SFC Licences of LEE CHAK Winnie 李翟永瑩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 15 November 2005 31 March 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 21 September 2005 31 March 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 21 September 2005 31 March 2007
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 01 June 2005 21 September 2005
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 01 June 2005 21 September 2005
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 18 March 2004 06 August 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 01 April 2003 06 August 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 5 01 April 2003 06 August 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 01 April 2003 06 August 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 6 01 April 2003 06 August 2004