SFC Licences of LAW Yan Kuen 羅仁權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 | RE | 1 | 18 February 2009 | 27 July 2021 |
KMT Securities Limited 飛達證券有限公司 | RE | 1 | 08 September 2003 | 16 February 2009 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 08 September 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 08 September 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 08 September 2003 |
Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 08 September 2003 |