SFC Licenceholders of Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司
- terence.wu@tigersam.com.hk
- Website
- www.tigersam.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU YEUNG Ming Yin Gordon 歐陽銘賢 | RE | 1 | 26 March 2019 | 07 December 2023 |
| AU YEUNG Ming Yin Gordon 歐陽銘賢 | RE | 9 | 26 March 2019 | 07 December 2023 |
| CHAM Yau Bun, Edmond 湛祐彬 | RE | 9 | 03 August 2008 | 16 November 2009 |
| CHAM Yau Bun, Edmond 湛祐彬 | RO | 4 | 03 December 2007 | 16 November 2009 |
| CHAM Yau Bun, Edmond 湛祐彬 | RO | 9 | 03 December 2007 | 03 August 2008 |
| CHAN Angie 陳安芝 | RO | 9 | 19 May 2015 | 02 February 2018 |
| CHAN Angie 陳安芝 | RO | 4 | 19 May 2015 | 02 February 2018 |
| CHAN Angie 陳安芝 | RO | 1 | 19 May 2015 | 02 February 2018 |
| CHAN Cheuk Wai 陳綽慧 | RO | 9 | 10 August 2021 | 28 February 2022 |
| CHAN Cheuk Wai 陳綽慧 | RO | 4 | 10 August 2021 | 28 February 2022 |
| CHAN Cheuk Wai 陳綽慧 | RO | 1 | 10 August 2021 | 28 February 2022 |
| CHAN Cheuk Wai 陳綽慧 | RE | 1 | 08 March 2018 | 10 August 2021 |
| CHAN Cheuk Wai 陳綽慧 | RE | 4 | 17 April 2018 | 10 August 2021 |
| CHAN Cheuk Wai 陳綽慧 | RE | 9 | 17 April 2018 | 10 August 2021 |
| CHAN Hong Ming, Frank 陳康明 | RE | 4 | 03 July 2017 | 10 February 2020 |
| CHAN Hong Ming, Frank 陳康明 | RE | 9 | 06 April 2016 | 10 February 2020 |
| CHAN Hong Ming, Frank 陳康明 | RE | 1 | 06 April 2016 | 10 February 2020 |
| CHAN Ka Yi 陳家頤 | RE | 1 | 21 April 2011 | 16 December 2011 |
| CHAN Kam Wing, Joseph 陳錦榮 | RO | 9 | 30 July 2007 | 15 September 2007 |
| CHAN Kam Wing, Joseph 陳錦榮 | RO | 4 | 30 July 2007 | 15 September 2007 |
| CHAN Kam Wing, Joseph 陳錦榮 | RE | 9 | 05 July 2007 | 30 July 2007 |
| CHAN Kevin Kwok Keung 陳國強 | RO | 9 | 29 December 2006 | 30 July 2007 |
| CHAN Kevin Kwok Keung 陳國強 | RO | 4 | 29 December 2006 | 30 July 2007 |
| CHAN Wai Man 陳偉文 | RE | 1 | 01 April 2011 | 20 March 2012 |
| CHAN Wang Tat 陳宏達 | RO | 1 | 04 January 2011 | 03 October 2012 |
| CHAN Wang Tat 陳宏達 | RO | 9 | 14 October 2009 | 03 October 2012 |
| CHAN Wang Tat 陳宏達 | RO | 4 | 14 October 2009 | 03 October 2012 |
| CHAN Wang Tat 陳宏達 | RE | 4 | 04 September 2009 | 14 October 2009 |
| CHAN Wang Tat 陳宏達 | RE | 9 | 04 September 2009 | 14 October 2009 |
| CHAN Wing Lam 陳泳霖 | RE | 1 | 09 January 2018 | 01 February 2019 |
| CHAU Chung Yin, Samiel 周中彥 | RE | 1 | 03 January 2011 | 11 January 2011 |
| CHAU Chung Yin, Samiel 周中彥 | RO | 1 | 11 January 2011 | 10 October 2012 |
| CHAU Wai Hing 周偉興 | RO | 9 | 24 September 2020 | 16 April 2021 |
| CHAU Wai Hing 周偉興 | RO | 4 | 24 September 2020 | 16 April 2021 |
| CHAU Wai Hing 周偉興 | RE | 1 | 31 July 2020 | 16 April 2021 |
