SFC Licences of LING Wing Kit 凌榮傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 23 November 2004 | 15 July 2013 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 23 November 2004 | 15 July 2013 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 15 July 2013 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 15 July 2013 |
RBC Futures Services (Asia) Limited | RE | 5 | 01 April 2003 | 30 September 2005 |
RBC Futures Services (Asia) Limited | RE | 2 | 01 April 2003 | 30 September 2005 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 18 February 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 18 February 2004 |
RBC Futures Services (Asia) Limited | RE | 9 | 01 April 2003 | 18 June 2003 |