SFC Licences of LI Chuen Ming, Gordon 李泉銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 13 March 2007 | 01 February 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 09 January 2007 | 01 February 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 09 January 2007 | 01 February 2017 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 09 January 2007 | 01 February 2017 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 01 January 2007 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 01 January 2007 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 01 April 2003 | 01 January 2007 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 01 April 2003 | 04 October 2005 |
Jefferies Bache (Hong Kong) Limited | RE | 9 | 01 April 2003 | 15 May 2004 |
Jefferies Bache (Hong Kong) Limited | RE | 5 | 01 April 2003 | 15 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 4 | 01 April 2003 | 15 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 9 | 01 April 2003 | 15 May 2004 |
FT Securities Limited 富通證券有限公司 | RE | 6 | 01 April 2003 | 15 May 2004 |