| CHAU Wai Hing 周偉興 | RE | 9 | 31 July 2020 | 24 September 2020 |
| CHAU Wai Hing 周偉興 | RE | 4 | 31 July 2020 | 24 September 2020 |
| CHENG Wai Ki 鄭煒琪 | RE | 1 | 10 February 2012 | 09 September 2012 |
| CHEUNG Chun Keung, Billy 張俊強 | RE | 1 | 15 August 2011 | 21 June 2012 |
| CHEUNG Shut Shing, Muson 張述誠 | RE | 9 | 13 June 2014 | 08 March 2015 |
| CHEUNG Shut Shing, Muson 張述誠 | RE | 4 | 13 June 2014 | 08 March 2015 |
| CHEUNG Shut Shing, Muson 張述誠 | RE | 1 | 22 May 2014 | 08 March 2015 |
| CHIU Man Kit 趙文傑 | RE | 9 | 03 March 2015 | 31 December 2015 |
| CHOI Chi Ching 蔡志貞 | RE | 1 | 02 June 2011 | 21 June 2012 |
| CHOI Chun Wai, Raymond 蔡俊威 | RE | 1 | 25 April 2013 | 18 October 2019 |
| CHOI Chun Wai, Raymond 蔡俊威 | RE | 9 | 14 January 2013 | 18 October 2019 |
| CHOI Chun Wai, Raymond 蔡俊威 | RE | 4 | 25 April 2013 | 18 October 2019 |
| CHOI Chun Wai, Raymond 蔡俊威 | RO | 1 | 18 September 2007 | 25 April 2013 |
| CHOI Chun Wai, Raymond 蔡俊威 | RO | 4 | 29 December 2006 | 25 April 2013 |
| CHOI Chun Wai, Raymond 蔡俊威 | RO | 9 | 29 December 2006 | 14 January 2013 |
| CHOY Pak Lun 蔡柏麟 | RO | 9 | 20 April 2016 | |
| CHOY Pak Lun 蔡柏麟 | RO | 4 | 20 April 2016 | |
| CHOY Pak Lun 蔡柏麟 | RO | 1 | 20 April 2016 | |
| CHOY Pak Lun 蔡柏麟 | RE | 1 | 24 January 2013 | 20 April 2016 |
| CHOY Pak Lun 蔡柏麟 | RE | 9 | 24 January 2013 | 20 April 2016 |
| CHU Wai Shan, Tiana 朱惠珊 | RE | 1 | 09 May 2011 | 30 June 2014 |
| CHU Wai Shan, Tiana 朱惠珊 | RE | 4 | 24 June 2009 | 28 April 2011 |
| CHUNG Wing Yan 鍾詠恩 | RE | 1 | 03 May 2011 | 22 December 2011 |
| CHUNG Wing Yan 鍾詠恩 | RE | 4 | 04 December 2009 | 28 April 2011 |
| HO Pak Hang 何柏恒 | RE | 4 | 23 March 2007 | 29 March 2007 |
| HO Yiu Fai 何耀輝 | RE | 1 | 25 August 2009 | 08 October 2009 |
| HO Yiu Fai 何耀輝 | RE | 4 | 02 September 2009 | 08 October 2009 |
| HUI Kan 許耿 | RE | 1 | 21 October 2011 | 12 April 2012 |
| HUI Kan 許耿 | RE | 9 | 21 October 2011 | 12 April 2012 |
| KI Tak Sum, Janus 紀德心 | RE | 4 | 04 September 2009 | 07 May 2010 |
| KI Tak Sum, Janus 紀德心 | RE | 9 | 04 September 2009 | 07 May 2010 |
| KOOK Lawrence Luk Lung 鞠祿龍 | RE | 9 | 14 January 2013 | 30 January 2015 |
| KOOK Lawrence Luk Lung 鞠祿龍 | RE | 1 | 28 April 2011 | 14 January 2013 |
| KOOK Lawrence Luk Lung 鞠祿龍 | RO | 4 | 02 May 2008 | 14 January 2013 |
| KOOK Lawrence Luk Lung 鞠祿龍 | RO | 9 | 02 May 2008 | 14 January 2013 |
| KOOK Lawrence Luk Lung 鞠祿龍 | RE | 4 | 22 January 2007 | 02 May 2008 |
| KOOK Lawrence Luk Lung 鞠祿龍 | RE | 9 | 22 January 2007 | 02 May 2008 |
| KOOK Luk Ting 鞠祿婷 | RE | 1 | 22 January 2013 | 14 February 2013 |
| KOOK Luk Ting 鞠祿婷 | RO | 9 | 18 September 2007 | 28 August 2012 |
| KOOK Luk Ting 鞠祿婷 | RO | 4 | 18 September 2007 | 28 August 2012 |
| KOOK Luk Ting 鞠祿婷 | RO | 1 | 18 September 2007 | 28 August 2012 |
| KUK Ruby Ying Ping 鞠應冰 | RO | 4 | 04 February 2009 | 27 September 2011 |
| KUK Ruby Ying Ping 鞠應冰 | RO | 9 | 04 February 2009 | 27 September 2011 |
| KUK Ruby Ying Ping 鞠應冰 | RE | 9 | 13 March 2007 | 04 February 2009 |
| KUK Ruby Ying Ping 鞠應冰 | RE | 4 | 13 March 2007 | 04 February 2009 |
| KWOK Edwin Wing Shun 郭永淳 | RE | 9 | 28 January 2008 | 27 February 2009 |
| KWOK Wai Chi 郭偉志 | RE | 4 | 28 July 2009 | 28 April 2011 |
| KWOK Wai Chi 郭偉志 | RE | 1 | 04 June 2010 | 30 June 2014 |
| KWONG Siu Hang 鄺兆恆 | RE | 9 | 25 July 2018 | 31 July 2019 |
| LAI An Chow 賴安洲 | RE | 1 | 08 May 2009 | 17 May 2010 |
| LAI Jung-Hsiu 賴榮秀 | RE | 9 | 18 February 2008 | 31 August 2008 |
| LAI Jung-Hsiu 賴榮秀 | RE | 1 | 18 February 2008 | 31 August 2008 |
| LAI Kin Chung, Kenneth 黎健聰 | RE | 9 | 17 December 2014 | 19 May 2015 |
| LAM Chin Ming 林展明 | RE | 9 | 14 May 2009 | 27 April 2012 |
| LAM Chin Ming 林展明 | RE | 4 | 14 May 2009 | 27 April 2012 |
| LAM Chin Ming 林展明 | RE | 1 | 19 May 2010 | 27 April 2012 |
| LAM Ho Wai Howie 林浩煒 | RE | 4 | 05 March 2015 | 29 July 2016 |
| LAM Ho Wai Howie 林浩煒 | RE | 9 | 05 March 2015 | 29 July 2016 |
| LAU Wing Yip, Thomas 劉永業 | RE | 4 | 10 May 2013 | 24 May 2013 |
| LAU Wing Yip, Thomas 劉永業 | RE | 1 | 10 May 2013 | 24 May 2013 |
| LEE Lok Tung 李樂東 | RE | 9 | 27 March 2019 | 27 September 2019 |
| LEE Lok Tung 李樂東 | RE | 1 | 27 March 2019 | 27 September 2019 |
| LEE Ping, Diana 李萍 | RE | 1 | 19 September 2011 | 28 November 2011 |
| LEE Ping, Diana 李萍 | RE | 1 | 09 October 2009 | 22 March 2010 |
| LEE Yiu Ming, Newton 李耀明 | RE | 4 | 07 May 2007 | 27 September 2011 |
| LEE Yiu Ming, Newton 李耀明 | RE | 9 | 07 May 2007 | 27 September 2011 |
| LEUNG Chi Loen 梁志麟 | RE | 9 | 14 July 2011 | 23 August 2011 |
| LEUNG Ka Yee 梁家義 | RE | 9 | 23 September 2009 | 18 December 2017 |
| LO Ka Chiu 盧嘉昭 | RO | 4 | 22 February 2013 | 25 June 2014 |
| LO Ka Chiu 盧嘉昭 | RO | 1 | 22 February 2013 | 25 June 2014 |
| LO Ka Chiu 盧嘉昭 | RE | 4 | 31 January 2013 | 22 February 2013 |
| LO Ka Chiu 盧嘉昭 | RE | 1 | 31 January 2013 | 22 February 2013 |
| LO Ka Chiu 盧嘉昭 | RE | 9 | 28 August 2013 | 25 June 2014 |
| MA Ka Wing, Gawain 馬嘉榮 | RE | 9 | 24 October 2012 | 30 June 2014 |
| MA Ka Wing, Gawain 馬嘉榮 | RE | 4 | 01 June 2009 | 28 April 2011 |
| MA Ka Wing, Gawain 馬嘉榮 | RE | 1 | 04 June 2010 | 30 June 2014 |
| MACCABEE Matthew Sidney | RE | 1 | 23 April 2018 | 31 August 2020 |
| MACCABEE Matthew Sidney | RE | 4 | 12 July 2018 | 31 August 2020 |
| MACCABEE Matthew Sidney | RE | 9 | 16 November 2018 | 31 August 2020 |
| NG Chui Ling, Margaret 吳翠玲 | RE | 1 | 28 December 2012 | 26 February 2013 |
| NG Chui Ling, Margaret 吳翠玲 | RE | 9 | 28 December 2012 | 26 February 2013 |
| NG Ka Kit 吳家傑 | RE | 9 | 06 January 2012 | 19 November 2012 |
| NG Ka Kit 吳家傑 | RE | 1 | 06 January 2012 | 19 November 2012 |
| NG Ka Kit 吳家傑 | RE | 4 | 06 January 2012 | 19 November 2012 |
| NG Siu Lun Samson 伍兆麟 | RO | 1 | 21 December 2018 | 03 January 2020 |
| NG Siu Lun Samson 伍兆麟 | RE | 9 | 21 December 2018 | 03 January 2020 |
| NG Siu Lun Samson 伍兆麟 | RE | 4 | 21 December 2018 | 03 January 2020 |
| PANG Fong Ching 彭方正 | RE | 9 | 03 May 2021 | 24 March 2023 |
| PANG Fong Ching 彭方正 | RE | 1 | 27 April 2021 | 24 March 2023 |
| PING Chi Chiu 平志超 | RE | 1 | 29 December 2014 | 31 December 2015 |
| PING Chi Chiu 平志超 | RE | 4 | 29 December 2014 | 31 December 2015 |
| PING Chi Chiu 平志超 | RE | 9 | 29 December 2014 | 31 December 2015 |
| PONG Wing Yin 龐詠賢 | RE | 1 | 21 April 2011 | 22 December 2011 |
| SIO Chan In Devin 蕭震然 | RE | 9 | 20 June 2019 | |
| SIO Chan In Devin 蕭震然 | RE | 1 | 20 June 2019 | |
| SIU Chan U 蕭振宇 | RE | 9 | 12 October 2018 | |
| SIU Chan U 蕭振宇 | RE | 1 | 12 October 2018 | |
| SO Hon Wai, Ignatius 蘇漢煒 | RO | 9 | 04 January 2017 | 10 July 2019 |
| SO Hon Wai, Ignatius 蘇漢煒 | RO | 4 | 04 January 2017 | 10 July 2019 |
| SO Hon Wai, Ignatius 蘇漢煒 | RO | 1 | 04 January 2017 | 10 July 2019 |
| TAKEHANA Reiko | RE | 1 | 05 August 2010 | 15 April 2011 |
| TAM Wai Ho, Joseph 譚偉豪 | RE | 1 | 04 July 2017 | 17 September 2018 |
| TAM Wai Ho, Joseph 譚偉豪 | RE | 9 | 08 June 2018 | 17 September 2018 |
| TAM Wai Ho, Joseph 譚偉豪 | RE | 4 | 04 July 2017 | 17 September 2018 |
| TANG Kwan Yue 鄧鈞裕 | RO | 9 | 03 December 2012 | 25 December 2014 |
| TANG Kwan Yue 鄧鈞裕 | RO | 4 | 03 December 2012 | 25 December 2014 |
| TANG Kwan Yue 鄧鈞裕 | RO | 1 | 27 June 2012 | 25 December 2014 |
| TANG Kwan Yue 鄧鈞裕 | RE | 1 | 22 March 2011 | 27 June 2012 |
| TO Ka Yan 杜嘉茵 | RE | 9 | 09 October 2018 | 31 July 2019 |
| TO Kin On 杜建安 | RE | 4 | 01 March 2010 | 22 December 2011 |
| TO Kin On 杜建安 | RE | 1 | 01 March 2010 | 22 December 2011 |
| TONG Ho Yin 湯浩然 | RO | 9 | 10 June 2014 | 24 July 2014 |
| TONG Ho Yin 湯浩然 | RE | 9 | 04 January 2013 | 10 June 2014 |
| TSANG Yuk Kwong 曾郁廣 | RE | 1 | 13 May 2013 | |
| TSE Tsz Lun 謝芷倫 | RE | 4 | 27 August 2009 | 16 February 2010 |
| TSUI Mei Fung 徐美鳳 | RO | 4 | 11 January 2024 | |
| TSUI Mei Fung 徐美鳳 | RO | 9 | 10 March 2023 | |
