SFC Licences of TAM Owen 譚浩榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 25 August 2011 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 09 September 2010 | |
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 13 December 2004 | 03 June 2006 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 December 2004 | 03 June 2006 |
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 2 | 01 April 2003 | 11 December 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 11 December 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 06 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 06 February 2004 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 06 February 2004 |
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 5 | 01 April 2003 | 06 February 2004 |
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 | RE | 9 | 01 April 2003 | 06 February 2004 |