIHARA Yuji | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 23 April 2019 |
| GOTO Masahiro | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2019 |
| SHIMIZU Akiko | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2019 |
| ITO Shunsuke | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2019 |
| IGARASHI Akihiro | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 April 2019 |
| KWON Taeyoun | RE | [1] (Dealing in Securities) | 09 April 2019 |
| BHAGAT Abbas Taher | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 April 2019 |
| WU Huey-ming 吳慧明 | RO | [1] (Dealing in Securities) | 04 April 2019 |
| DAN Hiroyuki | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 April 2019 |
| SATO Hiroyuki | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 March 2019 |
| GUO Yichen 郭一辰 | RE | [4] (Advising on Securities) | 11 March 2019 |
| WANG Congshi | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 March 2019 |
| WU You 吳囿 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 01 March 2019 |
| TAKALKAR Hemant Anil | RE | [1] (Dealing in Securities) | 14 February 2019 |
| MOGI Yutaka | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 11 February 2019 |
| KAMARUZZAMAN Nor Hisham Bin | RE | [1] (Dealing in Securities) | 28 January 2019 |
| CHAN Belle | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 January 2019 |
| MIKKILINENI Bharath | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 January 2019 |
| PATRON ORTIZ Alvaro Fernando | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 January 2019 |
| EL HICHERI Fayez | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 January 2019 |
| AKATSUKA Yo | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 January 2019 |
| OYAMA Hideki | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 January 2019 |
| WATANABE SAKI | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 January 2019 |
| CHEN Zehua 陳澤華 | RE | [4] (Advising on Securities) | 19 December 2018 |
| CHANG Cheng-Yu 張正宇 | RE | [4] (Advising on Securities) | 10 December 2018 |
| LAI Qimei 賴綺玫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 December 2018 |
| BI Mingqiang 畢銘強 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 December 2018 |
| TANG Ho Ming 鄧皓銘 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 December 2018 |
| TONG Nga Lai 唐雅麗 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 November 2018 |
| NANAVATI Jwalant Hemanshu | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 November 2018 |
| PARKASH Ashvin | RE | [1] (Dealing in Securities) | 15 November 2018 |
| WONG Chun Ho 王俊豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 November 2018 |
| MIURA Takashi | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 November 2018 |
| PATOIS Jean-Baptiste, Francois, Damien, Henri | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 02 November 2018 |
| BAKER Joseph Gerard | RE | [1] (Dealing in Securities) | 24 October 2018 |
| HEUNG Fu Nang, Martin 香富能 | RE | [4] (Advising on Securities) | 22 October 2018 |
| MA Weiji 馬維驥 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 October 2018 |
| MA Teng 馬騰 | RE | [4] (Advising on Securities) | 08 October 2018 |
| CHAK Chee Weng 翟志榮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 October 2018 |
| XU Diyu 徐帝雨 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 October 2018 |
| LING Yee Man, May 凌意文 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 September 2018 |
| WU Yi 吳昳 | RE | [1] (Dealing in Securities) | 20 September 2018 |
| TSANG Man Chung, Timothy 曾敏聰 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 19 September 2018 |
| BANGLANI Saurabh | RE | [1] (Dealing in Securities) | 12 September 2018 |
| WANG Ting 王挺 | RE | [1] (Dealing in Securities) | 11 September 2018 |
| JOSHI Deepak | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 September 2018 |
| WU Jingsu 吳敬蘇 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 September 2018 |
| NAKABAYASHI Mitsugu 中林 貢 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 September 2018 |
| LEE Kai Xuan Almeric 李凱軒 | RE | [1] (Dealing in Securities) | 10 September 2018 |