| TSUI Mei Fung 徐美鳳 | RO | 1 | 10 March 2023 | |
| TSUI Mei Fung 徐美鳳 | RE | 9 | 23 April 2019 | 10 March 2023 |
| TSUI Mei Fung 徐美鳳 | RE | 1 | 23 April 2019 | 10 March 2023 |
| UCHIYAMA Akiko | RE | 1 | 28 May 2010 | 05 July 2010 |
| WONG Ka Lee 黃嘉莉 | RE | 1 | 01 December 2020 | 01 September 2021 |
| WONG Kin Chung, Kenneth 王健聰 | RE | 4 | 05 January 2010 | 22 December 2011 |
| WONG Pik Man 黃壁雯 | RE | 4 | 02 October 2019 | 16 February 2020 |
| WONG Pik Man 黃壁雯 | RE | 1 | 17 May 2019 | 16 February 2020 |
| WONG Pik Man 黃壁雯 | RE | 9 | 17 May 2019 | 16 February 2020 |
| WONG Pui Ching, Winnie 黃佩貞 | RE | 4 | 28 July 2009 | 22 December 2011 |
| WONG Wai Shan 黃偉山 | RE | 9 | 09 October 2018 | 02 December 2019 |
| WONG William 王偉倫 | RO | 1 | 27 September 2016 | 26 May 2017 |
| WONG William 王偉倫 | RE | 1 | 14 July 2016 | 27 September 2016 |
| WU Ming Gai 胡銘佳 | RO | 4 | 23 January 2013 | |
| WU Ming Gai 胡銘佳 | RO | 1 | 23 January 2013 | |
| WU Ming Gai 胡銘佳 | RO | 9 | 19 August 2010 | |
| WU Ming Gai 胡銘佳 | RE | 1 | 18 October 2007 | 23 January 2013 |
| WU Ming Gai 胡銘佳 | RE | 9 | 18 October 2007 | 19 August 2010 |
| WU Xueying 吳雪影 | RE | 1 | 14 March 2019 | |
| WU Xueying 吳雪影 | RE | 4 | 28 March 2019 | |
| WU Xueying 吳雪影 | RE | 9 | 28 March 2019 | |
| XU Vincent 徐學哲 | RE | 1 | 27 March 2012 | 08 October 2012 |
| YANG Lai Ha Monisa 楊麗霞 | RE | 1 | 24 November 2011 | 20 March 2012 |
| YANG Lai Ha Monisa 楊麗霞 | RE | 4 | 24 November 2011 | 20 March 2012 |
| YANG Lai Ha Monisa 楊麗霞 | RE | 9 | 24 November 2011 | 20 March 2012 |
| YIN Kin Bong, Joseph 嚴建邦 | RE | 1 | 10 October 2011 | 23 April 2014 |
| YIN Kin Bong, Joseph 嚴建邦 | RE | 9 | 10 October 2011 | 23 April 2014 |
| YIN Kin Bong, Joseph 嚴建邦 | RE | 4 | 10 October 2011 | 23 April 2014 |
| YIN Kin Kwok 嚴建國 | RE | 9 | 08 March 2017 | |
| YIN Kin Kwok 嚴建國 | RE | 4 | 08 March 2017 | |
| YIN Kin Kwok 嚴建國 | RE | 1 | 08 March 2017 | |
| YIP Cheuk Lai 葉卓禮 | RE | 4 | 10 October 2018 | |
| YIP Cheuk Lai 葉卓禮 | RE | 1 | 10 October 2018 | |
| YIP Cheuk Lai 葉卓禮 | RE | 9 | 10 October 2018 | |
| YU Tong Kan, Peter 虞堂根 | RE | 1 | 31 January 2012 | 16 February 2012 |
| YU Tong Kan, Peter 虞堂根 | RE | 4 | 31 January 2012 | 16 February 2012 |
| YU Tong Kan, Peter 虞堂根 | RE | 9 | 31 January 2012 | 16 February 2012 |
| YUEN Moon Chung, Wallace 袁滿忠 | RE | 4 | 26 October 2011 | 19 June 2012 |
| YUEN Moon Chung, Wallace 袁滿忠 | RE | 9 | 26 October 2011 | 19 June 2012 |
| ZEALL Maghon Jason 蕭銘漢 | RE | 1 | 28 October 2009 | 05 October 2012 |
| ZEALL Maghon Jason 蕭銘漢 | RE | 9 | 28 October 2009 | 05 October 2012 |