SFC Licences of ZEE Tom 史濟通
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 01 April 2003 | 01 January 2009 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 9 | 01 April 2003 | 11 May 2004 |
Delta Asia Securities Limited 滙業證券有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |