SFC Licenceholders of Sheng Yuan Asset Management Limited 盛源資產管理有限公司
- yuzhe.jia@shengyuan.hk
- Website
- www.shengyuanam.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAO Min 曹敏 | RO | 9 | 14 June 2019 | 30 April 2020 |
| CAO Min 曹敏 | RO | 4 | 14 June 2019 | 30 April 2020 |
| CHAN Lam Chak 陳林澤 | RO | 9 | 28 June 2017 | 18 May 2018 |
| CHAN Tsz Ling 陳梓玲 | RE | 9 | 11 May 2017 | 05 July 2017 |
| CHAN Tsz Ling 陳梓玲 | RE | 4 | 11 May 2017 | 05 July 2017 |
| CHEN Bai Cao 陳柏操 | RO | 4 | 15 July 2014 | 09 April 2019 |
| CHEN Bai Cao 陳柏操 | RO | 9 | 19 March 2014 | 09 April 2019 |
| CHEN Bai Cao 陳柏操 | RE | 4 | 18 February 2014 | 05 May 2014 |
| CHEN Bai Cao 陳柏操 | RE | 9 | 18 February 2014 | 19 March 2014 |
| CHEN Jinsha 陳金沙 | RE | 9 | 16 February 2017 | 03 March 2017 |
| CHEN Leimiaojie 陳雷妙婕 | RE | 9 | 08 September 2015 | 24 February 2017 |
| CHEN Leimiaojie 陳雷妙婕 | RE | 4 | 08 September 2015 | 24 February 2017 |
| FENG Dafu 馮大富 | RE | 9 | 23 May 2017 | 07 November 2017 |
| HU Han 胡晗 | RO | 9 | 16 July 2014 | 16 May 2015 |
| HU Han 胡晗 | RE | 9 | 06 June 2014 | 16 July 2014 |
| HUANG Xiaobo 黃小波 | RO | 9 | 31 August 2018 | 14 February 2020 |
| HUANG Xiaobo 黃小波 | RO | 4 | 31 August 2018 | 14 February 2020 |
| HUANG Xiaobo 黃小波 | RE | 9 | 26 July 2018 | 31 August 2018 |
| HUANG Xiaobo 黃小波 | RE | 4 | 26 July 2018 | 31 August 2018 |
| HUANG Yongyan 黃咏岩 | RE | 9 | 11 May 2017 | 05 May 2019 |
| HUANG Yongyan 黃咏岩 | RE | 4 | 11 May 2017 | 05 May 2019 |
| HUNG Hing Man 孔慶文 | RO | 9 | 26 October 2023 | |
| HUNG Hing Man 孔慶文 | RO | 4 | 26 October 2023 | |
| HUNG Hing Man 孔慶文 | RO | 9 | 29 May 2018 | 31 July 2020 |
| HUNG Hing Man 孔慶文 | RO | 4 | 29 May 2018 | 31 July 2020 |
| JIA Yuzhe 賈鈺哲 | RO | 9 | 14 May 2020 | |
| JIA Yuzhe 賈鈺哲 | RO | 4 | 14 May 2020 | |
| JIA Yuzhe 賈鈺哲 | RE | 9 | 24 April 2020 | 14 May 2020 |
| JIA Yuzhe 賈鈺哲 | RE | 4 | 24 April 2020 | 14 May 2020 |
| KO Fung 高鋒 | RE | 9 | 22 May 2012 | 22 June 2013 |
| KO Fung 高鋒 | RE | 4 | 22 May 2012 | 22 June 2013 |
| KWAN Ut Hoi 關越海 | RE | 9 | 13 September 2018 | 15 July 2019 |
| LAI Yan Mong 黎恩望 | RE | 4 | 09 December 2019 | 13 February 2020 |
| LAI Yan Mong 黎恩望 | RE | 9 | 02 December 2019 | 13 February 2020 |
| LAI Yuen Chun 黎遠真 | RE | 4 | 16 August 2023 | |
| LAI Yuen Chun 黎遠真 | RO | 4 | 06 February 2023 | 16 August 2023 |
| LAI Yuen Chun 黎遠真 | RO | 9 | 06 February 2023 | |
| LAU Ka Pan 劉嘉斌 | RE | 9 | 22 July 2021 | |
| LAU On Kwok 劉安國 | RO | 9 | 14 June 2011 | 06 August 2014 |
| LAU On Kwok 劉安國 | RO | 4 | 14 June 2011 | 06 August 2014 |
| LEE Ka Ho 李家豪 | RO | 9 | 18 August 2021 | 07 June 2023 |
| LEE Ka Ho 李家豪 | RO | 4 | 18 August 2021 | 07 June 2023 |
| LEE Kin Chung Simon 李建中 | RO | 9 | 14 June 2011 | 01 October 2014 |
| LEE Kin Chung Simon 李建中 | RO | 4 | 14 June 2011 | 01 October 2014 |
| LI Bing 李兵 | RO | 9 | 01 December 2022 | |
| LI Bing 李兵 | RO | 4 | 01 December 2022 | |
