SFC Licences of YUEN Moon Chung, Wallace 袁滿忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 05 July 2012 15 January 2019
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 05 July 2012 15 January 2019
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 9 26 October 2011 19 June 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 RE 4 26 October 2011 19 June 2012
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 9 14 April 2004 04 July 2011
Lion Global Financial Limited 獅瀚環球金融有限公司 RE 4 14 April 2004 04 July 2011