SFC Licences of KA Wai Kam, David 賈偉鑑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 9 02 June 2008 22 September 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 5 24 March 2005 22 September 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 4 24 March 2005 22 September 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 2 24 March 2005 22 September 2014
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RO 1 24 March 2005 22 September 2014
RBC Futures Services (Asia) Limited RO 5 24 March 2005 30 September 2005
RBC Futures Services (Asia) Limited RO 2 24 March 2005 30 September 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 18 March 2005 02 June 2008
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 22 November 2004 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 22 November 2004 24 March 2005
RBC Futures Services (Asia) Limited RE 5 01 April 2003 24 March 2005
RBC Futures Services (Asia) Limited RE 2 01 April 2003 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003 24 March 2005
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 17 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 17 February 2004
RBC Futures Services (Asia) Limited RE 9 01 April 2003 18 June 2003