| LI Bing 李兵 | RE | 9 | 27 October 2022 | 01 December 2022 |
| LI Bing 李兵 | RE | 4 | 27 October 2022 | 01 December 2022 |
| LI Jingming 李晶銘 | RE | 9 | 12 May 2020 | 30 April 2022 |
| LI Jingming 李晶銘 | RE | 4 | 12 May 2020 | 30 April 2022 |
| LI Kim Ping 李儉炳 | RE | 9 | 18 October 2018 | 19 December 2019 |
| LI Wei 李巍 | RE | 4 | 15 July 2014 | 03 July 2017 |
| LI Wei 李巍 | RE | 9 | 24 March 2014 | 03 July 2017 |
| LIU Ke 劉科 | RE | 9 | 25 June 2018 | 15 September 2019 |
| LIU Ke 劉科 | RE | 4 | 25 June 2018 | 15 September 2019 |
| MA Linna 馬琳娜 | RE | 9 | 29 August 2016 | 25 July 2017 |
| MA Linna 馬琳娜 | RE | 4 | 29 August 2016 | 25 July 2017 |
| MOK Tsz Ho 莫梓豪 | RE | 4 | 25 September 2013 | 22 September 2014 |
| MOK Tsz Ho 莫梓豪 | RE | 9 | 25 September 2013 | 22 September 2014 |
| RAO Chao 饒超 | RO | 4 | 05 October 2020 | 23 August 2021 |
| RAO Chao 饒超 | RO | 9 | 23 July 2020 | 23 August 2021 |
| RAO Chao 饒超 | RE | 9 | 29 June 2020 | 23 July 2020 |
| SUN Youjia 孫優佳 | RE | 4 | 07 July 2016 | 09 March 2018 |
| SUN Youjia 孫優佳 | RE | 9 | 07 July 2016 | 09 March 2018 |
| TANG Mei Kam 鄧美琴 | RE | 9 | 21 December 2017 | 30 June 2019 |
| TANG Mei Kam 鄧美琴 | RE | 4 | 21 December 2017 | 30 June 2019 |
| TZE Hei 紫曦 | RE | 9 | 15 June 2011 | 07 January 2015 |
| TZE Hei 紫曦 | RE | 4 | 15 June 2011 | 07 January 2015 |
| WANG Bo 王波 | RE | 9 | 24 October 2016 | 31 May 2017 |
| WANG Bo 王波 | RE | 4 | 24 October 2016 | 31 May 2017 |
| WANG Jing 王靖 | RE | 9 | 22 March 2017 | 10 April 2017 |
| WANG Jing 王靖 | RE | 4 | 22 March 2017 | 10 April 2017 |
| WU Yingshi 吳應時 | RE | 9 | 01 June 2018 | 18 March 2020 |
| WU Yingshi 吳應時 | RE | 4 | 01 June 2018 | 23 July 2019 |
| YANG Feng 楊鋒 | RE | 9 | 12 July 2016 | 17 May 2017 |
| YANG Feng 楊鋒 | RE | 4 | 12 July 2016 | 17 May 2017 |
| ZHANG Xiaomei 張曉梅 | RO | 4 | 14 January 2015 | 16 June 2017 |
| ZHANG Xiaomei 張曉梅 | RO | 9 | 04 September 2014 | 16 June 2017 |
| ZHAO Fang 趙芳 | RE | 9 | 29 April 2022 | 08 March 2024 |
| ZHAO Fang 趙芳 | RE | 4 | 29 April 2022 | 08 March 2024 |
| ZHAO Wei 趙韋 | RE | 4 | 17 October 2014 | 20 March 2017 |
| ZHAO Wei 趙韋 | RE | 9 | 17 October 2014 | 20 March 2017 |
| ZHAO Yuekai 趙悅凱 | RE | 9 | 19 March 2013 | 11 July 2013 |
| ZHAO Yuekai 趙悅凱 | RE | 4 | 19 March 2013 | 11 July 2013 |
| ZHONG Wusijie 鍾吳思婕 | RE | 4 | 03 July 2018 | 02 January 2019 |
| ZHONG Wusijie 鍾吳思婕 | RE | 9 | 03 July 2018 | 02 January 2019 |
| ZHOU Quan 周全 | RE | 9 | 12 June 2023 | |
| ZHOU Quan 周全 | RE | 4 | 12 June 2023 | |
| ZHU Guoji 朱国基 | RO | 9 | 30 July 2020 | 06 November 2020 |
| ZHU Guoji 朱国基 | RO | 4 | 30 July 2020 | 06 November 2020 |
| ZHU Guoji 朱国基 | RE | 9 | 09 June 2020 | 30 July 2020 |
| ZHU Jiafeng 朱嘉鳳 | RE | 9 | 21 June 2019 | 06 March 2020 |
| ZHU Jiafeng 朱嘉鳳 | RE | 4 | 21 June 2019 | 06 March 2020 |
| ZHU Jiaying 朱嘉滢 | RE | 9 | 23 October 2015 | 13 May 2016 |
| ZHU Jiaying 朱嘉滢 | RE | 4 | 23 October 2015 | 13 May 2016 |