SFC Licences of KWAN Wai Kuen, Freddie 關偉權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 18 March 2024
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 18 March 2024
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 5 22 February 2017 07 September 2023
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 22 February 2017 07 September 2023
Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 RO 1 17 August 2007 27 November 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RO 1 23 June 2006 01 August 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RO 2 26 March 2004 07 September 2023
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 26 March 2004 07 September 2023
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 19 March 2004 26 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 19 March 2004 26 March 2004
Pacific Challenge Corporate Finance Limited 太平洋興業財務顧問有限公司 RO 1 01 April 2003 18 March 2004
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RO 2 01 April 2003 18 March 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RO 1 01 April 2003 18 March 2004
Great Bay Securities Limited 大灣區深港證券有限公司 RO 4 01 April 2003 07 August 2003
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RO 9 01 April 2003 07 August 2003
Pacific Challenge Futures Hong Kong Limited 太平洋興業期貨有限公司 RO 5 01 April 2003 07 August 2003
Great Bay Securities Limited 大灣區深港證券有限公司 RO 9 01 April 2003 07 August 2003