SFC Licences of YUEN Moon Chung, Wallace 袁滿忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 05 July 2012 | 15 January 2019 |
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 05 July 2012 | 15 January 2019 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 26 October 2011 | 19 June 2012 |
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 4 | 26 October 2011 | 19 June 2012 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 14 April 2004 | 04 July 2011 |
Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 14 April 2004 | 04 July 2011 |