SFC Licences of LAU Chung Hing, Sammy 劉頌興

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Basis Asset Management Limited 格致資產管理有限公司
RO 4, 9 29 January 2021
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司
RO 1 28 December 2017 24 January 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RO 4, 9 30 August 2012 24 January 2020
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司
RE 9 03 July 2012 30 August 2012
Seekers Advisors H.K. Limited
RO 9 23 March 2012 18 June 2012
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司
RO 4 22 October 2008 27 August 2011
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司
RO 9 09 October 2008 27 August 2011
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司
RE 9 12 September 2008 09 October 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4, 5 29 May 2008 30 August 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 9 04 June 2007 30 August 2008
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 9 11 April 2007 04 June 2007
Nexus Investment Management Limited
RE 4, 9 13 October 2006 20 November 2006
BOCI Asset Management Limited 中銀國際資產管理有限公司
RO 1, 4, 5, 9 27 February 2006 01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RO 1, 4, 5, 9 18 January 2006 01 August 2006
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 4, 9 20 December 2005 18 January 2006
Halbis Capital Management (Hong Kong) Limited
RE 4, 9 15 July 2005 24 October 2005
HSBC Global Asset Management (Hong Kong) Limited
RE 4, 9 01 April 2003 30 November 2005
HSBC Global Asset Management (Hong Kong) Limited
RE 6 01 April 2003 06 May 2004