| XU Yongquan 徐永銓 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 September 2018 |
| CHEN Wei 陳蔚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 September 2018 |
| KARWAL Vijay Paul | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 September 2018 |
| CHAN Ka Lok 陳家諾 | RE | [1] (Dealing in Securities) | 03 September 2018 |
| ZHANG Yan 張晏 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 August 2018 |
| CHO Yeong Jun | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 August 2018 |
| JIA Shengbai 賈声白 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 August 2018 |
| CHEN Runhua 陳潤樺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 August 2018 |
| XU Wei 徐威 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 27 August 2018 |
| HE Letian 何乐天 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 27 August 2018 |
| SO Pak Hay, Pascal 蘇柏熙 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 27 August 2018 |
| WU Yiwen 吳軼文 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 27 August 2018 |
| THOMAS Tristan Roland France | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 20 August 2018 |
| WANG Jing 王競 | RE | [4] (Advising on Securities) | 17 August 2018 |
| NISHI Tetsuhiro | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 08 August 2018 |
| KONG Heng Siong | RE | [4] (Advising on Securities) | 06 August 2018 |
| JIANG Yinwen 蔣寅雯 | RE | [1] (Dealing in Securities) | 01 August 2018 |
| WONG Poh Yoke | RE | [1] (Dealing in Securities) | 30 July 2018 |
| VERMA Pramath | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 July 2018 |
| BEST David Gareth | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 26 July 2018 |
| NG Wing Sum, Vincent 吳永森 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 16 July 2018 |
| AWASTHI Prabhat | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 16 July 2018 |
| XU Zuoyang 徐祚阳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 July 2018 |
| HUANG Hannah | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 July 2018 |
| ZHU Xiaotian 祝驍天 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 July 2018 |
| KOH Selene, Su Lin | RE | [1] (Dealing in Securities) | 29 June 2018 |
| JIRARI Mohamed El Hadi | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 25 June 2018 |
| HO Yuen Kim 何遠儉 | RE | [6] (Advising on Corporate Finance) | 11 June 2018 |
| WANG Xinqi 王薪棋 | RE | [2] (Dealing in Futures Contracts) | 11 June 2018 |
| WEBB Robert | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 06 June 2018 |
| TRIVEDI Anshul | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 May 2018 |
| YANG Sikai 楊斯凱 | RE | [1] (Dealing in Securities) | 28 May 2018 |
| NITTA Kaoru | RE | [6] (Advising on Corporate Finance) | 28 May 2018 |
| KHARA Tejas Arvind | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 May 2018 |
| ZHOU ZHOU 周舟 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 May 2018 |
| GOFF John Swafford | RE | [5] (Advising on Futures Contracts), [6] (Advising on Corporate Finance) | 21 May 2018 |
| GOFF John Swafford | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 21 May 2018 |
| LU Ting 陸挺 | RE | [4] (Advising on Securities) | 14 May 2018 |
| YAMANAKA Yuta | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 May 2018 |
| KOBAYASHI Masanori | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 May 2018 |
| ZHANG Chenzhong 張晨钟 | RE | [1] (Dealing in Securities) | 10 May 2018 |
| SESHASAYEE Aadit | RE | [4] (Advising on Securities) | 02 May 2018 |
| NORMAN Elodie Marie Julie | RE | [1] (Dealing in Securities) | 02 May 2018 |
| KIKUTAKE Takahiro 菊竹崇宏 | RE | [1] (Dealing in Securities) | 27 April 2018 |
| KONDO Takeshi | RE | [1] (Dealing in Securities) | 26 April 2018 |
| KAMIYA Takashi | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 April 2018 |
| CHEN Luqing 陳爐青 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2018 |
| LIN Lin 林琳 | RE | [6] (Advising on Corporate Finance) | 23 April 2018 |
| HAN Chuan 韓川 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 April 2018 |
