SFC Licences of HO Lok Sang, Harrison 何樂生

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 20 November 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 20 November 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 20 November 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 15 June 2010 20 November 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 2 15 June 2010 20 November 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 15 June 2010 20 November 2013
Nomura Securities (Hong Kong) Limited RO 2 15 June 2010 31 May 2013
Nomura Securities (Hong Kong) Limited RE 2 02 February 2010 15 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 08 June 2006 10 August 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 June 2006 15 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 01 April 2003 15 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 15 June 2010
Nomura Futures (Hong Kong) Limited RE 2 01 April 2003 19 February 2010
Nomura Futures (Hong Kong) Limited RE 9 01 April 2003 18 November 2004
Nomura Futures (Hong Kong) Limited RE 5 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 01 April 2003 18 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 18 November 2004