SFC Licences of LAM Car Man 林家文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CVP Securities Limited 星火證券有限公司 | RE | 2 | 06 June 2005 | 24 February 2020 |
CVP Securities Limited 星火證券有限公司 | RE | 1 | 07 April 2005 | 14 March 2020 |
Piper Jaffray Asia Futures Limited 派杰亞洲期貨有限公司 | RE | 2 | 03 March 2004 | 07 April 2005 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 01 April 2003 | 07 April 2005 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 9 | 01 April 2003 | 03 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 01 April 2003 | 03 March 2004 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 6 | 01 April 2003 | 03 March 2004 |