| YEO Kai Jie | RE | [1] (Dealing in Securities) | 19 April 2018 |
| CHENG Chung Hin, Martin 鄭仲軒 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 April 2018 |
| LAI Kin Pui 黎建培 | RE | [1] (Dealing in Securities) | 16 April 2018 |
| CHEN Chuanxuan 陳川炫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 April 2018 |
| LEE In Sun Vincent 李殷信 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 03 April 2018 |
| CHEN Yini 陳依妮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 April 2018 |
| SILLAM Jonathan Charles Marc | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 20 March 2018 |
| TAKAKURA Kimihiro | RE | [1] (Dealing in Securities) | 13 March 2018 |
| TRINCA Giancarlo | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 March 2018 |
| BHATI Anil | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 07 March 2018 |
| AOKI Hidehiko | RE | [4] (Advising on Securities) | 06 March 2018 |
| WANG Xiaoming | RE | [1] (Dealing in Securities) | 28 February 2018 |
| KALRA Abhimanyu | RE | [1] (Dealing in Securities) | 07 February 2018 |
| WEN Dafu 聞達甫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 February 2018 |
| WANG Zhonghe 王仲何 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 January 2018 |
| SMITH Guy William | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 15 January 2018 |
| HO Yuen Kim 何遠儉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 08 January 2018 |
| CHAN Ho Kiu, Jovia 陳可翹 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 08 January 2018 |
| GOZUBUYUK Halil Ibrahim | RE | [1] (Dealing in Securities) | 04 January 2018 |
| QUEK Weizhong Adrian | RE | [1] (Dealing in Securities) | 03 January 2018 |
| CHAUDHRY Anoop 周德禮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 January 2018 |
| XU Jing 徐靜 | RE | [4] (Advising on Securities) | 11 December 2017 |
| ARLETTAZ Benoit Michel Jose | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 December 2017 |
| SETH Chetan | RE | [4] (Advising on Securities) | 01 December 2017 |
| NANAVATI Amit Piyush | RE | [4] (Advising on Securities) | 07 November 2017 |
| CHOI Yiet Yu 蔡悅如 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 October 2017 |
| LEE Shao-Tang 李紹唐 | RE | [4] (Advising on Securities) | 10 October 2017 |
| PUTHENVEEDU SAINUDEEN Anoop | RE | [1] (Dealing in Securities) | 10 October 2017 |
| ZHU Pingping 朱平平 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 October 2017 |
| ASIJA Sahil Kumar | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 09 October 2017 |
| ZHANG Kang 張康 | RE | [4] (Advising on Securities) | 09 October 2017 |
| DING Xiao | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 October 2017 |
| BHANDARI Samir | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 26 September 2017 |
| WANG Xinqi 王昕琪 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 September 2017 |
| WANG Jiali 王佳莉 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 September 2017 |
| ZHAO Qing 趙青 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 September 2017 |
| TAN Kah Bee | RE | [1] (Dealing in Securities) | 30 August 2017 |
| KANTHAN Aparna | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 August 2017 |
| YEO Weng Cheong Sam | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 August 2017 |
| CHEN Jordan Bo Ling 陳伯靈 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 August 2017 |
| GRINZATO Eros | RE | [1] (Dealing in Securities) | 28 August 2017 |
| MAK Ka Wing 麥嘉榮 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2017 |
| WANG Ziren 王梓人 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2017 |
| CHEN HUNG 陳虹 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2017 |
| LAM Chung Shu Xylona 林仲樞 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2017 |
| FENG Yuqi 馮雨奇 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 August 2017 |
| KUSUDA Yusuke 楠田悠介 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 August 2017 |
| WU Chunlei 吳春雷 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 August 2017 |
| WANG Ruilin 王睿琳 | RE | [1] (Dealing in Securities) | 17 August 2017 |
| TENG Chi-An 滕喆安 | RE | [4] (Advising on Securities) | 14 August 2017 |
