SFC Licences of LOR Seton Tak Chiu 羅德昭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 6 04 July 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 9 09 February 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 5 09 February 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 4 09 February 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RO 1 09 February 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 9 18 January 2007 09 February 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 5 18 January 2007 09 February 2007
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 RE 4 18 January 2007 09 February 2007
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 9 25 April 2005 09 October 2006
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 5 25 April 2005 09 October 2006
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RO 4 25 April 2005 09 October 2006
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 5 01 April 2003 25 April 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 01 April 2003 25 April 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 01 April 2003 25 April 2005
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 6 01 April 2003 14 June 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 01 April 2003 14 June 2004