SFC Licences of LEE Kin Chung Simon 李建中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 9 16 December 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RO 4 16 December 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RE 9 19 October 2022 16 December 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RE 4 19 October 2022 16 December 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RE 5 19 October 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RE 2 19 October 2022
Jin Yi Financial Group Limited 金益金融集團有限公司 RE 1 19 October 2022
Suparna Capital Management Limited 金翼資本管理有限公司 RO 9 23 March 2021 12 May 2021
Suparna Capital Management Limited 金翼資本管理有限公司 RO 4 23 March 2021 12 May 2021
Suparna Capital Management Limited 金翼資本管理有限公司 RE 9 22 February 2021 23 March 2021
Suparna Capital Management Limited 金翼資本管理有限公司 RE 4 22 February 2021 23 March 2021
Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 RO 9 17 December 2019 21 December 2020
Solshire International Capital Management (HK) Limited 朔商國際資本管理(香港)有限公司 RO 4 17 December 2019 21 December 2020
Maplefield Capital Limited 楓源資本有限公司 RO 9 27 February 2018 06 June 2019
Maplefield Capital Limited 楓源資本有限公司 RO 4 27 February 2018 06 June 2019
Wellchamp Capital Limited 宏昌資本有限公司 RO 9 10 August 2016 21 November 2016
Wellchamp Capital Limited 宏昌資本有限公司 RO 4 10 August 2016 21 November 2016
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 9 14 June 2011 01 October 2014
Sheng Yuan Asset Management Limited 盛源資產管理有限公司 RO 4 14 June 2011 01 October 2014
Arta Asset Management Limited 裕承資產管理有限公司 RO 9 12 July 2010 26 November 2010
Arta Asset Management Limited 裕承資產管理有限公司 RO 4 12 July 2010 26 November 2010
Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 RO 9 09 March 2005 01 October 2008
Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 RO 5 09 March 2005 01 October 2008
Piper Jaffray Asia Asset Management Limited 派杰亞洲資本管理有限公司 RO 4 09 March 2005 01 October 2008
GM Financial Formula Limited 智碼資產管理有限公司 RO 9 01 April 2003 09 September 2004
GM Financial Formula Limited 智碼資產管理有限公司 RO 5 01 April 2003 09 September 2004
GM Financial Formula Limited 智碼資產管理有限公司 RO 4 01 April 2003 09 September 2004