| SHEA Pui Ho Kerry 佘培灝 | RE | [1] (Dealing in Securities) | 14 August 2017 |
| HSU Ying-chao 徐英超 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 07 August 2017 |
| LI Wan-Ning 李婉寧 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 07 August 2017 |
| WONG Wai Chi, Erica 黃瑋姿 | RE | [1] (Dealing in Securities) | 01 August 2017 |
| CHUAN Colin Ji Xing | RE | [1] (Dealing in Securities) | 18 July 2017 |
| OZASA Akihiro | RE | [1] (Dealing in Securities) | 11 July 2017 |
| GUO Hanze 郭瀚澤 | RE | [4] (Advising on Securities) | 28 June 2017 |
| FOO Huei Li | RE | [1] (Dealing in Securities) | 28 June 2017 |
| SIT Ko Wai 薛高偉 | RE | [1] (Dealing in Securities) | 13 June 2017 |
| JAIN Ajay | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 05 June 2017 |
| WANG Lisheng 王立升 | RE | [4] (Advising on Securities) | 05 May 2017 |
| WANG Xinqi 王薪棋 | RE | [1] (Dealing in Securities) | 21 April 2017 |
| LI Yingshu 李穎舒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 April 2017 |
| PENG Bo 彭博 | RE | [4] (Advising on Securities) | 13 March 2017 |
| CHUNG Jason | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 March 2017 |
| ROGERS Oliver James | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 01 March 2017 |
| LIU Dudu 劉都都 | RE | [1] (Dealing in Securities) | 27 February 2017 |
| DUAN Bing 段冰 | RE | [4] (Advising on Securities) | 16 January 2017 |
| CHEN Philip Chun-fu 陳俊夫 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 January 2017 |
| NOBLE Richard Grant | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 January 2017 |
| CHEUNG Kar Yan Karina 張家欣 | RE | [1] (Dealing in Securities) | 03 January 2017 |
| MC NICHOLAS Daniel Patrick | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 19 December 2016 |
| TSAI Pei-En 蔡佩恩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 04 November 2016 |
| MALIK Ankur | RE | [4] (Advising on Securities) | 24 October 2016 |
| TESHIMA Kenji 豊嶋賢士 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 13 October 2016 |
| MAIN DE BOISSIERE Gregoire, Pierre, Hubert | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 October 2016 |
| WANG Chun-Kai 王俊凱 | RE | [4] (Advising on Securities) | 11 October 2016 |
| YAP Wei Wen Nicholas | RE | [4] (Advising on Securities) | 28 September 2016 |
| KOGAHARA So | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 September 2016 |
| MAGHFUR USMAN Ahmad Bin | RE | [4] (Advising on Securities) | 12 September 2016 |
| LIN Long 林龍 | RE | [1] (Dealing in Securities) | 08 September 2016 |
| MIMURADA Jumpei | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 05 September 2016 |
| KIM Minjung | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 September 2016 |
| BOWMAN Steven Michael | RE | [1] (Dealing in Securities) | 31 August 2016 |
| PRITCHARD Laurie Thomas Mccurdy | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 29 August 2016 |
| PENG Bo 彭博 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 29 August 2016 |
| SHAO Qin 邵沁 | RE | [4] (Advising on Securities) | 29 August 2016 |
| CHEN Ling-Ching 陳鈴晴 | RE | [1] (Dealing in Securities) | 25 August 2016 |
| CHIU Hsu-hui Vanessa 邱旭暉 | RE | [1] (Dealing in Securities) | 24 August 2016 |
| LAI Brian 賴勇仁 | RE | [1] (Dealing in Securities) | 22 August 2016 |
| MIWA Takashi | RE | [4] (Advising on Securities) | 22 August 2016 |
| LO Wai Kwok Belinda 盧慧幗 | RE | [1] (Dealing in Securities) | 03 August 2016 |
| LEE Emily 李潁桐 | RE | [4] (Advising on Securities) | 01 August 2016 |
| BAILEY Robert Ogilvie | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 July 2016 |
| SINGH Kunwardeep | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 July 2016 |
| TSAI Yi-Ning 蔡伊甯 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 July 2016 |
| JURUKUL Thanatcha | RE | [4] (Advising on Securities) | 18 July 2016 |
| MEHTA Devang Lalit | RE | [1] (Dealing in Securities) | 29 June 2016 |
| LO Kar Lay Gloria 盧嘉莉 | RE | [1] (Dealing in Securities) | 13 June 2016 |
| TAPADIA Alok Vimalkishore | RE | [1] (Dealing in Securities) | 10 June 2016 |
