SFC Licences of LUI Pui Sze, Cissy 呂沛詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RC Futures Advisory Limited RE 5 27 May 2014 15 May 2015
Perry Capital (Asia) Limited RO 9 26 March 2007 31 October 2011
Perry Capital (Asia) Limited RO 4 26 March 2007 31 October 2011
Perry Capital (Asia) Limited RE 9 03 October 2006 26 March 2007
Perry Capital (Asia) Limited RE 4 03 October 2006 26 March 2007
Peak Capital Limited RE 9 17 May 2006 30 September 2006
Peak Capital Limited RE 4 17 May 2006 30 September 2006
Sofaer Global Research (HK) Limited RO 9 08 September 2005 27 March 2006
Sofaer Global Research (HK) Limited RO 5 08 September 2005 27 March 2006
Sofaer Global Research (HK) Limited RO 4 08 September 2005 27 March 2006
Sofaer Global Research (HK) Limited RE 5 01 April 2003 08 September 2005
Sofaer Global Research (HK) Limited RE 9 01 April 2003 08 September 2005
Sofaer Global Research (HK) Limited RE 4 01 April 2003 08 September 2005
Sofaer Global Research (HK) Limited RE 6 01 April 2003 22 December 2003