SFC Licences of LAW Yan Kuen 羅仁權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 RE 1 18 February 2009 27 July 2021
KMT Securities Limited 飛達證券有限公司 RE 1 08 September 2003 16 February 2009
Kaiser Securities Limited 嘉信証券有限公司 RE 6 01 April 2003 08 September 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 9 01 April 2003 08 September 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 4 01 April 2003 08 September 2003
Kaiser Securities Limited 嘉信証券有限公司 RE 1 01 April 2003 08 September 2003