| YIP Kam Pang 葉錦鵬 | RE | [1] (Dealing in Securities) | 01 June 2016 |
| CHIA Jia Hao | RE | [1] (Dealing in Securities) | 30 May 2016 |
| MAK Wing Lun 麥永麟 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 May 2016 |
| HO Wah Teng | RE | [1] (Dealing in Securities) | 03 May 2016 |
| SANO Yuki | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 20 April 2016 |
| CHIU Lawrence Albert Hong Yui 趙匡銳 | RE | [1] (Dealing in Securities) | 18 April 2016 |
| KIM Jin Hew | RE | [1] (Dealing in Securities) | 14 April 2016 |
| ARORA Anupam | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 April 2016 |
| GUPTA Ruchir | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 March 2016 |
| CHING Hiang Lye Kelvin | RE | [1] (Dealing in Securities) | 18 February 2016 |
| KAMATH Rahul Rabindra | RE | [1] (Dealing in Securities) | 15 February 2016 |
| LI Xiaoran 李晓冉 | RE | [4] (Advising on Securities) | 25 January 2016 |
| BERA Siddhartha | RE | [4] (Advising on Securities) | 20 January 2016 |
| JEON Jay Hyun | RE | [1] (Dealing in Securities) | 14 January 2016 |
| HENG Johnny | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 28 December 2015 |
| SHANTHAKUMAR Harun Thilak | RE | [1] (Dealing in Securities) | 28 December 2015 |
| HAMADA Masaki | RE | [1] (Dealing in Securities) | 24 December 2015 |
| CHAKRAVORTY Indranil | RE | [1] (Dealing in Securities) | 16 December 2015 |
| LEE Wing Hong Patrick 李永康 | RE | [1] (Dealing in Securities) | 14 December 2015 |
| CHAN Shuk Yee Stephanie 陳淑兒 | RE | [1] (Dealing in Securities) | 02 December 2015 |
| NITTA Kaoru | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 30 November 2015 |
| TAI Li Min 戴麗敏 | RE | [1] (Dealing in Securities) | 17 November 2015 |
| KUO Ching-Ting 郭景婷 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 November 2015 |
| MARET Nicolas Andre Marcel | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts) | 05 November 2015 |
| MOSS Alister Grahame | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 November 2015 |
| PANG Kwok Wing Joe 彭國榮 | RE | [1] (Dealing in Securities) | 26 October 2015 |
| CHAN Hua Jie Derek | RE | [1] (Dealing in Securities) | 09 October 2015 |
| PANDEY Varda | RE | [1] (Dealing in Securities) | 07 October 2015 |
| CHENG Lixing 程立行 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 October 2015 |
| LEE Jie Ming Jeremy | RE | [1] (Dealing in Securities) | 30 September 2015 |
| MCCAFFERTY James Stephen | RO | [4] (Advising on Securities) | 29 September 2015 |
| MOAT Louise Jane | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 September 2015 |
| TANG Raelene 陳薇伊 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 September 2015 |
| HUME Guy Vincent | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 28 August 2015 |
| STAVREV Martin Valentinov | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 August 2015 |
| WAH Ka Yin 華家燕 | RE | [1] (Dealing in Securities) | 17 August 2015 |
| XU Yiding 徐一丁 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 05 August 2015 |
| YIP Kar Kay, Jonathan 葉嘉祺 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 August 2015 |
| WOO Jeh Hoon Alexander 禹濟勳 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 03 August 2015 |
| DESQUIENS Dimitri Alain | RE | [1] (Dealing in Securities) | 21 July 2015 |
| LIN Lin 林琳 | RE | [4] (Advising on Securities) | 17 July 2015 |
| TANG Shengbo 唐圣波 | RE | [4] (Advising on Securities) | 16 July 2015 |
| BISWAS Priyankar | RE | [4] (Advising on Securities) | 08 July 2015 |
| LIN Hsueh Wei 林學偉 | RE | [1] (Dealing in Securities) | 30 June 2015 |
| LIN Lin 林琳 | RE | [1] (Dealing in Securities) | 29 June 2015 |
| TSUI Samuel 徐恩浩 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 June 2015 |
| SLATER Gordon Edward | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 June 2015 |
| SIMMONS Cameron Michael | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 17 June 2015 |
| RAMSAY Keiran Alexander | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 17 June 2015 |
| SIM Yew Chuan | RE | [1] (Dealing in Securities) | 16 June 2015 |
| DONG Nan 董楠 | RE | [1] (Dealing in Securities) | 15 June 2015 |
