SFC Licences of LUI Pui Sze, Cissy 呂沛詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RC Futures Advisory Limited | RE | 5 | 27 May 2014 | 15 May 2015 |
Perry Capital (Asia) Limited | RO | 9 | 26 March 2007 | 31 October 2011 |
Perry Capital (Asia) Limited | RO | 4 | 26 March 2007 | 31 October 2011 |
Perry Capital (Asia) Limited | RE | 9 | 03 October 2006 | 26 March 2007 |
Perry Capital (Asia) Limited | RE | 4 | 03 October 2006 | 26 March 2007 |
Peak Capital Limited | RE | 9 | 17 May 2006 | 30 September 2006 |
Peak Capital Limited | RE | 4 | 17 May 2006 | 30 September 2006 |
Sofaer Global Research (HK) Limited | RO | 9 | 08 September 2005 | 27 March 2006 |
Sofaer Global Research (HK) Limited | RO | 5 | 08 September 2005 | 27 March 2006 |
Sofaer Global Research (HK) Limited | RO | 4 | 08 September 2005 | 27 March 2006 |
Sofaer Global Research (HK) Limited | RE | 5 | 01 April 2003 | 08 September 2005 |
Sofaer Global Research (HK) Limited | RE | 9 | 01 April 2003 | 08 September 2005 |
Sofaer Global Research (HK) Limited | RE | 4 | 01 April 2003 | 08 September 2005 |
Sofaer Global Research (HK) Limited | RE | 6 | 01 April 2003 | 22 December 2003 |