SFC Licences of TAM Siu Ling 譚少玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Industrial and Commercial Bank of China (Asia) Limited 中國工商銀行(亞洲)有限公司 | 4 | 23 August 2011 | ||
| Industrial and Commercial Bank of China (Asia) Limited 中國工商銀行(亞洲)有限公司 | 1 | 23 August 2011 | ||
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 4 | 01 April 2003 | 07 January 2024 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 1 | 01 April 2003 | 07 January 2024 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 7 | 01 April 2003 | 25 January 2005 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 9 | 01 April 2003 | 25 January 2005 |
| ICBC (Asia) Securities Limited 工銀亞洲証券有限公司 | RO | 6 | 01 April 2003 | 25 January 2005 |