| CHAN Kwun Chi 陳觀志 | RE | [1] (Dealing in Securities) | 09 June 2015 |
| WANNER Robert Tapio | RE | [1] (Dealing in Securities) | 04 June 2015 |
| LEUNG Shau Lun 梁守綸 | RE | [4] (Advising on Securities) | 02 June 2015 |
| CHU Lindsay Li-shen | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 June 2015 |
| ZHONG JIAJIA, Jaime 鍾家加 | RE | [1] (Dealing in Securities) | 01 June 2015 |
| MACGONIGAL Andrew James | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 01 June 2015 |
| PARADISE George Leonard | RE | [1] (Dealing in Securities) | 29 May 2015 |
| ALLAN Stephen Raymond | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 29 May 2015 |
| ELLMORE Nicholas John | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 May 2015 |
| XIAO Jialong 肖嘉隆 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 26 May 2015 |
| MARSDEN Luke Hudson | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 May 2015 |
| ZHOU Yang 周揚 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 March 2015 |
| BRET Jean-Sebastien Pierre | RO | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 27 March 2015 |
| FUJISAWA Ichiro | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 23 February 2015 |
| TICEHURST Andrew John | RE | [4] (Advising on Securities) | 23 January 2015 |
| YAO Shinichi | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 02 January 2015 |
| FOCO Filippomaria | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 30 December 2014 |
| HANZAWA Lili 半澤立里 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 04 November 2014 |
| NG Kin Fung 伍健鋒 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 October 2014 |
| HAN Chuan 韓川 | RE | [1] (Dealing in Securities) | 07 October 2014 |
| WATSON Nathan Jeffrey Leigh | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 24 September 2014 |
| NOVAK Simon Jon | RE | [1] (Dealing in Securities) | 10 September 2014 |
| LLOYD Daniel Murray | RE | [1] (Dealing in Securities) | 10 September 2014 |
| SRIRAM Rajaram | RE | [4] (Advising on Securities) | 07 August 2014 |
| LAM Sze Wan, Priscilla 林詩韻 | RE | [1] (Dealing in Securities) | 01 August 2014 |
| MONAGHAN Matthew Larkin | RE | [1] (Dealing in Securities) | 02 July 2014 |
| NAKAMURA Yasuhiro | RE | [1] (Dealing in Securities) | 02 July 2014 |
| METCALFE Ben | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 02 July 2014 |
| TANZIL Wiharjo 陳楡忠 | RE | [1] (Dealing in Securities) | 19 June 2014 |
| RAO Tingting 饒婷婷 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 11 June 2014 |
| TAM King Pui, Juliana 譚璟珮 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 22 April 2014 |
| CHOI Jae Hyung | RE | [4] (Advising on Securities) | 15 April 2014 |
| GARG Ankit | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 April 2014 |
| LEE Chan Wook 李燦旭 | RE | [1] (Dealing in Securities) | 11 April 2014 |
| SHAH Apoorva | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 February 2014 |
| LING Leslie | RE | [1] (Dealing in Securities) | 31 December 2013 |
| VICKERTON Thomas Andrew | RE | [2] (Dealing in Futures Contracts) | 30 December 2013 |
| HIGUCHI Hajime | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 19 December 2013 |
| ZHANG Yi 張誼 | RE | [1] (Dealing in Securities) | 02 December 2013 |
| SHIH Mei-Yu 史美瑜 | RE | [1] (Dealing in Securities) | 02 December 2013 |
| KIM Hyung Kon | RE | [1] (Dealing in Securities) | 18 November 2013 |
| LEE Jae IL | RE | [1] (Dealing in Securities) | 14 November 2013 |
| TSAI Jwo-Ru 蔡卓儒 | RE | [1] (Dealing in Securities) | 28 October 2013 |
| SANO Nobuhiro 佐野伸広 | RO | [1] (Dealing in Securities), [4] (Advising on Securities) | 13 September 2013 |
| CHEONG Tat Shing, Anthony 莊達城 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 09 September 2013 |
| GUPTA Abhishek | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 04 September 2013 |
| FU Yu Chanel | RE | [2] (Dealing in Futures Contracts) | 12 August 2013 |
| KWOK Pui Shan, Tina 郭佩珊 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 12 August 2013 |
| XIA Tian 夏天 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 July 2013 |
