SFC Licences of SIN Chi Fong, Rosa 冼志芳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 24 January 2014 01 May 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 24 January 2014 01 May 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 24 January 2014 01 May 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 24 January 2014 01 May 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 08 December 2004 31 August 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 08 December 2004 31 August 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003 31 August 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003 31 August 2013
RBC Futures Services (Asia) Limited RE 2 01 April 2003 30 September 2005
RBC Futures Services (Asia) Limited RE 5 01 April 2003 30 September 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 18 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 18 February 2004
RBC Futures Services (Asia) Limited RE 9 01 April 2003 18 June 2003