SFC Licences of LAU Chung Hing, Sammy 劉頌興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Basis Asset Management Limited 格致資產管理有限公司	RO	9	29 January 2021
Basis Asset Management Limited 格致資產管理有限公司	RO	4	29 January 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	28 December 2017	24 January 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	9	30 August 2012	24 January 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RO	4	30 August 2012	24 January 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司	RE	9	03 July 2012	30 August 2012
Seekers Advisors H.K. Limited	RO	9	23 March 2012	18 June 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RO	4	22 October 2008	27 August 2011
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RO	9	09 October 2008	27 August 2011
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司	RE	9	12 September 2008	09 October 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RO	5	29 May 2008	30 August 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RO	4	29 May 2008	30 August 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RO	9	04 June 2007	30 August 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司	RE	9	11 April 2007	04 June 2007
Nexus Investment Management Limited	RE	9	13 October 2006	20 November 2006
Nexus Investment Management Limited	RE	4	13 October 2006	20 November 2006
BOCI Asset Management Limited 中銀國際資產管理有限公司	RO	9	27 February 2006	01 August 2006
BOCI Asset Management Limited 中銀國際資產管理有限公司	RO	5	27 February 2006	01 August 2006
BOCI Asset Management Limited 中銀國際資產管理有限公司	RO	4	27 February 2006	01 August 2006
BOCI Asset Management Limited 中銀國際資產管理有限公司	RO	1	27 February 2006	01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RO	9	18 January 2006	01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RO	5	18 January 2006	01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RO	4	18 January 2006	01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RO	1	18 January 2006	01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	9	20 December 2005	18 January 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	4	20 December 2005	18 January 2006
Halbis Capital Management (Hong Kong) Limited	RE	9	15 July 2005	24 October 2005
Halbis Capital Management (Hong Kong) Limited	RE	4	15 July 2005	24 October 2005
HSBC Global Asset Management (Hong Kong) Limited	RE	9	01 April 2003	30 November 2005
HSBC Global Asset Management (Hong Kong) Limited	RE	4	01 April 2003	30 November 2005
HSBC Global Asset Management (Hong Kong) Limited	RE	6	01 April 2003	06 May 2004