| LI Lok See, Haley 李樂晞 | RE | [1] (Dealing in Securities) | 12 July 2013 |
| NARAYAN Vishal | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 June 2013 |
| HANLY Seamus Anthony | RE | [6] (Advising on Corporate Finance) | 08 April 2013 |
| LEUNG Wing Tai, Terry 梁永泰 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 20 March 2013 |
| KAJBAJE Sudhanshu | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 December 2012 |
| LEE Min Ha 李旻河 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 12 November 2012 |
| IRIE Hiromasa | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 17 October 2012 |
| YUE Wan Chi 余韻芝 | RE | [1] (Dealing in Securities) | 10 October 2012 |
| BATT Thomas Gordon | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 October 2012 |
| YAGI Minoru | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 18 September 2012 |
| SOMANI Sandeep | RE | [1] (Dealing in Securities) | 13 September 2012 |
| WONG Ming Him 黃銘謙 | RE | [4] (Advising on Securities) | 17 July 2012 |
| LI Yik 李燚 | RE | [1] (Dealing in Securities) | 12 July 2012 |
| SHAH Arvind | RE | [1] (Dealing in Securities) | 03 July 2012 |
| CHUANG Mei 莊美 | RE | [1] (Dealing in Securities) | 05 June 2012 |
| HIRABAYASHI Yasuko | RE | [2] (Dealing in Futures Contracts) | 15 March 2012 |
| CHAN Man Shun 陳文信 | RE | [4] (Advising on Securities) | 13 January 2012 |
| LAW Ka On, Andy 羅家安 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 30 November 2011 |
| SKILTON Edwin | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 25 November 2011 |
| HO King Shiu, Nelson 何景兆 | RE | [1] (Dealing in Securities) | 17 November 2011 |
| CHOW Tung 周彤 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 October 2011 |
| SHARMA Anil | RE | [4] (Advising on Securities) | 13 October 2011 |
| HONG Sunyoung | RE | [4] (Advising on Securities) | 30 September 2011 |
| MIYASHIRO Ken | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) | 02 September 2011 |
| MOHATA Tushar | RE | [4] (Advising on Securities) | 24 August 2011 |
| LUK Kuo Sheng, James 陸覺生 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 22 August 2011 |
| LIN Pei-Jung 林佩蓉 | RE | [1] (Dealing in Securities) | 22 August 2011 |
| ZHENG Hao 鄭好 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 08 August 2011 |
| FU Yu Chanel | RE | [1] (Dealing in Securities) | 28 July 2011 |
| YIP Wai Yin, Maria 葉慧妍 | RE | [1] (Dealing in Securities) | 15 July 2011 |
| CHAN Man Shun 陳文信 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 04 July 2011 |
| LEUNG Chun Ho 梁俊豪 | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 29 June 2011 |
| LI Hui 李輝 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 June 2011 |
| GUPTA Gaurav | RE | [4] (Advising on Securities) | 13 April 2011 |
| SHETH Samir | RE | [1] (Dealing in Securities) | 29 March 2011 |
| LIU Hui-Yi 劉慧儀 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 18 March 2011 |
| SINGH Kapil | RE | [4] (Advising on Securities) | 08 March 2011 |
| SEFRI David Kustandi | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 09 February 2011 |
| WANG Min-hsiang 王敏祥 | RE | [1] (Dealing in Securities) | 08 September 2010 |
| NOGUCHI Ken | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 24 August 2010 |
| SU Yuan-hui 蘇圓惠 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 August 2010 |
| CHEN Luqing 陳爐青 | RE | [1] (Dealing in Securities) | 09 August 2010 |
| WRIGHT Richard | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 20 July 2010 |
| ABBAS Syed Asad | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 June 2010 |
| YAU Man Him 邱文謙 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 13 May 2010 |
| YAN Wentao 顏文韜 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 15 April 2010 |
| CHEN Tsung-chien 陳宗健 | RE | [1] (Dealing in Securities) | 26 March 2010 |
| JENG Ming-tzung 鄭明宗 | RE | [4] (Advising on Securities) | 24 February 2010 |
| ZHU Anne Rui 朱叡 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 18 January 2010 |
| TIWARI Abhishek | RE | [4] (Advising on Securities) | 30 December 2009 |
