SFC Licences of SZE Cho Man, Colin 施祖文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1 19 January 2012 03 June 2014
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司
RE 2 19 January 2012 03 June 2014
South China Capital Limited 南華融資有限公司
RE 6 19 January 2011 04 January 2012
South China Commodities Limited 南華期貨有限公司
RE 2 19 January 2011 04 January 2012
South China Asset Management Limited 南華資產管理有限公司
RE 4, 9 19 January 2011 04 January 2012
South China Securities Limited 南華證券投資有限公司
RE 1 19 January 2011 04 January 2012
CCB International Securities Limited 建銀國際證券有限公司
RE 1, 4 04 February 2008 24 October 2008
Hang Seng Investment Services Limited 恒生投資服務有限公司
RE 4 05 October 2007 01 November 2007
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 06 April 2006 05 July 2007
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 06 April 2006 05 July 2007
Kingsway Financial Services Group Limited 滙富金融服務有限公司
RE 1, 2 21 June 2005 24 November 2005
Sunwah Kingsway Futures Limited 新華滙富期貨有限公司
RE 2 21 June 2005 24 November 2005
Kim Eng Futures (Hong Kong) Limited 金英期貨(香港)有限公司
RE 2 11 May 2004 17 June 2005
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 1 01 April 2003 17 June 2005
Kim Eng Securities (Hong Kong) Limited 金英証券(香港)有限公司
RE 4, 6, 9 01 April 2003 09 July 2003