| MUIR Thibault Jean Paul | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 28 December 2009 |
| LIN Ming-jung 林明蓉 | RE | [1] (Dealing in Securities) | 14 December 2009 |
| CHAN Hong 陳慷 | RE | [1] (Dealing in Securities) | 27 November 2009 |
| CHU Wen-ching 朱文慶 | RE | [1] (Dealing in Securities) | 01 September 2009 |
| LI Hui 李輝 | RE | [1] (Dealing in Securities) | 04 August 2009 |
| TSUNODA Shinsuke | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 23 July 2009 |
| TUNG Hong, Erik 童慷 | RO | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 06 May 2009 |
| HO Kelvin Teik Chye | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 27 March 2009 |
| LEUNG Cheuk Shun, Jackson 梁卓信 | RE | [1] (Dealing in Securities) | 20 March 2009 |
| HANLY Seamus Anthony | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 16 March 2009 |
| CHAN Ka Ying 陳嘉盈 | RE | [2] (Dealing in Futures Contracts) | 14 March 2009 |
| HIRABAYASHI Yasuko | RE | [1] (Dealing in Securities) | 06 March 2009 |
| CHEUNG Wing Yan 張詠欣 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 05 March 2009 |
| CHAN Ka Ying 陳嘉盈 | RE | [1] (Dealing in Securities) | 25 February 2009 |
| CHUNG Chang Won | RE | [4] (Advising on Securities) | 18 February 2009 |
| MUKHERJEE Saion | RE | [4] (Advising on Securities) | 23 January 2009 |
| AWASTHI Prabhat | RE | [4] (Advising on Securities) | 19 January 2009 |
| JEONG Myoung Seok 鄭明錫 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 14 January 2009 |
| CHAN Wing Yin 陳詠賢 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 27 November 2008 |
| SUBBARAMAN Robert Nemmara | RE | [4] (Advising on Securities) | 26 November 2008 |
| CHAN Hong 陳慷 | RE | [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 10 October 2008 |
| GOFF John Swafford | RE | [2] (Dealing in Futures Contracts) | 10 October 2008 |
| VARSHNEY Varun | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 October 2008 |
| TIWARI Abhishek | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 10 October 2008 |
| FOK Chung Yin 霍聰賢 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 October 2008 |
| TAN Rina 陳蕊娜 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 10 October 2008 |
| HUNG Janet Yi Kui 熊伊逵 | RE | [1] (Dealing in Securities) | 10 October 2008 |
| LING Kevin Kai Yuen 林啟源 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 09 October 2008 |
| WU Pin Yi 吳品一 | RE | [1] (Dealing in Securities), [4] (Advising on Securities) | 20 August 2008 |
| VICKERTON Thomas Andrew | RE | [1] (Dealing in Securities) | 20 March 2008 |
| NISHIKADO Asako | RE | [4] (Advising on Securities) | 05 December 2007 |
| LEUNG Shui Yee 梁瑞儀 | RE | [5] (Advising on Futures Contracts) | 28 November 2007 |
| LEE Chia-ling 李佳伶 | RE | [4] (Advising on Securities) | 26 November 2007 |
| NARAHASHI Hideyuki | RE | [1] (Dealing in Securities), [4] (Advising on Securities), [6] (Advising on Corporate Finance) | 21 November 2007 |
| DOVE Spencer Charles Clark | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 09 October 2007 |
| KAWAHARA Michiko | RE | [2] (Dealing in Futures Contracts) | 21 August 2007 |
| INUKAI Masao 犬養昌生 | RE | [6] (Advising on Corporate Finance) | 08 June 2006 |
| SONG Eun Jung | RE | [4] (Advising on Securities) | 03 January 2006 |
| HAO Xin 郝昕 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 10 August 2005 |
| TAN Kwan Liang, Terence | RE | [1] (Dealing in Securities) | 14 April 2005 |
| INUKAI Masao 犬養昌生 | RE | [2] (Dealing in Futures Contracts) | 29 December 2004 |
| NG Ka Chung 吳家聰 | RE | [4] (Advising on Securities) | 06 December 2004 |
| POON Peter Chi Kin 潘子健 | RE | [2] (Dealing in Futures Contracts) | 29 November 2004 |
| NG Ka Chung 吳家聰 | RE | [1] (Dealing in Securities), [6] (Advising on Corporate Finance) | 19 July 2004 |
| PHUN Wai Kheng 潘惠婷 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| CHEUNG San Tat 張新達 | RE | [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) | 01 April 2003 |
| POON Peter Chi Kin 潘子健 | RE | [1] (Dealing in Securities) | 01 April 2003 |
| KAWAHARA Michiko | RE | [1] (Dealing in Securities) | 01 April 2003 |